How the habsburgs got their Chin

“The Habsburgs ruled half of Europe with a chin that entered the room five minutes before they did,” is one of those witticisms that made the 19th century so amusing. But by then the Habsburg jaw had long receded.

It had its heyday in the 16th and 17th century when people in Spain called out to the future emperor Charles V: “Your majesty, shut your mouth! The flies of this country are very insolent.” And when they looked at his later descendant, king Charles II who was probably the worst affected, they said, he was “more Habsburg than human”.

But where is the Habsburg Jaw from? The view repeated again and again in history books is that it came from Cymburga of Masovia, the wife of duke Ernst the Iron, but was she really responsible? Or was it something quite different that caused that deformation, and what has it to do with the prostration of duke Friedrich IV before emperor Sigismund in 1415?

That is what we are looking at in this episode.

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Transcript

Hello and welcome to the History of the Germans: Episode 207 – Of Land and Lip – How the Habsburgs got their chin, which is also episode 5 of Season 11: The Fall and Rise of the House of Habsburg.

“The Habsburgs ruled half of Europe with a chin that entered the room five minutes before they did,” is one of those witticisms that made the 19th century so amusing. But by then the Habsburg jaw had long receded.

It had its heyday in the 16th and 17th century when people in Spain called out to the future emperor Charles V: “Your majesty, shut your mouth! The flies of this country are very insolent.” And when they looked at his later descendant, king Charles II who was probably the worst affected, they said, he was “more Habsburg than human”.

But where is the Habsburg Jaw from? The view repeated again and again in history books is that it came from Cymburga of Masovia, the wife of duke Ernst the Iron, but was she really responsible? Or was it something quite different that caused that deformation, and what has it to do with the prostration of duke Friedrich IV before emperor Sigismund in 1415?

That is what we are looking at in this episode.

But before we start just the usual handing round of the begging bowl. I guess you know the drill by now, but if you are still listening, maybe you feel it is time to make a contribution to the continued existence of the show, free of advertising. And if you do, go to historyofthegermans.com/support and choose one of the various options. Just do not get confused when the software asks you for your account details, even if you get here for the first time. Do not worry, all it is trying to do is to get you to open an account by providing an email and password, so that you can access the bonus episodes and the forum.

And special thanks go to Morera, Edward B., Derrick C, Derek Edmundson, Barry J. R., Joachim B., Lonhyn J., Steve and Stephen C. who have already signed up.  

And with that, back to the show.

Last week we ended with archduke Friedrich IV, count of Tyrol kneeling before emperor Sigismund and begging to be readmitted to his grace.

The kneeling was certainly humiliating, but the other conditions of his pardon were threatening the viability of the whole Habsburg project. Friedrich had to surrender all of his lands to the crown, keeping only those that Sigismund chose to return to him as a fief. And that return of the lands Sigismund had made dependent upon Friedrich standing trial in Constance for his treason and any other claims anyone else might be bringing.

Friedrich IV before emperor Sigismund – Richetal chronik

In other words, the chance that Friedrich would be stripped of all his lands for good was pretty high. It is in this period that Friedrich IV gained his nickname, Friedel mit der leeren Tasche, Friedrich with the empty pockets.

A loss of his lands, in particular of the Tyrol, would have significantly altered the Habsburg trajectory; because of the silver mines of Schwaz. This “mother of all mines” grew to be the largest industrial complex in Europe, where 10,000 miners dug up silver ore, ore that acted as collateral for the immense loans granted by Jakob Fugger and others, which in turn funded the Burgundian wars of Maximilian and the election of Charles V as emperor. In other words, without the Tyrol, no loans, no Spanish Netherlands and hence no Habsburg empire.

The mining district Rerobichl near Kitzbühel in Tyrol (Schwazer Bergbuch, Innsbruck, Tiroler Landesmuseum, Codex Dip. 856, table ” Kitzbühel ” )

The fate of the Habsburg family hung in the balance.

The one who put his considerable weight on to the scales was Ernst, the Iron, duke of Styria, Carinthia and Carniola and brother of Friedrich IV. Upon news of Friedrich’s surrender, he popped up in Meran and began organizing the resistance, and maybe his own takeover of the county.

Friedrich now had to decide. He could stay in Constance and bet on Sigismund’s mercy, or he could flee to Tyrol bringing the wrath of the emperor, an excommunication by the council and an invading army of princes down on him.

William Coxe described Friedrich’s situation in Constance as follows, quote: “Meanwhile Friedrich was detained at Constance, where he was treated like a culprit, and watched like a prisoner. He was brought into the courts of justice, to answer all the complaints which were preferred against him ; he was repeatedly excommunicated by the bishop of Trent, for not restoring the dominions of that see, and threatened with still severer punishments by the council; he was deserted by all, avoided as a heretic and a traitor, reduced to want, and deprived of all necessities of life. Malicious reports were industriously circulated that he was engaged in plots to assassinate Sigismund, and menaces were not withheld that he was destined to become a sacrifice to public justice.” End quote.

OK, so the imperial mercy option looks distinctly unpromising. Friedrich had to go for option 2. On March 1st, 1416, he fled from Constance and returned to Tyrol via Feldkirch and the Arlberg pass.

When he arrived in Tyrol, he was warmly greeted by the estates of the county. Which must have been a great relief for Friedrich. Friend of the Podcast Enea Silvio Piccolomini in his gossipy biography reports that Friedrich was popular with the common people because; quote: “he would often change his dress and visit taverns and farmers unrecognised. There, he enquired, as if a stranger, what they thought about the country’s government and asked much about the dukes, the barons, and the prince. When he heard them praise the prince and criticise the barons, he was glad that he enjoyed the people’s favour”. End quote.

Hence his subjects preferred him to the emperor Sigismund, they preferred him to a Bavarian duke, they preferred him to his brother Ernst, the only thing they did not prefer him to, was death.

So, despite his jubilant reception in Meran, and Ernst subsequent withdrawal back to Styria, Friedrich was by no means out of the woods yet. If Sigismund could muster an army and go down to Tyrol, his vassals may not be as supportive as they appeared right now. His barons may rise up after all. Sigismund tried to encourage them to do exactly that. He even kept dangling the carrot of imperial immediacy before them, if only they would help him toppling the obstinate count of Tyrol and deliver him to Constance.

Throughout 1416, 17 and 18, Sigismund was trying to put together a force that could make an attempt at the topographically challenging Tyrol. He called on the Swiss Confederation, the German cities, the dukes of Bavaria, the Counts Palatine, even his friend and protégé, Friedrich of Hohenzollern, who he had just made margrave of Brandenburg.

But they all turned him down. The Swiss had already got what they wanted when they took the Aargau, the German cities had lost confidence in the constantly cash-strapped emperor, duke Ludwig the Bearded of Bavaria was disappointed when Sigismund first denied him satisfaction against his cousin who had tried to smash his head in, and then passed him over when it came to awarding the margraviate of Brandenburg (all that is in episode 172).

Duke Ludwig the Bearded of Bavaria-Ingolstadt being attacked by henchmen of his cousin Duke Heinrich the Rich of Bavaria-Landshut

The imperial princes finally did not see much benefit in helping Sigismund expanding his empire through the acquisition of Tyrol. And on top of that, Sigismund had dozens of other matters to attend to, the two remaining renegade popes, the fallout from Teutonic Knights’ defeat at Tannenberg, issues in Hungary, a marital crisis, money problems etc., etc. pp. Sigismund was always frazzled, but never more so than during this period.

And so, in 1418, at the behest of the newly elected pope Martin V and under pressure of the mounting tensions in Bohemia following the trial and execution of Jan Hus (Episode 174) Sigismund made peace with Friedrich IV. They met in Merseburg on lake Constance and hashed out a deal.

And as always with Sigismund, when he realised his political options were exhausted, he sold out. So for the trifling sum of 50,000 florins, Friedrich was re-enfeoffed with the Tyrol. And he was given permission to pay out any of the other princes who had taken over his other lands in 1415.

Despite the vast amounts of silver coming out of Schwaz, It took Friedrich a decade plus to get all his former possessions back. Except for one, the Aargau, the ancient homeland of his family was not for sale. The Swiss Confederation could not be bought. The Castle of the Hawk would never return into the family possessions, all they kept was the name.

Schloss Habsburg

Friedrich IV ruled for another 21 years, and whilst he could not shake his nickname as Friedrich of the empty pocket, he became again one of the richest princes in the empire. That wealth came in part from the mines, but also from the fundamental changes he implemented in his lands.

Piccolomini had noted that when Friedrich took charge of Tyrol, the county was ruled by the barons and he had quote “no power by himself. And “he grew tired of it and wanted to change things.”

Schloss Tirol in Meran – ancient seat of the counts of Tirol

Before Friedrich IV moved to Meran in 1410, there had not been a continued presence of the Habsburgs in Tyrol. As so often, the constant shortage of cash compelled the princely rulers to mortgage their rights and lands to the local aristocrats and ultimately left the management of the county entirely to them.

In his first year as count, Friedrich established a register of ducal rights in the Tyrol. He hired administrators who began collecting on these rights, whilst his accountants kept track of money coming in and money going out. Friedrich moved the centre of the princely administration from Meran to Innsbruck where he established the Neuer Hof, which became the residence for the duke and the permanent seat of the government.

Innsbruck Neuer Hof (Goldenes Dachl dates from emperor Maximilian, not Friedrich)

Innsbruck was a strategically better location, in particular because it was at the intersection of the East-West route between Austria and the ancestral lands on the upper Rhine and on the North-South Route across the Brenner Pass. And most importantly, Innsbruck is just 30 km from the silver mines of Schwaz.

Friedrich did not limit his activities to just enforcing or buying back of his existing rights, he also tried to actively expand them. And for that he used the Privililegium Maius, the forged list of ancient rights and titles his uncle Rudolph the Founder had bestowed on the family. And these rights were far reaching and in many ways unprecedented. They included, amongst other, a ban on any man within the geographic boundaries of the county to hold immediacy, aka report directly to the emperor. Further, all temporal courts, authority over the forests and game, waters and woods are subordinate to the duke. And, whatever the Duke shall ordain  or command in his lands and regions may not be changed in any manner, in any way, or at any future time, by the Emperor or any other authority. And best of all, these provisions were supposed to apply not just in Austria, but in any territory the house of Austria had already or would in the future acquire.

Privilegium Maius

Sure, this is all made up, but then Friedrich IV made it reality.

The people must upset about these policies were the Tyrolean barons. They formed noble societies intended to oppose these changes. Friedrich neutralised these societies by asking to become a member himself, a demand the aristocrats could hardly refuse.

But the most powerful of these barons, Heinrich von Rottenburg, whose inherited title of Hofmeister had made his family the de facto rulers of Tyrol, kept the feud going. He called upon duke Stephan of Lower Bavaria and the bishop of Trient/Trento to help him put Friedrich back into his box.

Heinrich von Rottenburg

This lord of Rottenburg was a tough nut and a famous duelist who had killed “many men” and according to Piccolomini “had a coffin with lighted candles carried with him” at all times as a courtesy to his victims.

Still the duke prevailed, mainly because he could rely on the support of the estates, specifically the cities and the gentry who were tired of the abuse by the constantly feuding barons. Rottenburg surrendered in 1410 and six months later he was dead. Whether he was put in his travel coffin, we will never know.

This success did much for the reputation of Friedrich which may explain why he was so enthusiastically received when he returned from his ill-fated adventure in Constance.

