The tumultuous Election of Emperor Lothar III

The time of the Hohenstaufen remains the by far best known period of German medieval history.

The age of the Hohenstaufen does however not begin with a Hohenstaufen emperor. Though Henry V, the last of the Salians declared Frederick of Hohenstaufen his heir, the crown ultimately goes to Lothar of Supplinburg, enemy of the Salians.

Find out below how that could happen.

Transcript

Hello and welcome back to the Season 3 of the History of the Germans – The Hohenstaufen

I hope you had an enjoyable festive season and feel reinvigorated to dive into another period of German history. I definitely am. I know that six weeks is a long break but I have not been idle.  Books had to be read, podcasts and radio shows needed to be listened to, scripts had to be written. I hope you will find that the wait was worth it.

Halfway between Berlin and Frankfurt stands the Kyffhauser Mountain. In a grotto underneath it, legend says, the emperor Frederick Barbarossa sleeps with his army of knights and their horses ready to strike when the right hour comes. Above him are the ruins of the castle of Kyffhauser, one of the largest fortresses built in the high Middle Ages, and over these ruins stands an 81m tall tower, the Kyffhauser memorial. It was inaugurated on June 18th, 1896 to commemorate not Barbarossa, the red beard, but Barba Blanca, the White Beard, Emperor William I who together with his chancellor, Otto von Bismarck, had unified Germany. On this, the third largest German memorial you find the emperor Barbarossa shown in his grotto, his red beard grown through the table, whilst above him, on his mighty horse, rides the new emperor who fulfilled the dream of national unity of the German people, allowing Barbarossa to finally get his well-deserved eternal rest.

Kyffhäuser

Most historically interested Anglo Saxons have heard the word Barbarossa before, even if they have no interest in medieval history at all, thanks to Operation Barbarossa, the codename of Hitler’s invasion of the Soviet Union.

After the war, the medieval rulers of Germany were too tainted with nationalism and their instrumentalization by the Nazis to feature highly in the national narrative. But not the Hohenstaufen. Between March and June of 1977 675,000 people visited the Alte Schloss in Stuttgart to see an exhibition entitled “Die Zeit der Staufer” (the Time of the Hohenstaufen in English). Over 1,000 items from 17 countries were on display, with the Kappenberg Kopf, the image of emperor Frederick Barbarossa, this episode’s artwork as its star exhibit.

Nobody expected these numbers of visitors for what was just 3,000 square meters of exhibition space. At peak times there was barely a square meter per person. People fainted in the low and badly ventilated rooms. They sold 150,000 copies of the enormous four volume exhibition catalogue, one of which to my father who proudly displayed it in his office for 40 years and is now in a box en route over to mine.

By 1977 the most popular Hohenstaufen was no longer Barbarossa but his grandson Frederick II, the stupor mundi, the wonder of the world. He was the antithesis of nationalist Barbarossa, he lived most of his life at the cosmopolitan court of Palermo, spoke Arabic, tolerated Muslims and Jews, negotiated rather than fought his way into Jerusalem and had a scientific mind that made him a great ornithologist. He foreshadowed modernity and the open and liberal society of Western Germany, now Germany’s destiny.

Frederick II fascinating as he definitely is, may not have been a modern, renaissance man. Barbarossa as a codename for a campaign into Eastern Europe shows once again a total lack of historic knowledge in Nazi circles. Barbarossa had at best a marginal interest in the eastern expansion of the empire.

Well, and then there is the grotto where Barbarossa allegedly slept. That same Barbarossa who drowned in front of his entire army in the small river Saleph in Turkey and whose remains were carried around for months afterwards. That Grotto turned out to be a Bronze age religious site, possibly dedicated to a female fertility goddess. Human remains found on the site suggest human sacrifices if not cannibalism.

Kyffhäuser memorial

All these evocations of the great Hohenstaufen emperors may well be false exaggerations, but they show one thing, the Hohenstaufen have always been fascinating and their great emperors, as well as the not-so-great ones have shaped Germany. Whether they meant to do that or meant to do it in the way later generations believed they did is for you to decide. I stick with my favourite historian Gregory of Tours who said already in the 6th century, “a great many things happen, some good, some bad”.

Before we start just a reminder. The History of the Germans Podcast is advertising free thanks to the generous support from patrons. And you can become a patron too and enjoy exclusive bonus episodes and other privileges from the price of a latte per month. All you have to do is sign up at patreon.com/historyofthegermans or on my website historyofthegermans.com. You find all the links in the show notes. And thanks a lot to Camilo, Hans and Sean  who have already signed up.

Let’s start with Episode 43 – All change, all change

We are in the year 1125 and again, things are not going well. Emperor Henry V is dying in the palace of the bishop of Utrecht. With him the Salian dynasty comes to an end. Over the course of the 100 years of Salian rule the empire had taken some serious knocks. The Ottonian/Salian model of Imperial Rule is broken. The Emperor is no longer the Vicar of Christ on Earth who can depose and invest popes at will. Instead, the Pope claims to be the emperor’s overlord. He calls him the rex Teutonicum, the king of the Germans, relegating him from mighty Caesar to being just another king, like the King of France, the King of England or the King of Hungary.

The bishops and abbots who have been given so much of the royal lands and privileges are no longer at the emperor’s back and call. Where will the food, money and troops come from an emperor needs. The Saxon heartland of the Ottonians and its rich silver mines in Goslar are no longer firmly in the royal demesne.

The stem duchies are no longer the main tool to exert power over secular lords. . Saxony is outside imperial control and Bavaria an inheritable possession of the House of Welf. Swabia is split into three, only one part being under control of its duke, the dukes of Lothringia have even less control of their duchy. The main political structures are now the princely territories, which they hold in their own right, not in the name of the emperor.

Moreover, the Princes assert that they collectively represent the kingdom, not the emperor. They demand to be involved in all major decisions and that only they  would sit in judgement over their peers. They, not the emperor brought about the Konkordat of Worms that supposedly ended the Investiture Controversy. The Emperor has become just the representative of the realm, a realm ruled by the princes. And as such, the princes have the right to elect their ruler freely, based on his ability and “humility”, not based on inheritance rights, as they had laid out already in 1077. 

And the country is on its knees. 50 years of almost uninterrupted civil war have depleted food production and trade. The Peace of God that Emperor Henry III had been able to declare and maintain in the early days of Salian rule is no more. It is replaced with lords feuding from their many, many castles that had sprung up as constant reminder of the weakness of the central power.