In 1419, the most serious of these baronial revolts kicked off. The lords of Starkenberg, of Spaur, the family of Oswald von Wolkenstein, ably supported by the bishop of Trient and the condottiere Pandolfo Malatesta, attacked Friedrich’s castles. Friedrich managed to withstand this first wave of attack. And then through a combination of diplomacy, legal action and occasional warfare, he managed to break the alliance of the barons.

The last of the barons to surrender was Oswald von Wolkenstein, the knight and poet. His life is such a riveting tale. He had started out as knight errand, travelling to Prussia, Russia, Tartary, Turkey, the near east, the Holy Land, Italy, France, the Black Sea and Aragon. He had gone to Konstanz with Friedrich IV but then changed sides and entered service with the emperor Sigismund. He was sent to England on a diplomatic mission, he was in Perpignan helping to bring the antipope Pedro da Luna to resign, he went on crusade in North Africa. Back home he feuded with his peers. One of these feuds went horribly wrong. He was captured by his opponent and extensively tortured, before ending up in one of Friedrich IV’s prisons.

Oswald von Wolkenstein

His poetry ranges from tales of his travels, much self-deprecation, a heavy dose of sex, mixed with a religious poetry and just pure joie de vivre.

And he used his gift to have a go at Friedrich. Here is one of his complaints:

“I complain of the day,
that I first gave my faith
to a lord who keeps empty hands.
Though I served him long and well,
I find no thanks, no reward,
only sorrow, hunger, and grief.
He calls himself Duke,
yet leaves his men in want —
truly he is poor in purse and poorer in heart.”

This is also the oldest reference to Friedrich IV as being penniless.

I thought about creating a whole episode on Oswald von Wolkenstein, but I think we need to press on now. Maybe we can do it as a bonus episode, if you guys want me to.

Back to Friedrich IV. Our friend Silvio Aeneas Piccolomini summarised his other feats and qualities as follows: quote: “He took a wife from the House of Braunschweig. She bore him a son whom she wanted to be named Sigismund. .Friedrich was a man of great sexual appetites and had affairs both with married women and married men but mostly with maidservants. He loved money, and therefore he never wanted to fight the Venetians since they assisted him financially.” End quote.

We will get back to Friedrich IV in a moment. First we need to talk about his elder brother, Ernst, his wife Cymburga and the reason you probably pressed play on this episode, the famous Habsburg Jaw.

The reason we talk about this now is that the eldest son of Ernst was the first of the Habsburg who is confirmed to have presented that famous feature, the Habsburg lip. Just have a look at the episode artwork. And based on a long tradition, last repeated by Andrew Wheatcroft in 1995, this son had quote “inherited his most striking characteristic, a fat and ponderous lower lip” from his mother, .

Friedrich V (III as emperor)

His mother, Cymburga of Masovia could probably take it. She was by most accounts a strong woman, as in strong enough to bend horseshoes and drive nails into walls with her bare hands. A most suitable companion for a duke who went by the name Ernst, the iron, or as others called him, the  “little robber with the giant beard”.

Archduke Ernst the Iron with his wives, cymburga on teh left (1820)

But did she really bring this world renowned trait into the family?  

Before we go there, let’s just define what exactly is the Habsburg Jaw? It is a hereditary deformation whereby the lower jaw outgrows the upper jaw, resulting in an extended chin and a crossbite. This Mandibular Prognathism is the result, not of just one genetic mutation, but multiple genes that add up together to create a particular trait. To get all these genes in the right order requires a seriously intense level of inbreeding, which is why these conditions are very rare. And in the case of the Habsburgs, there are some additional features like the pointy nose, thick lips and droopy eyes, all of similar provenance, aka requiring multiple genes acting in concert.

Forms of Prognathism

These features vary in degree and become ever more pronounced throughout the 16th and 17th century until we hit Charles II of Spain who was so deeply affected, he could neither speak nor chew normally.

So, let’s take a look at the alleged culprit, Cymburga. First up, we have no contemporary portrait of her. Polish and Austrian chroniclers who knew her, did not mention a protruding jaw.

Cymburga of Masovia (picture from the 16th cnetury)

Now let’s look at her genetic inheritance.

She was the daughter of the duke of Masovia, a cadet branch of the Piast family, the kings of Poland. Her mother was the sister of Jogaila, the grand duke of Lithuania and king of Poland who had defeated the Teutonic Knights at Tannenberg. There is little chance that her parents had much blood in common, given her mother’s family had only recently converted to Christianity and had hence not been suitable marriage material for European royalty.

Her father’s family had one ancestor with a jawline deformation, Boleslaw Wrymouth, the king of Poland who was born in 1086, aka 300 years before Cymburga. It is also not clear whether Wrymouth’s impairment had been genetic or had been caused by an injury.

Boleslaw III Wrymouth (as imagined in the 19th cnetury)

The Poles are currently undertaking a broad analysis of the DNA of their Piast kings and dukes, none of which had noticed an anomaly linked to Mandibular Prognathism, though admittedly that is not what they were looking for. These studies are published in Polish, which is why I had to rely on Chat GPT to see whether there was anything in it, a notoriously unreliable source. So, if any of you can read Polish and can have a look, it would be much appreciated.

Dukes of Masovia (~1450)

Let’s add all this together, (i) Cymberga’s parents were not closely related, (ii) there is no record of her having the feature and (iii) there is no record of anyone in her family having a Habsburg jaw, except for an ancestor who lived 300 years earlier. So simply on the basis of probability, Cymberga should not be on the top of the list. There were many more likely candidates amongst the Habsburg spouses of the 13th, 14th and 15th century, all of which came from the closely interrelated community of the imperial princes.

So, why would anyone single out Cymburga?

I spent a solid day trying to trace where the first mention of Cymburga as the origin of the Habsburg jaw came from. And this turned into a truly epic and pointless goose chase. I started with Andrew Wheatcroft who quoted a book by Friedrich Heer, which does not contain the claim that Cymburga was the source. Then I looked at William Coxe who made the same allegation. He just referenced “authorities” with no further detail.

Wikipedia then directed me to Robert Burtons, Anatomy of Melancholy of 1621.

Robert Burton, Anatomy of Melancholy, 1621

I have not read the book, but Coleridge, Wordsworth, Herman Melville, Milton, Samuel Johnson, Laurence Sterne, John Keats and Philip Pullman clearly loved what medical researchers described as “that omniumgatherum of anecdotes of insanity whose burden was that mankind — including the author himself — was quite out of its mind”.

Not very reliable, but even stranger, at no point does Robert Burton even mention Cymburga. That did not stop Chat GPT and its ilk to hallucinate a detailed quote from Burton, which again, could not be found at the reference they give, nor anywhere else.

Chat GPT making stuff up….

Then Wikipedia directed me to the history of Vienna by Wolfgang Lazius from the middle of the 16th century. Again nothing at all. A run through the digitalised content of the Bavarian state library then brought up stories about Cymburga, just not ones about the Habsburg lip.

Instead the story goes that duke Ernst had met Cymburga at some event at the court of emperor Sigismund. And he was so struck by her extraordinary beauty, he travelled to Krakov in disguise to woo her. In one retelling he saved her from an attack by a brown bear, which is depicted in a 19th century picture, today in the Belvedere. So unless Ernst had a strange penchant for chinful women, Cymburga was unlikely to be afflicted by a deformation of the jaw.

Franz Dobiaschofsky, 1850 – Duke Ernst the Iron saves Cymburgis of Masovia 

There is however a conceivable reason in this story that may explain why Cymburga was blamed.

Cymburga and Ernst were both members the high aristocracy, unmarried and a link between Habsburg and Poland was politically opportune. So why the cloak and dagger story and the bear thing.

The problem was that Cymberga’s existence reminded the family of another humiliation. Ernst’s older brother Wilhelm had been engaged to Hedwig, the daughter of king Louis of Hungary and Poland. Hedwig is better known to posterity as Jadwiga, the girl that was made king of Poland in 1384. Wilhelm and Jadwiga were apparently quite close and she had lived in Austria as a child. But in the complex negotiations following her father’s death, the Polish estates decided that the engagement to Wilhelm should be set aside and that Jadwiga should marry Jogaila, the grand duke of Lithuania instead. Jogaila, who was Cymburga’s uncle, leveraged this marriage into the Polish-Lithuanian Commonwealth that dominated much of central Europe. We covered this tumultuous process in episode 169.

Dymitr of Goraj by Jan Matejko depicts Jadwiga trying to break the castle gate to join William

Whilst the marriage to Jogaila made sense for the Poles, it was a massive snub to the Habsburgs. Breaking engagements was something a king or emperor could do to a burgrave of Nurnberg or a margrave of Baden, but not to an archduke of Austria. Well the Poles had done it and the Habsburgs had to face the fact that they had dropped back into second tier.

Cymburga’s presence in Vienna was a constant reminder that Habsburg power was much diminished, making her extremely unpopular with the family. So, if you look for a reason why she was singled out as the source of the Habsburg Jaw, that may be it. But then again nobody seems to have mentioned it until William Coxe in 1847, and god knows where he got it from.

So, if it definitely was not Cymburga, where did Habsburg Jaw come from then?

Well, there is one figure close to the house of Habsburg that had a confirmed deformation of the jaw, and that was the emperor Sigismund himself. In all his portraits you can see he could not fully close his mouth any more, something people remarked on at the time.

Emperor Sigismund

But there is no link between Sigismund and the surviving branches of the House of Habsburg, neither downstream from him, nor two or three generations before.

Then, maybe it was running in the family already for some time.

We have two depictions of early members of the house of Habsburg that are believed to be genuine portraits. And these are the tomb of King Rudolf I from about 1295, and an oil portrait of Rudolf IV, the founder from the mid-14th century.

Rudolf I

I am not sure I can detect anything on Rudolf I, whilst Rudolf IV does look as if he was a mouth breather. But I am not sure what that is worth.

Rudolf IV

Maybe the explanation is much simpler. The European high aristocracy had settled sometime in the 13th century. Very few new families were able to enter the close circle of intermarried princes. Sure, there were the Italians, the Visconti of Milan, the Medici of Florence and then the Lithuanians and Russians, but most of the rest was basically the same set of cousins twice removed that made up the rather limited gene pool.

What tightened the pool further and may have given rise to their most prominent feature was the constant intermarriage between the Spanish and the Austrian branches during the 16th and 17th century. And why did they constantly intermarry? Did they not know about the impact of inbreeding. Oh sure they knew about this. This is an agricultural society where everyone understands what happens if a herd is left without fresh blood. Leaving aside the strict rules of the church about consanguinity.

But these marriages between often first cousins were a political necessity. Charles V had divided the Habsburg empire into two parts, the Austrian and the Spanish line. To keep the two parts of the empire acting in unison, the Habsburgs needed to renew the familial link at least every second generation, leading to a truly catastrophic level of inbreeding.

Only when Spain was lost to the Bourbons, the need for these intermarriages disappeared and with it the Habsburg Jaw. Maria Theresia had no visible Prognathism, nor had her children, in particular not Marie Antoinette, though French revolutionary propaganda kept adding the feature to her depictions.

Maria Theresia

In other words, the Habsburg jaw was the result of politics, of a fear that the coherence of the family could fall apart. And that fear of a breakup of the family goes back to the times we talk about right now.

Which is what gets us back to Ernst the Iron.

Ernst the Iron was last seen taking over the Tyrol whilst his brother was literally tied up in Konstanz. And when Friedrich re-appeared in 1415, Ernst returned to Styria without making a fuss.

Ernst the Iron

That is quite a remarkable change of pattern. In the years before he had fought his brother Leopold over control of the duchy of Austria proper and had later on conspired with the barons of Tyrol to oust his younger brother. But now, at a time when Friedrich was on more than shaky ground, he did not pounce.