And new players have joined the game. First the rich merchant cities who were the real winners of the crusades, first ripping off the knights for their passage and then using them to open up trade in the Eastern Mediterranean. And the Kings of France and England, previously of not really on the top table of Western European politics are consolidating their power and ask – “who made the Germans the judges of the nations?”

Therefore, there is a real question,  what is an emperor for? What should his role be going forward? Where will the resources come from to fulfil that role? Do we need one at all, now that the pope is the Vicar of Christ on Earth whose feet the kings are to kiss?

There are essentially three strategies the emperor can deploy to re-establish control, all of which will be tried these next few centuries.

Strategy 1 is “back to ancient glories”. That means bring back the old Ottonian/Salian system of a command monarchy. Regain  control over the church by massaging the rules under the Wormser Konkordat to breaking point whilst at the same time subduing the princes by force.

Strategy 2 is management by cooperation. A bit like the first Ottonians long, long ago, the emperor can let the princes take part in government, seek their consent for all major actions. And once you have the on side, you gradually erode their position.  That worked really well under Henry the Fowler as he could rally the princes behind a great objective, the defeat of the Hungarians. In the 12th century the emperors will try new objectives.  The crusades, the eastern expansion of the empire and taking control of the wealth of Italy.

And finally, there is Strategy 3, which I would call the French option. The emperors can use their position to grow their territorial holdings. That means conquering their territory one castle at a time, taking over every vacant fief for themselves and never enfeoff anyone outside the immediate family. That is how the Capetians gained control of France from even less auspicious beginnings.

Alright, this is the game. So, let’s see who will be the first player of this game and what strategies he will deploy..

Emperor Henry V, last of the Salians still lies dying in Utrecht in May 1125. At his bedside were apart from the obligatory bishops, the empress, Matilda, only daughter and heir of Henry I King of England, as well as his oldest nephew Frederick of Hohenstaufen, Duke of Swabia.

Henry V and the Empress Matilda – daughter of the King of England and adversary of King Stephen during teh Anarchy

Whilst he lay dying, he gave advice on the state of the realm and after taking the last sacrament, entrusted his wife, Matilda, in the care of his nephew who he made the heir of his personal possessions. But he did not designate him as his successor. He ordered the crown regalia to be brought to the secure castle of Trifels, to be handed to whoever the princes would now elect to succeed him.

The Trifels

A few weeks later many important princes and bishops came together for the funeral of Henry V in the enormous cathedral of Speyer, the great symbol of Salian ambitions. Most of those present had been supporters of the dead emperor. In principle they could have elected a new king right there. They were in the Duchy of Franconia, where elections were traditionally held, they had all the necessary archbishops, the archbishop of Mainz, who traditionally manages the elections and the archbishop of Cologne who could perform the coronation. They could even get the imperial regalia from Trifels – it was all there. But they did not. Instead, they sent out an invitation to all the princes of the realm to come to the city of Mainz on St. Bartholomew’s Day, the 24th of August

That invitation was issued and signed by the bishops and princes who had been present at the funeral including the heir to Henry V’s fortune, Frederick of Hohenstaufen, duke of Swabia. We have one of these invitations, the one for Bishop Otto of Bamberg, a former chancellor of the emperor and great missionary in Pomerania. In the invitation the signatories open by saying they could have indeed elected a new king, but felt it was unseemly to do so without many of the important princes, like himself present. And they go on to say that “mindful of the oppression under which the Church and the kingdom have hitherto suffered”, he should “invoke the help of God so that, when a new king is installed, he may so provide for his Church and the kingdom that the latter may henceforth be freed from the heavy yoke of servitude and may live in peace according to its laws.”

Speyer Cathedral

Remember, this is a letter sent from the former allies of the dead emperor to another of his followers. And for that, it sounds pretty damning about the previous regime. Oppression, yoke of servitude are not the terms you would use to describe life under a successful ruler.

We are lucky to have an anonymous eyewitness for the election so that we get a much more detailed report of the actual election process that we ever had previously, even though the writer is clearly biased.

At the end of August 24 bishops including the archbishops of Mainz, Cologne and Salzburg, in other words half of the imperial  episcopate gather in Mainz. The great princes of the realm arrived with their retinue and camped outside the city along the river Rhine.

On the city shore of the river, we find the camp of Lothar of Supplinburg, duke of Saxony with his nobles, then, further upriver, Margrave Leopold of Austria, head of the House of Babenberg and next Duke Henry of Bavaria Head of the House of Welf. Duke Frederick of Swabia’s camp was on the opposite shore, in part because the citizens of Mainz were not best enamoured of the duke who had besieged the city before.

Before we get into the election proper, I should probably provide a quick rundown who these people are. The last episode was published 6 weeks ago, and names can easily get forgotten.

Amongst the bishops we have Adalbert of Mainz. He used to be the chancellor, closest friend and adviser of emperor Henry V until he was given his reward for loyal service  the seat of the archbishop of Mainz, the most senior of the German bishops. Similar to the more famous Thomas a’ Beckett, Adalbert rapidly changed perspective once he had taken the episcopal throne. He joined the camp of the Gregorian reformers, attacked Henry’s style of government and, tried to expand his territory at the expense of imperial lands. In all he became one of the emperor’s most implacable foes. Other than Thomas a ‘Beckett nobody rid the emperor of this troublesome priest. Instead Adalbert will die in his bed, safe in the knowledge that the archepiscopal see will go to his nephew.

Seal of Adalbert I of Mainz

The most powerful of the secular princes was Lothar of Supplinburg. He had been made Duke of Saxony by Henry V in 1106 as a reward for joining the coup d’état against Henry IV. Lothar greatly reinvigorated the role of duke of Saxony thanks to his personal charisma and political instinct. He also benefitted from a string of lucky inheritances from his wife. That brought him possession of the extensive lands of our old friend Otto von Northeim as well as another important Saxon clan. In another tale of terrible ingratitude Lothar clashed almost immediately with Henry V and together with Adalbert became the head of the opposition. In 1115 he inflicted a severe defeat upon the emperor at the battle of Westenholz. After that imperial influence in Saxony disappeared. Being free from any form of imperial oversight, Lothar was able to award the important marches of Meissen and Lausitz to the House of Wettin and the House of Ascania respectively. These awards further strengthened his hold over Saxony.

Lothar von Supplinburg

Almost as important and as powerful as Lothar was Henry the Black, Duke of Bavaria. Henry was the head of the House of Welf. Remember that name, you may hear it many more times before this podcast is out. The Welf are one of the oldest families in the realm, tracing themselves back to the court of Charlemagne. They had been kings of Burgundy until that branch died out in 1032. My favourite empress, Adelheid was a Welf. They were a truly pan-European family with major holdings in  Italy and Germany. In Italy they held the March of Este later known as the duchy of Ferrara. Henry the Black’s brother was the 18 year old Welf V who had married the then 44 year-old Countess Matilda of Tuscany. Though he did not inherit a dime from her, the Welf still believed they had a right to the extraordinary wealth of the Canossa family. In Germany they held two areas, one was the family lands on the eastern side of Swabia centred around Ravensburg and they were dukes of Bavaria. Initially the Welf had been enemies of Henry IV who had deposed them as dukes of Bavaria. In 1198 the Salians and the Welf reconciled and as part of the deal Henry IV made Bavaria and inheritable fief of the Welf family. Just as an aside, another great female monarch is a Welf, my sovereign lord, Queen Elisabeth II of England.

Henry the Black

The next guy camped along the River Rhine is Count Leopold of Austria from the House of Babenberg. Even though he is only a count and not a duke, he is still on the top table. The Babenbergers were nearly as ancient a family as the Welf. They were given the Eastern Marches in 976, which was the medieval equivalent of a hospital pass. The Eastern Marches were the lands bordering Hungary, which the Hungarian had turned them into their forward defences. For horse archers like the Hungarians, the ideal forward defence is entirely empty steppe without trees, walls or any other impediments to their fast horses. And that is what the Eastern march looked like. Over a century of careful husbandry, the Babenbergers turned this desert into the Garden of Eden that is today’s Austria – o.k. mild exaggeration. But nevertheless, it was a huge success for the family, made them rich and powerful and crucial in all dealings with the Bohemians and Hungarians. The Babenbergers had also sided with Henry V in the struggle between father and son in 1105 and were rewarded with marriage to none other than Agnes, the emperor’s sister, making Leopold one of the closest relatives of the last of the Salians.

Which brings us to Leopold’s older half-brother, and last of the great secular lords camped along the river, Frederick of Hohenstaufen, Duke of Swabia.

Frederick was the oldest son of the aforementioned Agnes. Agnes, often called Agnes of Waiblingen was tough as nails. She had been 14 when she was married to the first Hohenstaufen duke of Swabia, also called Frederick. She gave him 11 children. When she was married to her next husband, the Babenberger, she was 33, but notwithstanding her age, bore him another 11 children or possibly 18. She miraculously survived that and died aged 71 in Klosterneuburg near Vienna.

This marriage had been the making of the House of Hohenstaufen. Until then Frederick had been a count or even maybe just a knight in Swabia with a few possessions in Alsace. Henry IV picked him to fight his civil war against the Welf and another Swabian family, the Zaehringer in the Southwest. To give him the necessary pedigree and presumably necessary resources, he made him Duke of Swabia and gave him his oldest and as it turned out, only surviving daughter in marriage. As an aside, whilst we call the family the Hohenstaufen after their ancestral castle of Stauff near Goppingen, they would call themselves Waiblingen after the possessions of Agnes. And that is why in Italy the imperial party is called the Ghibellines, the only way an Italian can say Waiblingen.

Frederick turned out to be one of the few appointments of the Salian rulers who actually remained loyal to the end. Having been successful at holding Swabia in the first phase of the civil war, Frederick became the natural choice as commander in chief of the imperial troops in Germany during the long absences of the emperor in Italy. This role as the greatest of the imperial paladins was richly rewarded in land and privileges.

The Hohenstaufen success nearly came unstuck during Henry V’s coup. The elder Frederick would likely have sided with the father against the son and would have lost. But he did something extremely astute, he died. His eldest son, The Frederick of Hohenstaufen who is now camped outside Mainz was only 14 when Henry V took the throne. Henry V had him kidnapped right when the rebellion began so that young Frederick did not have to take sides. After the dust had settled, our Frederick continued the family tradition and became a trusted supporter of the emperor. He and his younger brother Konrad were running military campaigns for Henry V and again held the home front when the emperor was in Italy. These years in the imperial service had been extremely lucrative for this family of the middling aristocracy. Their wealth was further increased when Henry V made them the heirs of the Salian lands around Worms and Speyer. By 1125 Frederick of Hohenstaufen and his brother Konrad held Northern Swabia, most of Alsace as well as lands in Franconia along the Rhine and Main Rivers down to Nuremberg.  

Map of Germany showing the Hohenstaufen lands in yellow

I have put a map on www.historyofthegermans.com which may or may not be useful. What you see looks more like your crazy aunt had made a patchwork quilt from the multicoloured bedsheets your three dogs have torn to shreds. Check for the yellow bits, these are the lands of the Hohenstaufen – significant but not exactly dominating..

These are the people getting together on August 24th, 1125 to elect a new king.

Adalbert, the archbishop of Mainz was in charge of proceedings. When he opened the assembly in the great hall of the episcopal palace, he quickly realised that with such a large number of electors an open debate would go nowhere. So, he ordered to form a committee that should prepare a shortlist or ideally agree on one single candidate. This committee consisted of 40 members, 10 each representing the stem duchies of Saxony, Franconia, Swabia and Bavaria. Interestingly the Lotharingians were not invited, nor was the duke of Bohemia who in the 14th century would become one of the 7 electors.

The committee leaves to debate in a separate chamber. When they come back to the assembly, they present a shortlist of three candidates. The two closest relatives of the deceased emperor, Frederick of Hohenstaufen and Leopold of Austria. And then the great adversary of the previous emperor, Lothar of Supplinburg, Duke of Saxony.

Two of those were in the room, Leopold and Lothar. Frederick of Hohenstaufen had stayed outside the town, allegedly because he feared to be attacked by the citizens of Mainz who he had besieged some years hence. That was his first mistake. You see, as soon as their names were called, both Lothar and Leopold gave some great Oscar speeches insisting on their knees and under tears that they are unworthy of the honour and that they could never, ever accept it.