We do not know what had happened to him. He had done a pilgrimage to Jerusalem in 1414 where he was knighted as a member of the order of Holy Sepulchre. As such he had to commit to  a number of religious observances, maybe even the 10 commandments which have this clause about not coveting your neighbour’s house, fields, man and maidservant, or even ass or anything else..

Though I wonder whether the shock of seeing his brother and hence his family kneeling before Sigismund had triggered his change of heart. Had the family been united, Sigismund would have never gotten away with humiliating a senior member of the Habsburgs. Friedrich and Ernst were both powerful princes, and their cousin Albrecht V was equally rich and a very close ally of Sigismund. The fact that neither protested against Friedrich’s ban and its execution, is what made this possible. And when a year later, at least Friedrich and Ernst stood together, Sigismund stood no longer any chance of invading Tyrol.

This entente between the brothers seemed to have continued once the Tyrol was stabilised. And when Ernst died in 1424, his two sons, Friedrich and Albrecht were placed under the guardianship of Friedrich IV. And in turn, when Friedrich IV died, his former ward took over the guardianship of his son 12-year old Sigismund.

So, after all, the kneeling before Sigismund, painful as it certainly was, had a silver lining in as much as it shocked the Habsburgs out of their internecine warfare into finding a way to act more coherently. We are still a long way from the point where they are sacrificing their health and appearance for the sake of family coherence, and this was not yet the last war between brothers, but the understanding had set in, that they can either rule together or be dragged under divided.

One member of the family has taken very much of a back seat in this episode, and that is Ernst and Friedrich’s second cousin, duke Albrecht V of Austria. Now he is the one who will truly restore the fortunes of the family, bringing them back to the top table, ironically courtesy of the man who had just humiliated them. And that is that we will discuss next week, I hope you will join us again. And if you find all of this worth supporting, go to historyofthegermans.com/support, where you can find various options to kee

Albrecht III&IV, Wilhelm, Leopold IV, Ernst the Iron and Friedrich IV

Success for a princely family in the Late Middle Ages has a lot to do with reproductive luck. Not having any offspring, in particular no male offspring is a bit of a knockout. But having too many sons that could be a major issue too.

And in 1386 the Habsburgs struggled with exactly that problem. Their territory was already divided between an Albertine and a Leopoldine line. But then Leopold had four sons, bringing the number of archdukes of Austria to six, which is five too many.

In this episode we will discuss how they managed to muck it up quite bad, in fact so bad, one of their number had to fall to his knees before the emperor, not once, not twice, but three times…

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Transcript

Hello and welcome to the History of the Germans: Episode 206 – Division, Destruction and Degradation, also episode 4 of the Fall and Rise of the House of Habsburg.

Success for a princely family in the Late Middle Ages has a lot to do with reproductive luck. Not having any offspring, in particular no male offspring is a bit of a knockout. But having too many sons that could be a major issue too.

And in 1386 the Habsburgs struggled with exactly that problem. Their territory was already divided between an Albertine and a Leopoldine line. But then Leopold had four sons, bringing the number of archdukes of Austria to six, which is five too many.

In this episode we will discuss how they managed to muck it up quite bad, in fact so bad, one of their number had to fall to his knees before the emperor, not once, not twice, but three times…

But before we start let me tell you a little bit about my research process. For almost a year now I do most of my research at the London Library. The London Library was founded in 1841 by Thomas Carlyle and counted great luminaries from Charles Darwin to Helena Bonham Carter amongst its members. What makes this place so special is not just its amazing history and the chance to bump into authors one has been admiring for decades, but the way it is organised. The London Library has a collection of books only rivalled by the British Library. But other than the British Library, the books are stacked by topics. So you can go to a section entitled History/Austria, or printing, or even one of history- Sigismund emperor. And that allows me to find books I would have never spotted in a library catalogue. For instance to prepare this episode I did borrow the books on the Habsburgs by Martyn Rady, Andrew Wheatcroft and Jean Berenger, but whilst picking them up, I came across William Coxe’s History of the House of Austria from 1847, that may not cover the latest research but is written so vividly, I borrowed a few phrases from him. Same goes for Hugo Hantsch’s Geschichte Österreichs and an anthology about Oswald von Wolkenstein.   So, if you are based in London and feel like joining a library that has over a million titles at hand and is organised for the needs of writers and creators, not librarians, check it out.

I am afraid membership is not cheap, but that is where some of your generous contributions go. So as I sink into the comfortable leather sofa in the reading room to indulge in William Coxe’s prose, my thanks go to Sven N, Torsten, Raymond F., Patrick M., Pim W., Gerald A. G. who made this happen by signing up at historyofthegermans.com/support.

And with that, back to the show.

Last week we watched duke Lepold III of Austria sinking into the mud outside Sempach under the incessant blows of the Swiss halberds. There are dozens of battles that mark the end of the dominance of the armoured knight on horseback. And Sempach was one of them. Not the first, but a seminal one.

Leopold had been a seasoned military commander. He had defeated duke Stephan of Lower Bavaria when he was just 17. And since then he had spent his time in the saddle, riding from one conflict to the next. Holiday for him was a trip to Koenigsberg in Prussia to have a go at the Lithuanians. (check episode 133 if you want to hear what these trips were like). For a city militia and the forces of three rural cantons to defeat someone like that in an open battle where Leopold was able to deploy his army of knights and trained infantry as he wished, that was again proof that military tactics had to change.

Infantry was now more important, whilst cavalry, including heavy cavalry, remained an key military tool. So, coordination between these different forces  became the key to success, superseding the individual bravery that had been the most prized military skill up until then.

This transition should have translated into social and political change as well. If co-ordination was the key to success, then a system of clear hierarchies where orders are being followed was required.

Armies with effective chains of command require training, equipment and would ideally fight together as units for an extended period of time. And that costs money, hitherto unimaginable amounts of money. To raise funds on that scale, territories needed to be larger and have a proper administration, in particular tax collection systems. We have seen some princes working hard at establishing all of these things, like the Valois dukes of Burgundy, and be rewarded for it with an ever expanding power base.

But old habits die hard. And one of the old habits that had been engrained in chivalric society, was the idea that even princes would divide their property equally amongst their sons. Forward thinkers, like Rudolf IV and Karl IV had attempted to introduce primogeniture even for princely, as opposed to royal, territories. But in the end, both of them had failed.

By the end of the 14th century, Karl IV’s sons Wenzeslaus and Sigismund were at each other’s throats, ably assisted by their cousins of Moravia and the Bohemian barons. And Rudolf’s brothers, Albrecht III and Leopold III had de facto divided the Habsburg possessions.

And when Leopold III was laid to rest at Koengsfelden, the process of fragmentation of the family territory went up a gear.

Leopold had left four sons – four. The legendary Habsburg fecundity was back on show.

But as we all know, one can have too much of a good thing, and princely sons in an already divided territory can be very much too much of a good thing.

Have you been counting? Let me do that for you. By 1386, we have six Austrian archdukes. There is Albrecht III, called with the Plait, the founder of the so-called Albertine line and his only son, Albrecht IV. Albrecht III was in his prime at 37 years of age. Then we have his nephews, the sons of Leopold III. The eldest, Wilhelm was 16 when his father died, followed by 15 year-old Leopold IV, and the younger two, Ernst 9 and then Friedrich IV, only 6.



Previous generations of Habsburgs had signed family compacts and agreements to deal with exactly  such a situation. The problem was that there were so many of these compacts, and with such different provisions, that  any member of the family could claim more or less anything under one or other of these agreements. The only broad planks enshrined in all of them was that #1 – as a family – they should stick together, #2 that the two eldest male members of the family should direct overall policy and #3 that in case one line dies out, their lands were to go to the remaining members of the family.

Comparisons are always difficult, but the Habsburg at least on paper started with a bit more coherence than the Wittelsbachs, whose decline we have traced in episodes 196 and 197. But let’s see what that was worth in real life.

The two eldest at this point were Albrecht III, the head of the Albertine line and Wilhelm. Wilhelm was Albrecht’s junior by 20 years, so one would expect Albrecht to enjoy at least a few years of largely uncontested rule. A period he could use to consolidate power by pushing through the provisions of the Privilegium Maius.

But that would be a misunderstanding. Albrecht III was a feeble man. Whenever things got a bit dicey, he took refuge in a monastery to seek advice from his saviour. The other one of his obsessions was with the hair a woman. We do no longer know who this woman was, but she clearly meant a lot to him, since he had her tresses braided into his hair, which is why he was known as Albrecht with the Plait. On the positive side, he had a strong interest in science and theology, which came in handy for the university of Vienna that thrived thanks to Albrecht’s support.

To concentrate on these pursuits, he handed over the management of the duchies to his most trusted courtier, John I of Liechtenstein. Liechtenstein did a reasonable job at maintaining peace and keeping the robber barons down, which is why the rule of Albrecht III is often described as a benign one, in particular compared to what was to come.

In 1395 Liechtenstein was found with his hand in the till once too often and was toppled as de facto prime minister. Devoid of his counsel, the peace-loving Albrecht III found himself drawn into the conflict between his neighbour, King Wenceslaus and his barons. Wenceslaus was at this point still king of the Romans, though his authority in the Reich was almost non-existant. And his control of Bohemia was also slipping, so that he found himself captured and then incarcerated by his barons. The barons transferred Wenceslaus to Austria, to the castle of Wilsberg. Wenceslaus supporters then invaded Austria to free their king, which they managed. But that forced Albrecht III to get involved. Albrecht took the side of the barons against Wenceslaus and mustered an army. But before he could set off, he succumbed to an unknown illness, leaving behind only one son, Albrecht IV, aged 16.

With Albrecht III gone, the seniority system flipped. It was now Wilhelm, the eldest of the Leopoldine dukes who took the lead in family politics.

Under the previous regime, Albrecht III’s conciliatory nature and the age gap to Wilhelm meant that things could trundle along nicely. That was no longer the case.

Albrecht IV and Wilhelm were only 9 years apart in age. They were cousins, not uncle and nephew and they held different perspectives on the big political questions of the day.

The Habsburgs had hitched their cart to the Luxemburg bandwagon with Rudolph the Founder’s marriage to Katherina, the daughter of emperor Karl IV. On that occasion, the two families had made a pact that should either of them die out, the other was to inherit all their lands. When Rudolph the Founder had died without offspring, Albrecht III had then married another of Karl IV’s daughters and they renewed the alliance including the clause on inheritance. So it was Luxemburg all the way for the House of Habsburg.

It only became problematic when there was division within the house of Luxemburg. By 1402 the disagreements between the half-brothers Wenceslaus and Sigismund of Luxemburg had reached boiling point. Sigismund had captured Wenzeslaus and had sent him over to his friends and allies, the Habsburg dukes of Austria.

That was a sign of great trust, but also caused some major headaches for our two dukes.

Sure, the dukes had been close to Sigismund, but at least legally, Wenzeslaus was the head of his house and heir to Bohemia and the Luxemburg lands in the empire, territories of huge strategic importance to the Habsburgs. Therefore having king Wenzelaus in custody was a very, very hot potato, or, since potatoes had not yet made it across the Atlantic, a very hot parsnip. Nobody knew how the conflict between the brothers would end and so drawing Wenzeslaus’s wrath was not a good idea.

What exactly then happened, nobody knows. But one night, Wenzeslaus hopped the fence and legged it back to Prague.  Did Albrecht IV let him go, or was it his cousin Wilhelm who had unlocked the cell?  