Frederick is in his camp outside the walls and all he hears is that he is on the list and that the other two have refused the honour. He instantly forgets his fear of the citizens of Mainz and jumps on the next horse riding as fast as he can to the palace of the archbishop.

Upon entering the room he looks around in in vain for the cries of acclamation he was expecting. Instead, he watches archbishop Adalbert rising from his seat and asking each of the candidates in turn whether they would accept whoever the assembly would elect and swear fealty to him. Lothar repeats his request not to be elected and promises to respect the election. Leopold is next and he too swears to respect the selection. Even more, he says that he actually really does not want to be king. Finally, we get to Frederick, who seems to have a blond moment. He clearly does not get what is going on. Why are Lothar and Leopold insisting that they do not want to be elected, when he knows full well that at least Lothar wants to? What is the process by which you get elected after withdrawing from an election. He is confused. And so, Frederick says something like, I first need to check this with my associates, and I get back to you.

What he does not understand is that the princes want their king to be humble. Not wanting the job is the key criteria to getting the job. The princes want someone who is going to leave them alone to do their feuds and grow their territories. Someone who does not have a son to create a new dynasty. Did I mention that Lothar did not have a son? Well, he doesn’t. He is 50 years old, his wife is 38 and will live for another 16 years. Chances are, there will not be a Supplinburg dynasty. The other two are younger, sons of the exceptionally fecund Agnes and have brothers and nephews galore. Choose one of them and their family will sit on every fief that comes free.

Electing someone who consistently claims he does not want to be elected is procedurally difficult, as we will now see.

The next morning the electors meet again, though this time both Frederick of Hohenstaufen and Henry the Black Duke of Bavaria are not at the assembly. Adalbert, archbishop of Mainz asks Leopold and Lothar again whether they were serious that they do not want to be king and are happy to accept whoever is elected. As they do so, they have now effectively renounced their candidacy and join the ranks of the electors. We are back to square one and a new list needs to be drawn up.

As that dawns on the electors, the mood changes. Several of Lothar’s supporters shout “Lothar should be king”. They raise Lothar – who still insists he is not worthy – onto a shield and parade him around the room whilst singing praise the lord. Some bishops and princes, in particular the Bavarians are enraged by this deviation from procedure and threaten to leave the session. Adalbert has the doors barred stopping people from leaving. Everybody is shouting at everybody until the papal legates and some of the more level-headed princes calm everyone down. They point out what would happen if the Bavarians would leave the assembly – no valid election means no emperor and hence anarchy. The Bavarians say that they are not willing to move to an election without their duke, Henry the Black from the House of Welf.

Archbishop Adalbert had the Duke of Bavaria called and he enters the assembly to effectively make the decision. It is all down to him.

What are his loyalties, where are his interests? Frederick of Hohenstaufen is sure This is the turning point that will bring him the crown. After all, Henry the Black is his father-in-law. In 1121 Frederick had married Judith, Henry the Black’s daughter. That was part of an ever-tighter alliance within the old emperor Henry V’s camp. Henry and Frederick had fought together, had played together and had become related by marriage. Henry is in the bag.

When Henry the Black entered the assembly our eyewitness reports “the spirit of the holy ghost descended on the assembled princes, and they were in one mind to elevate the – drumroll – most worthy blessed duke of Saxony, Lothar to be their king.

The Hohenstaufen will never forgive the Welf for this betrayal. Hi Welf, Hi Waiblingen will be the war cry resounding throughout the empire, in Germany, in Burgundy and most often in Italy for the next 150 years. Though the two families did occasionally reconcile and not every member followed the family  whip, the name of Welf remained the symbol of anti-imperial, pro-papacy policies. Waiblingen, the possession of the unnaturally fruitful Agnes became the rallying cry of the imperial party. Italian cities in the Middle Ages will fill up with slender fortified towers making them look like giant hedgehogs. Each tower was the fortress of a family who would still identify either as Guelph or as Ghibelline long after the emperors have stopped coming down to Rome and the popes had left for Avignon. By the 14th century these are cultural divisions rather than political ones – does that sound familiar?

Back to 1125, Why did the Welf betray his Hohenstaufen son-in-law? Well, it might have been the Holy Ghost that inspired the Bavarian duke’s change of mind. Or it might be that Lothar despite having declared his reluctance to become king so convincingly had actually smoothed the election by offering his daughter Gertrud, his only child in marriage to Henry’s son, Henry the Proud? We do not know. What we do know is that Henry the Proud married Gertrud, the by far richest heiress in the land, bringing with her the duchy of Saxony, and we know that the Welf voted for Lothar of Supplinburg.

The princes now all acknowledged Lothar and even Frederick recognised him as his king after three days of hesitation. Lothar scheduled his coronation for Christmas 1125 in Aachen and declared a peace for the whole of the empire for a full year.

And so, in 1125 the age of the Hohenstaufen does not start with a Hohenstaufen, but with King, later emperor Lothar III, a Saxon duke and leader of the opposition against the Salians and the Hohenstaufen.

Next week we will find out how the two brothers, Frederick and Konrad take this setback and whether Lothar of Supplinburg can bring the long-desired peace to the empire. I hope to see you there.

And in the meantime, should you feel like supporting the show and get hold of these bonus episodes, sign up on Patreon. The links are in the show notes or on my website at historyofthegermans.com.

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Electing a most unlikely successor to Henry II

Our history of the Hanse has come to an end, not with a bang but with a whimper. Of the things that have remained we have already talked a lot, the ideal of the honourable Hanseatic merchant, the cultural and political links to Scandinavia and the stories. The stories of the famous pirates, Klaus Störtebecker and Hans Benecke, the heroics of the wars fought with Denmark and the antics of Jurgen Wullenwever.

But there is something that reminds us of the days when traders speaking low German fed Europe fish, beer and grain. And that are the cultural achievements, the town halls, weighing houses and stores that became symbols of civic pride, the artists whose works adorn churches and palaces across the Baltic sea and last but not least the brick churches that shaped the way these cities still appear..…let’s have a look.

As the economic boom of the middle-ages gains pace people begin to think beyond their next meal and a roof over their head for the night They call for an end to the constant violence creating the peace movement that emerges in France and encompasses the whole of Europe. That movement is closely intertwined with the crusades, which begin in 1095 not least as a means to channel military restlessness away from the domestic peasants to the foreign lands.