Albrecht IV at least felt obliged to placate Sigismund by doing something he rarely did, he went to war. In 1404, the two princes were leading an expedition against a rebellious group of barons in Moravia, when they both fell violently ill. Sigismund recovered, Albrecht IV did not. As always there were rumours of poison everywhere…and again, who knows. But as far as Sigismund was concerned, he had more confidence in Albrecht’s loyalty than in Wilhelms. And he transferred this sympathy to Albrecht’s son, Albrecht V, who was just 7 years old at this point.

The question of who amongst the Luxemburg brothers to support was not the only thing Albrecht and Wilhelm had been at odds. Over the previous decades the two lines of the family had tried to find arrangements that balanced the demands of each member of the family to be a real prince with a territory to run and to keep the Habsburg united and hence in the Premier League of princes. Over time the egoistical urges outpaced the willingness to stick together.

When Albrecht IV died, the Habsburg lands were de facto split into three. The core duchy of Austria was held by the Albrechts, Styria, Carinthia and Carniola were now administered by Wilhelm and the Tyrol and the ancestral lands on the upper Rhine were managed by the second eldest brother, Leopold IV.

Given little Albrecht V was only 7 years old, Wilhelm assumed the guardianship, which would have put him in control of almost the whole lot. This concentration of power was unacceptable to the other three brothers. Which is why Wilhelm had to accept his brother Ernst as co-ruler of his territory and Leopold had to accept the youngest, Friedrich as his partner.

And that is when things started to go seriously south. The brothers not only did not get on, they also began to pursue different policies. Whilst Albrecht and Wilhelm had been firm supporters of the House of Luxemburg, Leopold sided with Ruprecht of the Palatinate, the archenemy of the Luxemburgs. Ruprecht had been elected king of the Romans after Wenzeslaus of Luxemburg had been deposed for incompetence (episode 165 if you want to know more). Leopold not only gave Ruprecht free passage through the Tyrol, he joined the king’s attempt to journey to Rome, which stalled in Milan. The political unity of the House of Habsburg was broken.

Things got even worse when Wilhelm died in 1406. It was now Leopold IV’s time as senior Habsburg. But whilst in previous arrangements the two joint rulers accepted the seniority of the elder, this was not the case any more. The two younger brothers demanded not just a share of Wilhelm’s lands, but also the guardianship over their cousin twice removed, little Albrecht V. The compromise they arrived at was that the youngest, Friedrich, would be the sole duke in Tyrol and the ancestral lands, whilst Leopold and Ernst would jointly administer Styria, Carinthia and Carniola and act as joint guardians over little Albrecht V. That arrangement was then further altered so that Leopold would administer Austria for Albrecht and Ernst would get Styria. And even that was not clear enough, because Leopold and Ernst began to quarrel over what land was Styria and what was Austria.

The four brothers were a rough lot, ready to raise a sword at the slightest provocation, seeking war and adventure wherever there was an opportunity. They were after all the sons of Leopold III, the martial hero and martyr of the battle of Sempach. But even within that lot, Ernst stood out. He would become known as Ernst “the Iron”. He was brutal and ruthless.

When the disagreement between him and Leopold over Austria and Styria turned violent, he did not hesitate to call on Hungarians and Bavarians to devastate his brother’s lands as well as the lands of his ward, young Albrecht V. Leopold in turn brought in one of the most feared Bohemian mercenary commander to do the same. The chronicler Thomas Ebendorfer bemoaned this upheaval as the worst in living memory, a timequote ”where the sons were forced to rob their fathers”. Ernst became known as the “tiny robber with the giant beard”. Things came to a temporary halt when their neighbour, the then not yet emperor Sigismund intervened. In 1409 he decreed that the brothers should cease hostilities and share the revenues of their lands and that of little Albrecht equally. And he set out that the guardianship should end on Albrecht’s 14th birthday, aka by 1411.

By that point the Habsburg rule was in a very sorry state. The land has been devastated by the foreign armies the two brothers had called into Austria. But there had also been structural changes.

Some of the lords who had been vassals of the dukes of Austria were wiggling out of their subordination. Amongst them were the counts of Cilli, the family of Sigismund’s wife Barbara, whose life we looked at in episode 184.

Even more significantly, the ducal estates were taking more and more control of the finances and political direction. Each of the main territories, Austria, Styria, Carinthia, Carniola and the Tyrol had a body representing the subjects, the estates. These consisted usually of three and sometimes four orders, the clergy, the nobles and the cities. In some places the nobles were divided into two, the rich barons and the gentry. The latter was a feature quite common in central Europe where the feudal system as we know it in the west, had only been imported quite late and had been overlaid over existing structures.

What would also often happen was that the voting pattern worked along economic lines rather than by estate. So the barons, abbots and bishops would act together whilst gentry, cities and lower clergy would be another unified block.

The estates could not assemble at will, but had to be called by the duke. That tended to happen when the duke was running out of cash and he wanted to raise taxes. Tax raising authority was not formally given to the estates, but from a purely practical point of view it was more effective when the taxed subjects had agreed to pay. As time went by, and demands for cash mounted, the estates were called more and more often until in many places the diet met once every year. And during times when a duchy was ruled by a minor, the estates often assembled to protect the rights of their lord against his guardians.

Alongside the regular assemblies, the estates also established their own administration. This dealt predominantly with taxation matters, apportioning the obligations amongst the different orders. Building from there they took an ever larger role in the administration of the state, for instance managing the courts. They built their own palaces, the Landhaus, often splendid buildings in the centre of town. In Vienna it is placed next to the Hofburg and in Graz the Landhaus is a spectacular affair with one of central Europe’s most impressive Renaissance courtyards and attached to it is the Landeszeughaus, the armoury of the duchy that contains 32,000 pieces of arms and armour.

These representative bodies would become an important restraint on the power of the Habsburg emperors. They existed all through to 1848 not just in Austria but also in Hungary and for a crucial time, in Bohemia.

In 1411, the two quarrelling brothers, Leopold and Ernst, will get more than a glimpse of the power of these ducal assemblies.

Albrecht V, the sole heir to the Albertine line had finally reached his 14th year and as per Sigismund’s  ruling was to be declared an adult and given control of the duchy of Austria. Though Ernst and Leopold were constantly at each other’s throat, they agreed on one thing and one thing only, that Albrecht should remain a minor for as long as humanly possible. Because as long as that was the case, they, Ernst and Leopold would receive the revenues from the duchy, not the no longer little Albrecht V. So they blocked and tackled, and blocked, and tackled.

The estates of Austria got increasingly irate about this selfish behaviour. And even more importantly, they wanted to prevent another war between the brothers that would  decimate their home. So they applied an unusual method. Several members of the diet went to see Albrecht at the castle where he was living. They convinced him to leave and rode to Eggenburg where the diet declared him an adult and swore him allegiance. When Leopold and Ernst heard about the – as they called it , kidnapping, they got into such a rage, that Leopold, known as the Fat, had his long overdue coronary. And when the second oldest brother hit the floor with a massive thud, Albrecht V became the duke of Austria for real.

Albrecht V

We will talk a whole lot more about Albrecht V in next week’s episode.

The time we have left today will be dedicated to the ingenious way in which the youngest of the brothers, Friedrich IV managed to sink the house of Habsburg even further.

Friedrich was in charge of the Tyrol and the ancestral lands on the upper Rhine. Following the battle of Sempach, the Habsburgs had lost significant territory in German speaking Switzerland, but Albrecht IV, Leopold IV and now Friedrich IV had managed to stabilise the situation, and even regaining some of the lost ground. Albrecht IV, or more accurately, his wife Mechthild of the Palatinate, even had time to found the University of Freiburg, my Alma mater.

And the legendary silver mines in Schwaz in Tyrol had begun operations. So for all intents and purposes, Friedrich IV should have been able to live the joyful life of a noble prince, hunting and shooting all day.

But not so our friend Friedrich. Friedrich had developed an appetite for high politics, in particular Italian politics. The Tyrol included what is now South Tyrol, or Alto Adige, meaning their southern neighbours were the duke of Milan and the Republic of Venice. And that is where he started to get into conflict with Sigismund. Their disagreements were mainly political rather than personal. In 1409 Sigismund had again confirmed the Erbverbrüderung, the commitment that either family would inherit the other’s territories should they die out. And that could at least theoretically include Friedrich IV.

That being said, the political differences between Friedrich and Sigismund kept mounting, in particular when  Friedrich linked up with Venice, one of Sigismund’s arch enemies. In 1413 Sigismund explored options for the Swiss Confederation to attack Friedrich, which they did refuse.

In 1414 the  emperor Sigismund called the great church Council of Constance to bring an end to the schism that had resulted in three competing popes. Episodes 171 to 174 if you want to get the full picture.

Of the three competing popes, only one, Pope John XXIII, was travelling across the Alps to be present at the largest gathering of the church in the Middle Ages. He travelled via the Tyrol where Friedrich IV was more than excited to meet the pope, who wouldn’t be. The two men got on extremely well and Pope John made Friedrich the commander of the papal army with a stipend of 6,000 ducats. This papal army was however BYO, bring your own. Friedrich gathered 500 lances and accompanied the pope to Constance, promising him safety and security.

Once Sigismund arrived in Constance and saw the papal bodyguard, he leant on Friedrich to disband his troops. After all, a pope with a small army was a lot harder to depose than one without.

Which is what was about to happen. Pope John XXIII had hoped that the council would make him the one and only pope, and depose his two rivals. But he was finding out quite quickly that the mood went a very different way. The council was planning to depose all the popes, including him.

In his predicament the pontiff decided to flee. If he left Constance, so he thought, the council would no longer be legitimate, and he could remain pope. And to organise his escape he relied on the commander of his armies, Friedrich IV of the Tyrol.

Friedrich organised a tournament – it seems every time something bad happens to the Habsburgs, it has something to do with tournaments –  anyway. Friedrich organised a tournament and everybody came. Well except for pope John XXIII, who pointed to the papal ban on tournaments that had been formally in place for centuries by now and had now been ignored for centuries.

So whilst everybody was watching grown man knocking each other unconscious for sport, John snuck out of the city and sought refuge in one of Friedrich’s castles. Friedrich too skipped town once the tournament was over and before anyone had noticed the missing pope. That happened on March 20th, 1415. On March 22nd, Sigismund accused Friedrich of treason against church and empire. Another week later, without observing the usual 45 day grace period, Friedrich was put in the imperial ban and declared an outlaw. The council excommunicated him as well.

Now anyone could kill Friedrich or occupy his lands without sanction. And to make this a reality, Sigismund declared all of Friedrich’s lands vacant fiefs and promised to grant them to anyone who could seize them.

Friedrich was completely stunned by this reaction. He had gone to Freiburg im Breisgau, waiting for the collapse of the council and the rewards from his papal benefactor/hostage.  

Instead he receives news that Zurich and Berne were sending troops into the Aargau, that the Count Palatine had taken his lands in Alsace, that Vorarlberg had fallen to his enemies and  that Sigismund’s agitators were working on the estates of Tyrol to throw him out. Against such an onslaught his spread out forces stood no chance. The mighty fortress of Baden in Switzerland fell, and then the Habsburg itself was occupied by the city of Berne.

Let me at this point hand over to William Coxe who described the scene in his inimitable 19th century fashion as follows:

Friedrich quote “sunk under his multiplied disasters, and, refusing to listen to the exhortations of the pope and of his adherents, or to the voice of honour, yielded to the pusillanimous advice of Louie duke of Bavaria, and consented to deliver up the pope, and submit himself to the mercy of Sigismond.