Once the physiological needs of food, water, warmth and rest are covered and some degree of safety is provided, more and more people move up Maslow’s pyramid looking for belonging, love, status, knowledge, aesthetic beauty, self-actualisation and ultimately transcendence. In the 11th century the afterlife becomes the dominating concern of everyone from the mightiest aristocrat to the lowliest peasant. Therefore, priests and clergy are held to ever higher standards to ensure the effectiveness of prayer and worship in providing access to heaven. The idea that even after your death prayers by those still alive could improve your status in Purgatory drives generous donation to monasteries in exchange for their eternal prayers. It kick-starts frantic construction activity during which the great Romanesque cathedrals of Speyer, Mainz, and Worms rise up.

Transcript

Hello and welcome to Season 2 of the History of the Germans – The Salians. I am really excited because this is the big one, the bit of German medieval history you really need to know about.

We start with Episode 22: Konrad II – who would have thought?

It has been a while since we stopped the narrative and so we should best start with a bit of context.

We are in the year 1024 and this season will cover almost exactly a century, until the end of the Salian dynasty in 1125. This is a period of quite fundamental change, not just in the Empire but in Europe more generally.

As the economic boom of the middle-ages gains pace people begin to think beyond their next meal and a roof over their head for the night They call for an end to the constant violence creating the peace movement that emerges in France and encompasses the whole of Europe. That movement is closely intertwined with the crusades, which begin in 1095 not least as a means to channel military restlessness away from the domestic peasants to the foreign lands.

Once the physiological needs of food, water, warmth and rest are covered and some degree of safety is provided, more and more people move up Maslow’s pyramid looking for belonging, love, status, knowledge, aesthetic beauty, self-actualisation and ultimately transcendence. In the 11th century the afterlife becomes the dominating concern of everyone from the mightiest aristocrat to the lowliest peasant. Therefore, priests and clergy are held to ever higher standards to ensure the effectiveness of prayer and worship in providing access to heaven. The idea that even after your death prayers by those still alive could improve your status in Purgatory drives generous donation to monasteries in exchange for their eternal prayers. It kick-starts frantic construction activity during which the great Romanesque cathedrals of Speyer, Mainz, and Worms rise up.

At the same time increased wealth allow the secular powers to expand their military capabilities.  Stone castles sitting atop unassailable hills begin to replace manor houses and motte and bailey castles. The size of armies gradually increases, and the armoured riders of the Carolingian and Ottonian period gradually turn into actual knights.

And finally, new political entities emerge that either did not exist before or had been insignificant players on the international stage.

The most famous of such new entities to emerge is Norman England. They invade in 1066, less than halfway through the Salian period and establish a powerful entity that begins to project power beyond its own borders. England had hitherto been insignificant on an international stage, if you exclude the brief rule of King Canute.

But that is not the only state the Normans created. In this same period, a small group of pilgrims/mercenaries from Normandy managed to play the three powers in Southern Italy, the Byzantines, the Muslims and the Lombard dukes against each other until they themselves had conquered all the territories of their former employers and forced the pope to accept them as kings of Sicily.

This is also during this time of the first and only really successful crusade that created the Kingdom of Jerusalem and other crusader states. The Crusade movement was however not limited to the Near East. The kingdoms of Portugal, Lean, Castile, Aragon and Navarre conquered more than half of the Iberian Peninsula from the various Muslim kingdoms.

We have already seen the new kingdoms of Poland and Hungary appearing on the map during the 10th century. As we will see in this narrative, these polities will gain coherence and identity distinct from the empire. And another power comes into contact with western Europe, Russia, or more precisely the rulers of Kiev who forge political and marriage alliances with their neighbours.

Whilst new coherent political entities emerge around them, the French kings reach the low-point of their power under Henry I (1031-1061) when they barely control more than Paris and its surroundings. His weakness meant that not only his powerful vassals did as they liked but also smaller noblemen could become robber barons who plundered and murdered anyone crossing their land. The kingdom was sinking into chaos. His successors, Louis VI and Louis VII managed to drag the monarchy out of the hole and patiently expanded and pacified their territory so that by the end of the Salian period they were well on their way to face up against the Angevin empire in the 2 sets of 100 years wars with England.

The other key shift is in social order. The rise in economic activity gives birth to a merchant class based in the cities. That trend is most pronounced in Italy, but it also happens everywhere else in Europe. In Italy the city populations continue to clash with the bishops who often rule the city and the magnates who control the countryside. The rise of urban freedoms in Italy provides inspiration for cities north of the alps to chuck out their bishops and seek political self-determination.

If you take the 10,000 feet view of what has happened here, the striking thing is the absence of a central power. A central power that could organise the crusades, conquer Spain, provide law and order in France and clean up Southern Italy.

In 1024, when emperor Henry II, the last of the Ottonians passed away, such a central power existed. The German kingdom, by the standards of the times was a well-ordered political entity with a monarch who could command considerable resources, mainly through his control of church lands and military resources.

The question why Henry II’s successors did not consolidate Europe under their rule and why Europe today has this great diversity of languages, culture and history within a territory half the size of Canada is the story of these 100 years between 1024 and 1125, the hundred years of Salian rule.

Without further ado, let’s get started.

On July 13th, 1024 Emperor Henry II succumbed to his long-standing health issues. Henry II had no children. He did not even have nephews. In fact there was nobody at all in the male line to continue his, the Ottonian dynasty.

And worse, he did not make any plans for his succession. As a deeply pious man who saw his job in turning the empire into a “House of God”. In that logic, if the House would please the lord, the lord would select a worthy successor, and if he did not, then it is not worth saving in the first place.

That view may have been quite saintly but must have scared the hell out of everyone else. Previous transitions of power even where the new ruler had been designated by his predecessor had caused huge uncertainty. The civil wars of 936, 955, 982 and 1002 cannot have been forgotten.

The chronicler Wipo described the situation as follows:

Quote: “After the emperor’s passing the state orphaned by the loss of its father began to sway. All well-meaning men were gripped by fear though wicked men were hoping for the destruction of the realm. (and further) Since the emperor had died without offspring the magnates strived to become the first or if that fails the closest to the first, using force rather than wisdom” Unquote

The situation did not tip into civil war for two reasons.

First, a date for an election was set quickly for early September, just six weeks after the Henry II’s death which is about as fast as anyone can organise anything in the 11th century.

And second, control of the empire during that time of transition lay in the hands of empress Kunigunde. Kunigunde had been closely involved in all imperial affairs during her husband’s reign and was well respected. She, together with her extended and powerful family manage the empire during these tense times as smoothly as these things can be done.

On September 4th, 1024, representatives of the Swabians, Bavarians, Franconians and Lotharingians meet in Kamba, a now lost location on the left bank of the Rhine to elect a new king. That is four of the five great stems of the East Francian kingdom. Only the Saxons stayed at home, though they did hold a meeting amongst themselves to discuss the succession.

These four stems now proceeded to elect a new king. The question on everyone’s lips was now, how are we to elect a new king? What are the criteria?

One concept would be descendance from a previous emperor. In 1024 there was literally nobody who descended from a previous king in the male line, which is quite an achievement given women were expected to produce children to the point of total exhaustion or death. Part of the problem had been that the Ottonians consistently turned their offspring into bishops and abbesses, clearly disregarding the urge to prolong the dynasty. The second issue was that younger brothers had a habit of rebelling, which is why the childless Henry II forced his only brother to become a bishop!

It is not even clear whether blood alone would have been enough. The concept of primogeniture was comparatively new and only been introduced by King Henry the Fowler in 935 and not yet widely recognised. Henry II had claimed the throne based on being the closest descendant in the male line of king Henry I, but that was by no means acknowledged by everyone. He ultimately had to capture the throne in a coup, bypassing election.

In terms of blood relations, the closest were the two sons of the Count palatinate Ezzo who had married Otto III sister. Next up from there may be the son of the king of Hungary, whose mother was a sister of Henry II. And then you had the descendants of Konrad the Red who was married to one of Otto the great’s sisters. But given that the ultimate winner of this contest barely mentioned his  relation to the Ottonians, we can be confident that this was not the most relevant criteria.

But that does not mean any Tom, Dick or Harry could become emperor. Lineage is important. A future king must have pedigree and ideally a pedigree that goes bock to Charlemagne or even the Merovingians, who, as we all know, are descendants of a sea monster. That narrows it down to maybe about 500-1000 individuals in total.

But that does not really answer the question. How do they choose amongst these 500-1000 individuals of great ancestry?

Well, there are some general requirements for kingship like being a religious and moral person willing to defend the church, being willing to uphold the law and in particular the privileges of the elite, being merciful and being successful in battle.

These criteria are far too vague to whittle this down to a more manageable shortlist.

Ultimately it came down to politics. The winner of the contest was the one whose selection would please more than anyone else whilst irritating the smallest possible number. He, and I may have forgotten to mention it, it could only ever be a “he”, had to be powerful enough to be an effective ruler, but not so powerful that he would frustrate the other nobles’ ambitions. He had to have connections into most stems, but not be dominant in any of them.

Hence the election itself was not a voting process as we would recognise it, but a negotiation marathon that ended with one unanimous acclamation at the end. Wipo describes how the magnates camped along both shores of the rhine in tent villages organised by stems. They would then negotiate in secret gatherings and envoys were constantly going from tent to tent.

Over several days of negotiations that list was whittled down to two cousins, both called Konrad.

They were both descendants of Konrad the Red. You may remember him, he was the son-in-law of Otto the Great who became duke of Lothringia, then fell out with the emperor and joined Liudolf’s rebellion and, after bending the knee, fought valiantly in the battle on the Lechfeld where he died.

Konrad the Red’s direct ancestors are a bit of a muddle, but the family claims direct descendance from the great Clovis, king of all the Franks and founder of the Merovingian dynasty (we met him in part 2 of the Prologue). That is pretty much as good a lineage as one could possibly have. Clovis was believed to have been a Salian Frank, i.e., a member of the subtribe of the Franks that originated from the area around Worms. You may recognise the name from the so-called Salic or Salian law, a Frankish law code compiled by Clovis. We know the Salic law today as shorthand for excluding women from the inheritance of titles or monarchic roles. It was a lot more than that, but let’s not deviate too much.

Anyway, Clovis was a Salian and Konrad the Red’s family, being descendants of Clovis and holders of the lands where the Salian Franks had originated became known as “the Salians”.

The Salians had benefitted from the demise of the dukes of Franconia in 938 and created a coherent power base around the city of Worms, about 70 km south of Frankfurt. This was probably one of the first territorial entities where a magnate consolidated the lands and rights around a specific area into one coherent entity. Up until now aristocrats would often have lands and rights spread across the kingdom, they would hold the office of duke or count in one place, whilst their private lands are in a different part of the country. This Salian territory was different and thanks to being geographically connected and its rights and privileges going fairly deep, a lot more powerful than its optical size indicates. The Salians also worked hard to keep the territory together and -other than their peers – did not divide it between male descendants – there was only ever one descendant who would inherit all. The Salians also held the office of the duke of Carinthia from time to time, though they put little effort into this post a long way away from their personal possessions.

The two members of the Salians that made the shortlist, Konrad the Younger and Konrad the Elder were cousins. Konrad the elder’s father had died when he was quite young so that the control of the Salian territory moved from his branch of the family to the father of Konrad the younger and ultimately with Konrad the Younger himself. Konrad the Younger was the rich and powerful one.

Konrad the elder on the other hand was effectively disinherited except for some middling county he had received as a consolation prize. But he was not completely without means. He had rescued his finances by marrying Gisela, daughter of duke Herman of Swabia and widow of Ernst, duke of Swabia. Gisela had the guardianship for her son Ernst II which meant she controlled the duchy of Swabia.

The elder Konrad did hence fit the other two key criteria:

  1. he was well connected in Franconia where he came from, in Swabia through his wife, in Carinthia through his Grandfather and in Lothringia through his great grandfather -Tick
  2. but in none of these duchies did he have a controlling position – another tick in the box.

And then there was the clincher that made Konrad the elder look really attractive to the electors – Konrad was the diametrical opposite of Henry II.

Henry II had been an exceptionally well-read individual who was brought up to become a cleric. He preferred the company of bishops and monks over that of his secular vassals. Moreover, his interest in theology had led him to pursue a rigorous definition of incest that invalidated almost all marriages amongst the upper nobility and cause untold misery for many couples. Konrad II on the other hand had been trained to become a fighter, not a preacher, so never learned to read or write and was unlikely to disappear down a doctrinal rabbit hole.