No prince of the empire ever submitted to such indignities, or experienced such degradations, as Frederic. To grace and witness his triumph, Sigismond summoned the most considerable princes of the empire, and the ambassadors from the Italian states, with the chief fathers of the council, into the refectory of the Franciscan convent at Constance. The emperor, having seated himself on his throne, Frederic, accompanied by his nephew the burgrave of Nuremberg, and by his brother-in-law Louis of Bavaria, entered the apartment, and thrice prostrated himself. The eyes of the whole assembly were fixed on the unfortunate prince, and a dead silence prevailed, till Sigismond demanded, “What is your desire ?”

The burgrave replied, “ Most mighty king, this is duke Frederic of Austris, my uncle ; at his desire I implore your royal pardon, and that of the council, for his offences against you and the church , he surrenders himself and all his possessions to your mercy and pleasure, and offers to bring back the pope to Constance, on condition that his person and property shall remain inviolate.” The emperor, raising his voice, asked, “ Duke Frederic, do you engage to fulfil these promises ?” and the duke, in faltering accents, answered, “I do, and humbly implore your royal mercy.” At this reply a sensation of pity spread through the whole assembly; even Sigismond himself seemed to be affected, and said, “I am concerned that he has been guilty of such misdemeanours.” Frederic took the oath, by which he surrendered to Sigismond all his territories, from the Tyrol to the Breisgau, submitting to hold as a favour what the emperor should please to restore, and yielded himself as an hostage for the fulfilment of the conditions. Sigismond then took him by the hand, and concluded the ceremony by observing to the Italian prelates, “ You well know, reverend fathers, the power and consequence of the dukes of Austria ; learn, by this example, what a king of the Germans can accomplish.” End quote

As Coxe said, such elaborate humiliations were rare, in particular of a prince whose family had already furnished 2 plus one king of the Romans and not long ago had been on par with the House of Luxemburg. It was meant to demonstrate the power that Sigismund had garnered through his management of the Council of Constance, and may well be the high water mark of his political power.

At the end of this process, Friedrich had become effectively landless. All territory that wasn’t occupied by his enemies was now Sigismund’s direct possession. Alsace was gone, several towns were raised to cities and given immediacy, the Swiss cantons were confirmed in their possession of the lands south of the rhine, including the Habsburg and Baden. His subjects had sworn allegiance to the Luxemburger, except for one – the Tyrolians. The estates of Tyrol did not want to become part of a Luxemburg empire, or worse, be enfeoffed to a Bavarian duke. Instead they called on Friedrich’s brother, duke Ernst the Iron, to come and lead the resistance.

It was at this point that this once richest imperial prince, owner of the largest silver mine in Europe, became known as Friedrich with the Empty Pocket.

Given the family history I am unsure whose ambitions Friedrich feared more, Sigismund and his allies, or his brother’s…but he needed to act to protect his lands. So he fled from Constance, breaking his solemn oath. He was put back into the imperial ban. Sigismund called on his princes to muster an army to execute his ban.

I think this is where we are going to leave it for now. Friedrich IV, Count of Tyrol, prince of the house of Habsburg, kneeling before Sigismund of Luxemburg. The ancestral castle of the Hawk occupied by townsfolk from Berne and lost for ever.

Surprising as this sounds, this is still not the low point for the family. Friedrich will find his boulder to climb back up on to fight another day. Ernst the Iron will do unironic things and Albrecht V, well, he is set for greater things. And all that so they can tumble down again.

Something to look forward to next week. I hope you will join us again.

And if you find all of this worth supporting, go to historyofthegermans.com/support, where you can find various options to keep this show on the road and advertising free.

The beginnings of the Swiss Confederation

“They had grown somewhat thoughtful; then without warning it began again, horrible, as though the thing had sprouted wings and was riding toward them on the backs of fiery monsters, flaming and shrieking, a long, drawn-out cry: Here we come! It truly seemed as if an underworld were suddenly seized with the desire to break out through the hard earth. The sound was like a black, gaping abyss, and the sun now appeared to be shining from a darkened sky, glaring down more dazzling than ever, but as through from a hell, not the heavens.

The rushing crowd, apparently full of passion, drew closer. And the knights stood their ground; suddenly they seemed fused together. Iron men held out their lances; . . . lance upon lance stuck out so mindlessly, firm and unyielding–just the thing, you might think, for such an impetuous, raging human breast to impale itself on. Here, an idiotic wall of spikes; there, people half-covered with shirts. Here, the art of war, the most prejudiced there is; there, people seized with helpless rage.

There’ll never be anything to equal the battering with which these light mountain and valley men, driven and elevated by their fury, now battered their way into the clumsy, despicable wall, smashing and ripping it apart like tigers ripping apart a defenceless herd of cows. . . . Those on horseback were flung down like cardboard, with a crack like that of a paper bag blown up and burst between one’s hands. . . . Heads were scuffed by blows, appeared only grazed, yet proved to be bashed in. Blow followed blow, horses were knocked down, the fighting grew more and more frenzied, more violent, the duke was slain; it would have been a miracle had he not been. Those striking accompanied their blows with shrieks, as though these were only right, as though killing alone was not enough, a mere half-measure. End quote

That is how the Swiss writer Robert Walser described the battle of Sempach on July 9th, 1386, the battle that broke Habsburg power in their ancient homeland and paved the way for Switzerland to come together.

What we will do in this episode is look at how it came to pass that an army of Swiss militia defeated Archduke Leopold III, one of the most accomplished military men of his time, a man willing to make his knights fight on foot, with lances, rather than run mindlessly into a wall of arrows, and how he still lost.

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Transcript

Hello and welcome to the History of the Germans: Episode 205 – Sempach – the death of a Duke and the Birth of a Nation, also episode 3 of Season 11 – The Fall and Rise of the House of Habsburg.

“They had grown somewhat thoughtful; then without warning it began again, horrible, as though the thing had sprouted wings and was riding toward them on the backs of fiery monsters, flaming and shrieking, a long, drawn-out cry: Here we come! It truly seemed as if an underworld were suddenly seized with the desire to break out through the hard earth. The sound was like a black, gaping abyss, and the sun now appeared to be shining from a darkened sky, glaring down more dazzling than ever, but as through from a hell, not the heavens.

The rushing crowd, apparently full of passion, drew closer. And the knights stood their ground; suddenly they seemed fused together. Iron men held out their lances; . . . lance upon lance stuck out so mindlessly, firm and unyielding–just the thing, you might think, for such an impetuous, raging human breast to impale itself on. Here, an idiotic wall of spikes; there, people half-covered with shirts. Here, the art of war, the most prejudiced there is; there, people seized with helpless rage.

There’ll never be anything to equal the battering with which these light mountain and valley men, driven and elevated by their fury, now battered their way into the clumsy, despicable wall, smashing and ripping it apart like tigers ripping apart a defenceless herd of cows. . . . Those on horseback were flung down like cardboard, with a crack like that of a paper bag blown up and burst between one’s hands. . . . Heads were scuffed by blows, appeared only grazed, yet proved to be bashed in. Blow followed blow, horses were knocked down, the fighting grew more and more frenzied, more violent, the duke was slain; it would have been a miracle had he not been. Those striking accompanied their blows with shrieks, as though these were only right, as though killing alone was not enough, a mere half-measure. End quote

That is how the Swiss writer Robert Walser described the battle of Sempach on July 9th, 1386, the battle that broke Habsburg power in their ancient homeland and paved the way for Switzerland to come together.

What we will do in this episode is look at how it came to pass that an army of Swiss militia defeated Archduke Leopold III, one of the most accomplished military men of his time, a man willing to make his knights fight on foot, with lances, rather than run mindlessly into a wall of arrows, and how he still lost.

But before we start a quick reminder that this show is advertising free. No really, you will not hear me singing the praises of some product carefully curated for just your specific needs, or more likely not useful to you at all. Such luxury is ultimately a function of the generosity of a small but much appreciated band of patrons who have signed up on historyofthegermans.com/support.

This week our special thanks go to Chris O., Alexi G., the always supportive Mike F., Walter E., Stewart Walker, Sergey S. and Simona who have already signed up.

And with that, back to the show.

This season is entitled the Fall and Rise of the House of Habsburg. And since here the fall comes before the rise, it is the fall that we start with. If one tries to understand why the Habsburgs were able to keep a multicultural and multilingual empire together for 400 years, an empire that had not one but two capitals in Vienna and Madrid plus several smaller centres in Naples, Milan, Prague, Budapest and Brussels. An empire that at its height, spanned the globe and surrounded its greatest rival, the kingdom of France.

And all that these disparate territories, from Lima to Lwow had in common was not one individual king or emperor but the unflinching grip of a family that ruled them well into the 19th century when nationalist movement had long declared their existence obsolete.

To understand what made the Habsburg capable of such an unprecedented feat, it may help to understand the 150 years they spent in the wilderness, far from thrones and the vertiginous heights of European policy.

When we talk about the fall of empires and dynasties, it is very rarely a case of wile-e-coyote speeding over the cliff and crashing down. Great power blocks do not collapse straight into insignificance, they skid down the mountainside, occasionally grabbing hold of a boulder to rise up for a moment, before the next avalanche dislodges them again, until after decades or generations and after innumerable attempts at stabilisation, they hit rock bottom. We will see when rock bottom is for the Habsburgs, my best guess at this stage of my research is 1471, when Friedrich III sees his duchy of Austria overrun by his enemies and has to seek refuge in the empire, an empire that had largely forgotten about him and that he had not visited for 28 long years.

We have already watched the Habsburgs losing their footing for the first time, when king Albrecht I was murdered by his nephew John Parricida. One moment they were en-route to become the de facto hereditary rulers of the Holy Roman Empire and the next, they were just another ambitious family in the game of musical chairs that were the imperial elections in the 14th century. But they were still one of the most powerful of these families. In season 8 when we talked about the period between the Interregnum and the Golden Bull, I described it as a three-body problem where the Luxemburgs, the Habsburgs and the Wittelsbachs were roughly of equal power and influence, constantly ganging up two against one.

But that three-body problem went away with the rise of Karl IV to the imperial throne and his ruthless expansion of the Luxemburg powerbase from Bohemia westwards into Brandenburg and the Upper Palatinate whilst collecting options on Hungary and Poland. Neither Habsburg nor Wittelsbach could compete with that any longer.

A further relegation was the exclusion of the Habsburgs from the Seven Electors in the Golden Bull of 1356. Much has been made of this, though it is important to remember that neither the dukes of Austria nor the counts of Habsburgp had ever been part of the college of electors that had formed since around 1273. So not adding them was maybe not that much of a snub as it might look. Still we know that Rudolf the founder, the head of the family in 1356 took umbrage and forged the Privilegium Maius that claimed and – thanks to confirmation by the emperor – established a unique rank for the Habsburgs as Archdukes with wide ranging privileges in their own lands, privileges that made them more like kings then feudal vassals.

So, when Rudolf IV passed away prematurely in 1365, the House of Habsburg was certainly not what it was in 1308, but by no means down and out. They were a major force in the empire, holders of most august titles and – most importantly – united. They ruled Austria, Styria, Carinthia, Carniola, the Tyrol and their ancestral lands along both shores of the upper Rhine from Schaffhausen to north of Freiburg im Breisgau as well as much of German speaking Switzerland.

Rudolf’s death had come at an inopportune moment. He had been just 27 years old and his marriage to the daughter of emperor Karl IV had remained childless. Hence the duchy went to his brothers, Albrecht, aged 16 and Leopold, aged 14 at the time. The Wittelsbachs used this to make a bid for the Tyrol they had ruled until fairly recently. But the brothers defeated duke Stephen of Lower Bavaria and Tyrol stayed in the family.

Between the brothers a clear division of responsibilities emerged. Albrecht, called “with the plaid” was the elder and interested in administration and finance. Leopold was the military man. So, it was Leopold, the younger one, who achieved the victory in Tyrol at the ripe old age of 17.