Henry II was a sickly individual suffering from various ailment including rather painful gallstones. Konrad II on the other hand must have been one of the tallest and physically most powerful men of his time. He was nearly 2.0m tall, had broad shoulders and was known to have ridden for 100 miles without stopping. To put that into perspective, at a time when the average height was about 1.69m. Charlemagne who was described as “of lofty stature was a lot shorter at between 1.8 and 1.9m tall.

Henry II could draw on the resources of the well organised and rich duchy of Bavaria when he ascended the throne, making him less dependent upon his lords for vassalage. Konrad II had no material resources in his own right. His access to the resources of Swabia was indirect and temporary until Ernst II reached maturity.

And finally, Henry II had no children, whilst Konrad II already had a son at the time of the election.

For the German lords who regarded Henry II as a tyrant not being like Henry II was a massive plus point.

Konrad’s opposition to Henry II was well known. He had fought in several rebellions against Henry II and only reconciled with the emperor a few years before 1024.

One argument that stood against the elder Konrad was that because of that disinheritance thing, the younger Konrad was technically the head of the Salian family, making it hard to elect his minor cousin without the younger Konrad’s acceptance.

That is where the winning Konrad’s skill in negotiation comes to the fore. By some means not recorded he convinced the younger Konrad to agree that if either of them would be elected, the other would not contest the election. That was not the cleverest thing to do for the younger Konrad who had the resources to mount a serious threat in case of an election of the elder Konrad, whilst the elder Konrad could not realistically hope to unseat the younger Konrad. When the two Konrad’s sealed their agreement with a kiss in front of the magnates realised they could go with their preferred option, and the majority went for the elder Konrad as king Konrad II.

Now this is my interpretation based on the fundamental differences in character, resources and political position between Henry II and Konrad II. Many historians have very different views stressing continuity between Henry II and Konrad II. That view is based on the fact that Konrad II received strong support from ecclesiastical lords, first and foremost from archbishop Aribo of Mainz who had been a close associate of Henry II and heavily involved in his policy to prosecute secular lords for marrying close relatives.

We will probably never know exactly what motivated the electors in this, the first free election of a German king. There were likely lots of side-deals and promises, some of which will not be kept as many protagonists will find out shortly.

Once it was clear the pendulum would swing in favour of the elder Konrad, the archbishop of Cologne and the duke of Lothringia left the meeting at Kamba. As I said before, this is not an election that comes out with a 60/40 result. The result had to be 100% as it reflected gods will. Dissenters had to leave the assembly, which is what they did.

They had no hope in electing someone else, since the alternative candidate, Konrad the Younger had voted for his cousin. All they wanted was more privileges from the emperor in exchange for their vote. And that is what they got, thanks to some very odd behaviour of the archbishop of Mainz.

Following the election, the assembly proceeded to crown the new emperor in Mainz. As you all know, you need two things for a viable coronation, the imperial insignia and the correct archbishop. The former was procured quickly as the previous empress Kunigunde recognised the election and handed the insignia, including the Holy Lance over to the archbishop of Mainz. Aribo of Mainz was also the correct archbishop as the pope had awarded the right to crown the German king to the church of Mainz.

So, on September 8th, four days after election Konrad is crowned and anointed in the cathedral at Mainz. Who is not crowned and not anointed at the same time is the new empress, Gisela. There are endless speculation why Aribo refused to crown Gisela. The leading theory is that Aribo had refused it on the grounds that Konrad and Gisela were both descendants of Henry I and hence too closely related. That is a possible reason since Aribo was a fervent adherent of the theory that the bible prohibits marriages between relatives in the 7th degree. However, the archbishop would have known about that issue before the election he had just supported. Supporters of this theory therefore conclude that Konrad must have promised to annul the marriage immediately after the coronation, which he clearly did not do. The other theories assume some issue with one of Gisela’s previous marriages or her mother’s marriage, but run into the same problem.

Bottom line is that Aribo refused. Konrad need to get crowned asap because -as we know – being crowned transforms a human being into a representative of Christ on earth, which makes it a lot less likely to be deposed and killed. However, he would not accept the refusal to crown his wife.

The archbishop of Cologne had a lot less scruples about the imperial marriage and offered to crown Gisela. Konrad jumped at the opportunity and -in exchange- supported the bishops request to the pope to become entrusted with royal coronations from here on out. As Aribo found himself on the wrong side with the pope, the privilege was duly transferred to Cologne, so that from now on the correct archbishop is the archbishop of Cologne. That being said, some kings will be crowned by Mainz claiming the elder privilege, whilst sometime anti-kings have receive the blessing from Cologne and still end up not counting as correctly crowned. It’s complicated.

He may be elected, and he may be crowned, but he is not yet truly king. He may have bought the archbishop of Cologne with the right to crown kings in the future, but the two Lothringian dukes, Gozolo and Frederick remained in opposition. Equally the Saxons have not formally given homage. 

Konrad has to undertake a royal progress across his lands to secure support from all his nobles. It is a similar progress we have seen Henry II undertake after his coronation in 1002 and it will become a tradition for future kings and emperors.

The initial route is through Lothringia, where he did not encounter actual resistance, but still did not receive homage from the two dukes. They will come around, but not yet.

The next important staging post is the abbey of Vreden where Konrad is greeted by the abbesses Sophie of Gandersheim and Adelheid of Quedlinburg, the two sisters of Oto III. These are the standard bearers of the Ottonian and thereby the Saxon line. Their involvement in the election of Henry II had already been crucial. And again, by receiving and recognising Konrad as king, the Saxon nobles are compelled to accept him as king. And the Saxons did offer him homage a few weeks later at a great gathering in Minden at Christmas 1024. And, like Henry II, Konrad had to confirm the Saxon’s special rights and freedoms they trace back to the time of Otto the Great. These Saxon exceptionals will become the bane of the Salian regime and contribute to its downfall 50 years later.

Konrad moves on to Regensburg where he confirms his control of Bavaria, a duchy that had supported his election anyway. That does not stop him from moving several monasteries from ducal into direct royal control, in other words, nicking the duke’s assets.

In Spring 1025 we find him deep in the southwest in Konstanz where he received the homage of his Italian subjects, including the archbishop of Milan. During the previous year several players, namely the duke of Aquitaine and the king of France have checked out the situation in Italy considering putting themselves or one of their sons on the throne of Italy.  The discussions with the Italian magnates had convinced these pretenders not to push for it, at least for now.