Albrecht (with the Plaid)

Such a division of responsibilities could be a recipe for astonishing success, think Augustus and Agrippa or Bismarck and von Moltke (the elder). But it did not work that well in this case. Leopold believed his military prowess demanded a higher status than that of junior co-ruler.

Leopold III

So, contrary to the clear provisions left by Rudolf the Founder and his predecessors, Albrecht and Leopold agreed to divide up the Habsburg lands. Leopold received the periphery, that means Carinthia, Carniola, bits of Frioul as well as the Tyrol and the ancestral lands along the Upper Rhine. Albrecht took Austria and Styria. Still, the break was not designed to be permanent. The brothers swore to act in unison. Every member of the family was allowed to use all the family titles, including that of archduke and in case one branch died out, the other would inherit their lands before any other claimant.

Whilst Albrecht focused on consolidating his power over Austria and Styria, Leopold went off conquering. And he was moderately successful, expanding in two directions. He moved southwards and acquired Trieste. The city actually submitted voluntarily to his rule in order to get rid of the oppressive Venetians. Trieste gave the Habsburgs access to the sea and became the homeport of the Austrian navy – seriously, such a thing existed.

But his main objective was to build a connection between the two main Habsburg possessions, Austria in the East and the Swabian ancestral lands in the West. One important first step had been done by his brother Rudolf who had established a hold over Tyrol.

The next important acquisition was the county of Feldkirch, better known as Vorarlberg, an important road connection to lake Constance before it became a vehicle to extract large sums of money from thrill-seeking German and English skiers. Given Salzburg too had come under indirect Austrian rule as per the Privilegium Maius, the Habsburgs now possessed a land bridge all the way from Vienna to the eastern shore of Lake Constance. And with their Ancestral lands starting around the western shore of the lake, the grand strategic objective of a contiguous territory was within reach.

All that was needed to be brought in now were the lands south of Lake Constance and the left bank of the Rhine. And to save you scrambling for a map, let me tell you what the land south of lake Constance and the left bank of the Rhine is called today: The Swiss Confederation.

In 1379 when Leopold was put in charge the Habsburgs already had extensive possessions in this region. After all, the family had come from the Aargau near Brugg in the first place. They had replaced the former major players in the region, the Kyburgs and Zaehringer, they held castles and advocacies all throughout these lands. There were two free imperial cities here, Zurich and Berne, but even within those, the family had certain rights and supporters.

But recent generations of the family had let things slip. They had lost the position as imperial reeve over the cantons of Uri, Schwyz and Nidwalden. The defeat of an Austrian force at Morgarten in 1315 had further undermined their position. The cities, including Lucerne and Zug which they owned outright were less and less willing to yield to the Habsburg administrators’ demands.

Our man, archduke Leopold’s job was hence to defend the existing rights and reclaim those lost in the previous decades. And that meant specifically to take charge of the main cities in the region, Zurich, Basel, Lucerne, Solothurn and maybe even the mighty Berne. Each of these cities had a faction that supported the Habsburgs, usually made up of the long-distance traders who believed a mighty lord was better able to ensure the safety of the roads and the Alpine passes.

As one can imagine, Leopold’s expansionist policy did not remain unopposed. To understand this opposition, we have to take a closer look at this thing that would become known as the Swiss Confederation.

And I am afraid much, if not all the stories about the founding of the Swiss confederation are made up. Wilhelm Tell, did not exist, the Rütlischwur, did not take place, at least not in the way and at the time it is usually reported, the Bundesbrief may be a backdated, Arnold von Winkelried, also not a real person.

I personally think this is a pity. I would have loved to go on about

“One people will we be, — a band of brothers;
No danger, no distress shall sunder us.
We will be free men as our fathers were,
And sooner welcome death than live as slaves.
We will rely on God‘s almighty arm,
And never quail before the power of man.”

And to then go on to “Through this narrow pass he must come”.

But sadly, every single history of Switzerland I have read is adamant, that none of this ever happened. But that does not mean that the emergence of the Swiss confederation, which very much does exist, is not a great story. Only that the crucial moments weren’t 1291 or 1315, but 1386 and 1393.

But I am racing ahead.

We did already have a brief look into the beginnings of the Swiss confederation in episode 150 – Morgarten and Mühldorf” but let me just briefly recap.

When the Gotthard pass opened up in the 13th century, life for the people living in the alpine valleys on both sides of the pass changed fundamentally. Having been a forgotten land of subsistence farmers and herders, far from the centres of commerce and politics, they found themselves suddenly in close communication with Italy and southern Germany.

Recognising the strategic importance of the new route, the emperor Frederick II granted the lands immediately to the north of the pass, the cantons of Schwyz and Uri, possibly also Nidwalden, immediacy. In other words, these lands became part of the imperial demesne and were administrated by an imperial governor, a Vogt in German. This Vogt was initially a member of the House of Habsburg.

The inhabitants of these cantons were in the main peasants. There was a local aristocracy, though less numerous than in other parts of the empire. Village communities were close knit and enjoyed a high degree of autonomy due to the specific conditions of life in the mountains. This hostile environment required building paths and bridges, maintaining forests to protect against avalanches and required holding a food reserve for the harsh winters. All this was provided by the local community, not by a feudal lord.

Once the pass became a major thoroughfare, the locals found additional sources of income in transporting wares across and offering hospitality to travellers. And they were introduced to lucrative job opportunities far away.

Travellers told them about the incessant wars between the cities and lords in Northern Italy, wars that were fought mainly by hired mercenaries. The great condottiere were constantly on the lookout for sturdy young men, willing to have a go at anyone they told them to hack at. And these men from the alpine valleys were ideal for the job. They were used to physical exertion and violence, like almost everyone in the Late Middle Ages. But what made them so great was that they had no allegiance to any of the parties involved in the wars in Northern Italy. They did not care particularly for any of the cities; they had no link to the emperor and not even worry much about the pope and his excommunications.

The historian Volker Reinhard places the beginnings of the Swiss Confederation into this context. According to him the first compact amongst the tree cantons, the Bundesbrief of 1291 was actually produced 20 years later in 1308, and it wasn’t initiated by the people of the cantons, but by the emperor and his Vogt.

The key event according to him was the journey of emperor Henry VII to Rome. Henry VII was keen to have access to the famous fighting men from the mountains to cut his way south. Which is why he appointed one of his generals, Wernher von Homberg as imperial reeve for the three cantons. Von Homberg did indeed exist and was one of the Condottiere who made their living in the perennial Italian wars. Reinhard then goes on to say that Homberg was interested in a permanent arrangement between the three territories that would make it easier him to raise large contingents of soldiers. He therefore not only allowed them to draft the Bundesbrief but actually encouraged it. And as we heard last week, forging and predating documents was commonplace at the time. So, it is quite possible that they changed the date of the agreement in order to give the document added weight and credibility.

Werner von Homberg

Irrespective of when and why the arrangement was made, it is apparent that from the 14th century onwards the three cantons coordinated their actions and entered into further alliances jointly.

This alliance was first tested when a Habsburg army came up to the valleys to avenge an attack of the men of Schwyz against the Abbey of Einsiedeln. The Habsburg expeditionary force found itself defeated at the battle of Morgarten in 1315. This was certainly a crucial event in as much as a chivalric army of knights was beaten by a force that comprised mostly of peasants. What made this possible was in large part the topography, as the armoured riders travelled along a narrow road along a lake whilst the Swiss threw rocks and logs at them from the cliffs above. It is also possible that they used halberds for the first time, a weapon that would become a very effective tool to dislodge and then incapacitate armoured riders.

Battle of Morgarten

In the years after Morgarten, the Habsburgs were preoccupied with their war against Ludwig the Bavarian over the succession in the empire, leaving little room for revenge against these rebellious mountain people.

By the old notion that my enemy’s enemy is my friend, Ludwig the Bavarian supported the three cantons against the Habsburgs. He showered them lavishly with all sorts of freedoms, and, crucially, when their reeve, Wernher von Homberg died, Ludwig did not appoint a new reeve. As a consequence, the three cantons became de facto free to organise themselves as they wished with only the emperor as their overlord. And so, they did. They gradually removed what existed in terms of noble privileges and dues, so that by 1380 these three cantons consisted almost entirely of free men and women.

But the cantons weren’t really in anyone’s focus, unless one was trying to recruit soldiers. Where the Habsburgs and in particular duke Leopold III spent their energy was in the cities. These were a lot richer and a lot easier to control than the wild men and women of the valleys.

The Swiss cities differed in structure quite considerably from the cities in the other parts of the empire. As we discussed in episode 160 “the Golden Bull of 1356”, one of the basic rules of the Holy Roman Empire was that the cities were banned from inviting local lords to become citizens. The point of this prohibition was to stop cities from acquiring large territories. This is what had happened in Northern Italy in the 11th and 12th century and had made the communes powerful enough to defy and ultimately defeat the emperors.

The way these Italian cities had acquired their territories, the Contado, was by co-opting the local lords as citizens. The lord would hand over political control of his lands and in exchange was given a position on the city council, whilst keeping the income from his estates.

The Swiss cities defied the ban on co-opting local lords, the so-called Pfahlbürger. Which is how in particular Bern and Zurich could become veritable city states with territories that rivalled many principalities.

We should not believe though that this process was all polite and gentlemanly. It wasn’t quite the case that the city council would send a gold-rimmed invitation card to the local knight who would be so delighted, he immediately signed up. What preceded these takeovers was either that the local lord had run out of cash and had pawned his castle to the city, or the city had marched its militia before the castle gates.

These city militias were often well equipped and well trained. In 1375 the French lord Enguerrand de Coucy, the key protagonist in Barbara Tuchmann’s Distant Mirror, led a strong force of hardened French and Gascon mercenaries into the territory of the city of Berne. On Christmas day the city militia attacked them and slaughtered 800 of these veterans of the Hundred Year’s war. These city armies were not to be underestimated.

Guglerkrieg – the berne militia destroys the army of Enguerrand de Coucy

And these militias existed not only in the free Imperial cities of Bern and Zurich. Even those who were not, like Lucerne, Fribourg, and Solothurn embarked on a similar expansion policy and established sizeable military forces.

This expansion policy brought them into conflict with a) the powerful families of the region, in particular the Habsburgs and, on their western flank, the counts of Savoy, and, b) the nobles of Swabia who had formed associations to push back against the threat of being slowly but surely dragged under by the cities.

As we go through the 14th century these two developments, the expansion of the cities at the expense of the Habsburgs and the Habsburg efforts to connect their lands into one contiguous territory from Vienna to Basel headed for an inevitable clash.

It could have kicked off already at the Basel’s Ugly carnival of 1376. Basel lies exactly at one of the connection points between the Habsburg territories in Alsace, Breisgau and Switzerland. Hence one of Leopold’s objectives was to extend his control of the city. In that he had to deal with the opposition not just of the city council, but also of the bishop of Basel.

The bishop was comparatively easy, as he was broke and so Leopold was able to buy him out. Through this arrangement he acquired Kleinbasel, the part of the city on the opposite side of the river. In February 1376 Leopold invited his noble friends to Basel for a grand tournament. And since he needed the space, he demanded to use the main square in the city itself. The council, which comprised a large pro-Habsburg faction, permitted the tournament to go ahead.

But things went pear shaped quite quickly. The tournament took place as part of the carnival celebrations. Carnival for those who are not familiar is the massive party that takes place in catholic countries on the last few days before lent. Given the prospect of 40 days of restricted food choices and moderation in alcohol, carnival tends to be an exceedingly debauched affair. This is a medieval carnival, not carnival in Venice with masks and baroque music, or Brasilian Samba floats. This is – depending on stamina – a four-to-six-day bacchanal of drinking, dancing, mor drinking, more dancing, and – should there still be some energy left – doing some naughty stuff.

It isn’t hard to imagine what happened when a drunk crowd is confronted with dukes and knights prancing about on their horses in the market square as if they owned it. The mob stormed the enclosures and the drinking halls of the nobles. Duke Leopold barely escaped on a barge across the river and many of his guests were apprehended and locked up in the city hall for their protection. Still dozens of knights and their retainers lay dead.

The city council blamed the whole incident on bridge and tunnel people and hanged two of them to show its contrition. Nevertheless, duke Leopold procured an imperial ban over the city, which he then leveraged into a full takeover of the place.

In the meantime, the cities and the cantons had moved ever closer together in order to protect themselves against external forces, namely Leopold, but also the counts of Savoy. Ever since Morgarten, the different cities and cantons have signed agreements and alliances. This again, is nothing unusual. Similar things happened amongst the cities and territorial princes of southern Germany as well.

In 1370, one of these arrangements, the so-called Pfaffenbrief, took on a different quality. In it the three cantons, Uri, Schwyz and Nidwalden as well as the cities of Zurich, Lucerne, and Zug agreed a permanent alliance that was to bind them above and beyond other existing obligations. Previous arrangements had always been made for a fixed period and subject to pre-existing third party arrangement. Under the Pfaffenbrief, Lucerne, which was nominally a Habsburg city, shed its obligations to the Austrians in their entirety and instead aligned the exercise of political power with the other signatories.

This was a new type of arrangement. It was permanent and it took priority over all other agreements. Its participants were no longer just allies, but small c confederates. The Swiss constitutional lawyers regard this document as the foundational step towards the Swiss Confederation.

Surprisingly the Habsburgs did not react to this move. They had lost control of Lucerne and also Zug, where their position had been stronger, but still, they did not budge. That was in part due to the death of Rudolf the Founder in 1365 and the subsequent wars over the Tyrol and the squabbling between the brothers.

When these conflicts had been resolved It became time for Leopold III to bring this conflict to a resolution. Basel had been a major success which he followed up in the early 1380s with the acquisition of two counties near Berne.

It was now clear to everyone where this train was heading. In response Berne, Solothurn, Zurich and Zug entered into an alliance of the traditional temporary and limited kind with a number of southern German cities, promising each other support in case of attack. Leopold in turn firmed up his links with the Swabian nobility on both banks of the Rhine.

The signing of the Konstance accord with the German cities encouraged the Swiss to strike first. Zurich attacked Rappertswil, Zug the city of St. Andreas. Lucerne co-opted the city of Sempach. All of these had been Habsburg possessions.  Now the war was on.

Leopold III called upon all his vassals, from Tyrol, from Alsace and the Breisgau, he wrote to his allies, the knightly associations in Swabia and the Alps and hired crossbowmen from Italy and Flanders. They were all to gather in his city of Brugg in the shadow of the ancient family home, the Habichtsburg. As always numbers are unreliable, but the most likely figure is about 3,000 men, all rearing to teach these peasants and townsfolk a lesson they should never forget.

The first town to be educated in the ways of the feudal world, was Lucerne.

Lucerne immediately called on the men of Uri, Schwyz and Nidwalden to come to their aid. Which they did. It seems the other cities who had signed the recent alliance did not appear on the battlefield, or in the case of the German cities, only as observers and mitigators.

There are two ways to describe the battle that followed. The first one is from the contemporary sources. These say that a battle had taken place and note who won. That, I am afraid is not suitable podcast material.

Therefore, here comes the more entertaining, but maybe less accurate version:

Once Leopold had spotted the enemy in an open field near the town of Sempach, he asked the gros of his knights to dismount and form a strong square, protected by a wall of lances. Within the square the crossbowmen were to release their bolts into the mass of enemies. Meanwhile two detachments of heavy cavalry positioned themselves on the flanks and, once the enemy had engaged the centre, were to attack the Swiss from the sides. Dismounting the knights and integrating infantry into the strategy was a major move away from the gung-ho approach at Crecy, Poitiers and Mühldorf. But then the Habsburgs owed much of their success to their willingness to bend the rules of chivalry when necessary. Plus, this was a tactic that had led French forces to victory over another army of townspeople, those of Flanders, just four years earlier.

And initially the plan worked. The Swiss fierce attacks of the Habsburg line ran again and again into the unyielding wall of lances. And out of the square the crossbowmen sent their deadly bolts into the lightly armoured forces of Lucerne and his allies. The story goes that when wave after wave had been broken by the Habsburg resolve, a bear of a man stepped forward, Arnold von Winkelried.  Entrusting his wife and children to his comrades he rushes forward and grabbed a dozen or more of the enemy spikes, impaling himself. And as he fell, so did the spears buried in his chest. Over the hero’s body stepped his comrades, cutting deep in the duke’s phalanx.

Their line broken, the square formation fell apart. The Habsburg lion went down with his standard-bearer. Duke Leopold who had been in the centre of the square seized the flag from the dying hand of his vassal to once more rally his troops, but it was too late. His forces turning, he was offered the opportunity to flee, but refused uttering: “shall I, Leopold, look on from afar as my brave knights fight and die. Here in my country, and with my people, I will either conquer or perish”. His dead body was found the next morning, together with 400 noble knights whose names the victors carefully recorded on the walls of a chapel they erected over the battlefield.

Whether or not this was the way it unfolded, we will never know. The earliest detailed descriptions of the battle date from 1480, almost a century later. Arnold von Winkelried existence is even less likely, since his deed bears suspicious resemblance to much older Germanic folktales and a man of this name appeared in the 16th century as a hero of the Swiss guards.

But what is fact is that the forces of Lucerne, Uri, Schwyz and Nidwalden defeated the army of duke Leopold of Austria, and devastatingly so. In its wake the nobility in the south was much diminished. Many families found their sons and heirs did not come back and lost their lands to territorial princes, including most cynically, the Habsburgs themselves.

Habsburg power in what is today Switzerland was largely wiped out. Not immediately, but the cities, Zurich, Berne, Lucerne, Zug, and Solothurn continued their expansionist policy. Basel shook off Habsburg control. The local lords, who could no longer hope for meaningful Habsburg assistance caved, handed over political control and became citizens. In 1388 there was one more battle between the Swiss and the Habsburgs, which the Habsburgs again lost.  In 1393 the existing union of Uri, Schwyz, Nidwalden, Lucerne, Zug and Zurich added Berne, Solothurn and Glarus. This “Old Federation” would last until 1481 and in that period would push back Habsburg influence all the way to the Rhine River, taking even their ancestral seat, the Habsburg itself.

Leopold III’s body was brought to the grand abbey of Königsfelden, originally built as a memorial to the murdered king Albrecht I. Whilst the Swiss regard Sempach as one of the greatest battles in their history, the Habsburgs developed a very different narrative. As they saw it the great general, brave fighter and chivalric knight had been murdered through treachery by an uncouth rabble. His heroic refusal to be rescued from the battlefield made him into a martial idol. Over time the memory of Leopold III got mashed up with that of saint Leopold, the 12th century Babenberger duke the Habsburgs had already incorporated into their made-up family history.

But apart from expanding the family lore, the death of Leopold III was a catastrophe. He left behind four sons, four sons who did not get on with each other. Nor did they get on with their uncle and later their cousin from the other branch of the family. So next week we will meet a whole bunch of new Austrian archdukes, William the Courteous, Leopold the Fat, Ernest the iron-willed and Frederick with the empty pockets. A further division of the territory was at hand. The Habsburgs were heading downhill at speed. As I said, in this family it is the fall that comes before the rise.

I hope you come along for the tumble. And if you want to go back to some of the wider background of this story, check out episodes 150 about Morgarten, 152 about Margarete Maultasch and the acquisition of Carinthia and Tyrol, 166 about the Great Schism which overlaid all that went on at the time and 165 on king Wenceslaus the Lazy who was at least formally in charge of the empire at that time.

And if you find all of this worth supporting, go to historyofthegermans.com/support, where you can find various options to keep this show on the road and advertising free.

The Privilegium Maius

In a niche to the left of the main altar in the Stephansdom, the great cathedral in the center of Vienna, somewhat hidden by later decorations stands a cenotaph. On its cover you see two figures lying side by side, each nearly two meters long and wearing splendid clothes, their feet resting on two lions. The figures are wearing what looks like crowns, a band surmounted by 12 spikes. A royal couple no doubt.

There is an inscription surrounding them, but you will be unable to read it. It is written in a script I have never seen before, the Alphabetum Kaldeorum. This script, it is said, comes from the ancient Chaldeans, a peoples living in Babylon in biblical times.

We know what it says on the cenotaph, because there is a conversion table from this script into Latin script held in the state library in Munich. The mystery revealed we can now read the text, which merely says: “This is the grave of duke Rudolf the Founder” .

Who was this man who wrote his name and title in a secret script onto his funeral monument, a script, most people believe he had created himself,  and who called himself “the founder”, a name he is still known to us today. What is he the founder of? Why is he wearing a crown when he was only a duke? How come he is one of the most important early Habsburg, yet reigned for merely 7 years?

This is a story of myths and mysteries, of tangible political objectives, elaborate forgeries, a tale that features letters by Julius Caesar and Nero that reveal an unexpected fondness for this land on the edge of the empire. Ah, and Hercules’ son is also making an appearance – in Austria.

Seriously, this is what we are looking at in this episode.

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Transcript

Hello and welcome to the History of the Germans: Episode 204 – Rudolf IV, the Founder and Forger, which is also episode 2 of Season 11: The Fall and Rise of the House of Habsburg.

In a niche to the left of the main altar in the Stephansdom, the great cathedral in the center of Vienna, somewhat hidden by later decorations stands a cenotaph. On its cover you see two figures lying side by side, each nearly two meters long and wearing splendid clothes, their feet resting on two lions. The figures are wearing what looks like crowns, a band surmounted by 12 spikes. A royal couple no doubt.

There is an inscription surrounding them, but you will be unable to read it. It is written in a script I have never seen before, the Alphabetum Kaldeorum. This script, it is said, comes from the ancient Chaldeans, a peoples living in Babylon in biblical times.

We know what it says on the cenotaph, because there is a conversion table from this script into Latin script held in the state library in Munich. The mystery revealed we can now read the text, which merely says: “This is the grave of duke Rudolf the Founder” .

Who was this man who wrote his name and title in a secret script onto his funeral monument, a script, most people believe he had created himself,  and who called himself “the founder”, a name he is still known to us today. What is he the founder of? Why is he wearing a crown when he was only a duke? How come he is one of the most important early Habsburg, yet reigned for merely 7 years?

This is a story of myths and mysteries, of tangible political objectives, elaborate forgeries, a tale that features letters by Julius Caesar and Nero that reveal an unexpected fondness for this land on the edge of the empire. Ah, and Hercules’ son is also making an appearance – in Austria.

Seriously, this is what we are looking at in this episode.

But before we start let me pass on some news about the podcasting industry. Last week Wondery closed its doors, one of the leading producers of narrative podcasts. The argument brought forward by Amazon, its parent company, was, that the future was video and audio only was simply no longer enough to keep listeners engaged. On one hand I should be grateful that a competitor has fallen by the wayside, but that would be short sighted. Most media lives of the fact that people are using it. They make it part of their day, like listening to radio or watching television. And once a habit disappears, the industry disappears with it, just look at newspapers. So, if you guys enjoy the kind of audio first product that we and many other podcasters produce, please keep listening and if you feel like supporting the effort either by spreading the word about great shows or helping creators financially, please do so.