Konrad may have felt re-assured that the Italians did not go into rebellion and elected someone else as their king, but that is not the same as being in control of the Italian kingdom.

The citizens of Pavia had used the period between Henry II’s death and Konrad’s election to burn down the royal palace in the centre of the city. This palace went back to the time of Theodoric the Great in the 5th century, if not further. It had been the centre of royal administration in Italy for centuries. The reason they burned it down is not hard to fathom. You may remember that Henry II’s troops had burned down the city and massacred its population in 1004 after the king had been attacked inside that same palace by an angry mob. Once he was dead, it was payback time.

When the citizens of Pavia appeared at Konstanz to justify themselves, they argued that they only burned the palace after Henry II was dead and hence did not insult the king or damage any living man’s property. Konrad response is quite remarkable: I know that you have not destroyed the palace of the king, as you had no king at the time. But you cannot deny that you have destroyed a royal palace. Even when the king passes, the kingdom remains like the ship remains even if the helmsman perishes. It was a public building, not a private home. It belonged to someone else, not yourselves. You have hence trespassed on another’s land and are hence subject to royal justice.”

This is a huge shift in perception of kingship. Under the Carolingian rulers, the kingdom was a private property, in the same way as a farm or a horse was a private property. The same Salian inheritance rules that require partition amongst the male heirs applied to it.Henry the Fowler already altered the legal status of the kingdom by making Otto the great his sole heir. But the idea that the sate could be distinct from the person of the ruler had not permeated by 983. Otto II had his cousin Henry the Quarrelsome incarcerated as a traitor. However, when Otto II died, he was immediately released, as he was only a traitor against the person of the king, not against the “state” (in inverted commas).

What Konrad says here is that he sees the kingdom as something that is bigger and separate from the person of the ruler, that it has its own rights that are unaffected by the fate of the person wearing the crown. This more modern notion of the state will be one of the foundations of Salians’ understanding of their role as kings and emperors. They may not always be consistent in this, but the prevailing logic is that they are acting on behalf of the state, the res publica as it is now sometimes called, not on behalf of themselves.

Apart from these exciting constitutional shifts, the discussions in Konstanz yielded a more practical outcome. Italy is restless and imperial power is not recognised.  Konrad needed to go down to Italy and get crowned emperor in Rome.

Other than his predecessor, Konrad went straight down to Italy in spring 1026, basically as soon as the last bit of Lothringian and Swabian opposition had caved, mainly out of exhaustion and lack of support.

In Italy he could rely on support from Aribert, the archbishop of Milan, a small number of friendly bishops and the Margrave Bonifaz of Canossa. Pretty much everyone else was opposed to imperial power. The aristocratic opposition led by the margrave of Tuscany could not build up the courage to elect their own king, they had not even the guts to call in a foreign leader as new king. But they remained in a passive aggressive opposition to Konrad, sitting on their castles sulking. Urban populations were more outspoken as we have seen with Pavia. Konrad besieged but Pavia held out until 1027 thereby slowing the royal progress down considerably.

There were even more urban riots during Konrad’s progress, most violently in Ravenna, another city hosting a major royal palace.

At this point Konrad did nothing much about the situation instead of awarding many a rights and privileges to his allies, namely the archbishop of Milan. The most significant move was transferring Tuscany to his ally Bonifaz of Canossa who now controlled a straight band of lands across central Italy, north of Rome ranging from Ferrara through Mantua, Modena, Reggio, Brescia all the way across through Tuscany.

In March 1027 he finally enters Rome and over Easter Pope John XIX crowns him and his wife Gisela as emperor and empress. As always in these tumultuous days there are violent riots in Rome that cost many lives. People fight over which archbishop leads the emperor to the church gate and even as trivial a matter as a cowhide.

Leaving this aside, it was still one of the most glamorous coronations of the Middle Ages. Two crowned kings were in attendance, Rudolf III of Burgundy and -drumroll- king Canute. Yes, this king Canute. You may have come across him in English history as the king who tried to command the waves. This story is about as misleading as King Alfred and the burned bread. Canute is a truly astounding character who created a Nordic empire comprising Denmark, Norway, parts of Sweden, the southern side of the Baltic coast and obviously England. He had come down to Rome not for the coronation per se but on pilgrimage. He used to mix business and devotion to meet and honour the brand-new emperor. Apparently the two got on well and forged an alliance that included a marriage between Konrad’s son Henry and Canute’s daughter.

This was quite a journey. Within a mere three years a mid-ranking aristocrat with nothing more than an impressive physique and impeccable lineage managed to rise first to king and now to emperor. And it is not just the titles he collected he also gained a modicum of control over this empire he took over from a very distant cousin.

In hindsight the election of 1024 is was a crucial step on the way that will make the empire an elective monarchy whilst France and Britain evolve into hereditary monarchies.

At this point in history most elevations to kingship still retained an elective element. That came from the ancient Germanic tradition of raising the most capable warrior to be lead the tribe as its king. That tradition had long been watered down, starting by limiting the set of potential electors from “all sword-carrying men” to the aristocratic elite.

In France and England the kings kept designating their sons to become kings and negotiate terms with the electors until such time that elections had become foregone conclusions and were eventually replaced by pure declarations of homage.

That did not work in the empire where Otto III, Henry II and later Henry V died childless requiring a decision about succession by the magnates. Elections were hence not always foregone conclusions, though we have seen and will see emperors pushing through the election of their sons. But with all the breaks, magnates could insist on an election every time. Whether the electoral principle helped or hurt the development of the empire is another one of these open questions you may want to keep in the back of your mind as we go through the medieval emperors.

But let’s go back to Konrad II. His trials and tribulations are not over though. Whilst he is trying to get to grips with the bewildering situation in Italy, his stepson, Ernst II of Swabia returned to his homeland and began a more serious rebellion. A rebellion that would turn into a great legend of friendship, a mother’s broken heart and adventure in foreign lands. At the same time, the Polish ruler Boleslav the Brave had crowned himself king, disregarding Konrad’s prerogatives. When Boleslav died, his son Mieszko II did the same, bringing down the wrath of the emperor. And, most importantly there is the acquisition of Burgundy. Burgundy had been associated to the empire and its kings had often given homage to emperors, but it was never formally integrated into the empire. Its king, Rudolf III was now very old and had no male heirs, opening up the route for an almighty inheritance dispute. All this and more in next few episodes.

I hope to see you then.

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