And special thanks to Nicholas S., Ruben de G., Anne Hanson, Paul H., Martin, Matthias D., John A., Marian and Felix F. who have signed up on historyofthegermans.com/support.

And with that, back to the show

Last week we ended with the birth of Rudolf, the eldest son of duke Albrecht the Wise of Austria, on All Saints day 1339. This event that brought enormous relief not only to his parents, but to all the people in the land.

When he saw the light of day for the first time, the legendary fecundity of the Habsburg family had hit a bad snag. His father did have five brothers, but all of them and all of their sons had died. If Rudolfs mother, at the time already 39 years old, and his father suffering cruelly from rheumatoid arthritis, had not by some miracle conceived him and then three more sons, the Habsburgs would have ended as a footnote in European history, rather than as a whole library. And the lands of Austria, Styria, Carinthia and Carniola would have been torn part in a war of succession, as much of Europe would be when such a snag happened again in 1701 and 1740.

But this time, it didn’t. Rudolf lived and so did his younger brothers Albrecht and Leopold. And what was almost as miraculous was that his father Albrecht the Wise survived until Rudolph was 19 and hence able to take over the political leadership of his duchy.

During the 14th century the Habsburgs pursued two main territorial objectives. The first was to either acquire or at least contain their neighbours, the kingdoms of Bohemia and Hungary. Acquisition had been the objective in the earlier parts of the century when the original dynasties of these lands, the Premyslids and Arpads had died out. Rudolph’s grandfather, king Albrecht I had made a bid for both, but had his hopes cut short when he was cut short by his nephew.

By the time of Rudolf’s birth, acquisition was no longer an option. Bohemia had gone to the great rivals of the Habsburgs, the counts of Luxemburg, and it was now ruled by one of Europe’s most famous chivalric knights, John, the Blind King of Bohemia, whilst Hungary had gone to the Angevins from Naples whose astute policies and growing wealth would make them the most powerful rulers in Central europe. Therefore containment was the dominant policy. Keeping friendly relations to avoid invasion was the order of the day in Vienna.

With the east sealed off, their main focus turned west. Like all other princely families, the Habsburgs had long realised that the only way to achieve supremacy in the empire required them to hold a large and contiguous territory where they could move soldiers and gold from one end to the other without having to cross someone else’s land. In 1339, when Rudolf was born, the Habsburgs were a long way away from that objective.

Their ancestral lands in the triangle between Basel, Strasburg and Freiburg lies 700 km west of Vienna. In between these two territories lay the duchy of Carinthia, the county of Tyrol, the archbishopric of Salzburg, the county of Feldkirch, the abbey of St. Gallen, the bishopric of Constance and the cities in what is now German speaking Switzerland. All of these had to be brought under Habsburg control if they were to create that contiguous territory stretching all along the Northern side of the Alps.

Carinthia and Tyrol were the first on the shopping list. And the Habsburgs were lucky in as much that Henry, duke of Carinthia and count of Tyrol was on his last leg. All he was leaving behind was a daughter, Margarete. But then the Habsburgs were also unlucky, because Margarete had been married to Johann-Heinrich of Moravia, the son of king John of Bohemia from the House of Luxemburg.

At this time there were three families fighting for supremacy in the empire, the Habsburgs, the Wittelsbachs who controlled Bavaria and the Palatinate and the Luxemburgers who were kings of Bohemia and counts of Luxemburg. Each of these powers were roughly equal in size. Like in any three body system, politics were extremely fragile. Each side had to balance their desire to add territory against the risk that the other two would gang up on you if you became too greedy.

The inheritance of Henry of Carinthia was the matter that would push this system out of kilter.

As far as law and custom was concerned, Carinthia and Tyrol were to go to Henry’s daughter Margarete and her husband Johann-Heinrich of Luxemburg. But if that happened, Austria would be completely surrounded by its rivals. The Luxemburgs in Bohemia and Carinthia, the Wittelsbachs on their western border and the Hungarians in their back. That was obviously hugely concerning for Albrecht the Wise, but also to the emperor Ludwig the Bavarian. King John of Bohemia had already made some major gains in Silesia and in his homelands on the western border of the empire, so the precarious power balance was already a bit lopsided. Adding Carinthia and Tyrol would seriously upset the apple cart.

So Ludwig and Albrecht made a deal. The Habsburgs were to receive Carinthia, Carniola and the southern part of Tyrol, whilst Ludwig would get the northern part of Tyrol. Margarete and her husband would be shoved out of  the way.

And that is exactly what they did, or tried to do. In 1335, Henry of Carinthia had just died, the emperor Ludwig the Bavarian declared Carinthia and Tyrol vacant fiefs and awarded them to Albrecht and his brother Otto. Margarete, JoIhann-Heinrich and the rest of the Luxemburger clan were flabbergasted by such blatant thievery. A war was now inevitable. The only problem was that king John was back in Paris recovering from a serious injury that would ultimately turn him blind and his son Karl did not have an army at hand.

So it was left to Margarete and her husband to defend her inheritance. Tyrol straddles both sides of the Alps and is a country of deep valleys, ravines and craggy summits, of castles built into the sides of soaring mountains, a place a comparatively small but determined force could easily defend against even large invading armies. The teenagers, helped by the local lords, took advantage of the topography and sent the Habsburgs packing. Carinthia was harder to defend and less loyal, so it became part of Austria, which it still is.

Margarete and Johann-Heinrich were deeply irritated over the loss of Carinthia and lobbied John of Bohemia to take Carinthia back by force. John who never backed out of a fight invaded Austria. The campaign was a roaring success and the Habsburg army fled. But then John of Bohemia just returned home, not making the slightest effort to take back Carinthia.

The next year the Habsburgs attacked Bohemia and John, most unusually, ceded the battlefield. And then everyone went home.

Having been robbed of Carinthia and Carniola and watching her husband’s family standing by without really helping her, made her, as an Englishmen would say, a bit miffed. But then rumours began circulating that the Luxemburgs were prepared to cede the Tyrol to the Habsburgs for some gains elsewhere, Margarete knew the game was up, unless she did something. And so she did something unprecedented, she threw her husband out. Just like that.

She went to emperor Ludwig the Bavarian to protect her against the inevitable retaliation from the Luxemburgs and a potential invasion by the Habsburgs. Ludwig too was keen on the Tyrol, who wouldn’t be. It is gorgeous.

There were a few problems though. Margarete’s marriage to Johann-Heinrich was valid as far as the church was concerned. And incessant philandering, squeezing one’s wife’s land’s dry and paranoid killing of political opponents weren’t recognised reasons for divorce. Only  consanguinity or failure to consume were. The chances that the pope would grant a divorce to help an excommunicated emperor who had just made sure the pope had no more say in imperial elections, was pretty much 0.0000000%.

But Ludwig the Bavarian was an emperor. And as emperor he granted her a civil divorce, the first civil divorce in European history since the Romans. That set Margarete free to marry the son of Ludwig, another Ludwig.

This was not only a massive scandal, but also caused a major shift in imperial politics. As far as the Habsburgs were concerned, working with Ludwig the Bavarians was no longer of any value.  Ludwig had stepped on their toes in Tyrol and hard.

Albrecht changed his allegiance and sought to get closer to the Luxemburgs. And that is why Rudolf, aged five, was put in play to marry Catherine, the daughter of the Karl of Luxemburg, the future king of Bohemia.

Which in turn was the first step in a series of events that would lead to the downfall of emperor Ludwig the Bavarian and the rise Karl to become emperor Karl IV. Ludwigs landgrab in Tyrol had not only alienated the Habsburgs but other princes too. And when Ludwig seized the inheritance of count William of Holland as well, the empire went into revolt.

In 1346, 5 years after Margarete had thrown out Johann-Heinrich  of Luxemburg and 4 years after negotiations about the marriage between Rudolf and Catherine had begun, Karl, heir to Bohemia, was elected king of Romans in opposition to Ludwig the Bavarian. The subsequent war was won by Karl (episode 156), in part because the Habsburgs stayed neutral.

It would still take another 11 years before, in 1357 Rudolf of Habsburg and Catherine of Bohemia were joined in matrimony, but they were. Nevertheless things had changed dramatically by then. When in 1330 the Luxemburgs and Habsburgs were stell on eye level, by 1357 they were no longer. First the blind king John had significantly expanded the Luxemburg territory. Now his son Karl IV was busy to build a territorial connection from his lands in Bohemia all the way to Luxemburg in the West, something the Habsburg at that point could only dream of. And even more importantly, Karl had found a way to mobilise the riches of Bohemia on his behalf.

Meanwhile the Wittelsbach had also declined in stature as various divisions reduced the resources any one of them could mobilise. So even in combination, the Habsburgs and Wittelbachs were no longer able to seriously threaten the Luxemburgs under Karl IV.

Therefore the marriage between Rudolf and Catherine sealed not an alliance of equal partners.

And by how much their power was diminished became obvious when Karl IV promulgated his Golden Bull of 1356, which set the final list of prince electors. Who was missing from that list? The Bavarians and the Habsburgs. Yes, one could argue that the list had been informally agreed since the 1250s, and the Habsburgs were never on it, but still. If the constellation had been as it was 30 years earlier, they should have got on. But it wasn’t and they weren’t.

Despite that snub, the marriage still went ahead. The Habsburgs had become a junior partner in the grand dynastic project of the House of Luxemburg.

We are now in the year 1358 and finally, Albrecht the Wise succumbed to his many ailments. Rudolf took over and he tried desperately to bring the family back up to the status he believed it deserved.

To do that he pursued several avenues.

For one he wanted to elevate the status of Austria and his capital Vienna by establishing a bishopric there. As we know, establishing new bishopric is not easy. It is not as hard as it was in the 11th century when the emperor Henry II had to kneel before his bishops and admit to his own infertility to be allowed to set up Bamberg. But it was still a difficult thing to do. And even though the process had only just begun and the outcome was uncertain, Rudolf kicked off the construction of a magnificent church in Vienna, the Stephansdom. His plan included two towers, as was the prerogative of a cathedral, though that second tower was never built.

In 1365 he founded a university in Vienna, the second oldest in the empire after Prague, again in an attempt to get on eye level with his father-in-law.

And he did get his reward for loyalty, when he acquired the Tyrol. Not by force, but through an agreement with Margarete Maultasch, whose son Meinhard had died and who had fallen out with the Wittelsbachs. The Wittelsbachs were of course unhappy about that, but could not do much since the senior partner, emperor Karl IV, held his hand over his son-in-law.

Then the Habsburg-Luxemburg partnership grew even closer. Karl and Rudolf agreed that in case either of their families were to die out, the other would inherit their lands in their entirety. Whilst at this point either side had at least a few potential male heirs, the probability of such an event was not very high. But when we look back, the average time one family occupied a throne during that period was 150 to 200 years. So this was a long term option that became ever more valuable to either party as time progressed. And as the option gained in value so did the partnership, tying the Habsburgs ever closer to the Luxemburgs.

Beyond these tangible shifts, Rudolf triggered a mental and legal shift for the House of Habsburg that would be even more significant than the Stephansdom, the university and inheritance option.

In 1358 or 1359 Rudolf’s librarians “discovered” some remarkable ancient documents deep in the bowels of the ducal archives. In total these were five documents.

The oldest dates to October 4, 1058. In it the emperor Henry IV confirms the existence of certain privileges that have been awarded to the dukes of Austria by  -drumroll- the emperors Julius Caesar and Nero. And given such letters are of such august provenance, here they are in their entirety (quote):

“We, Julius Caesar, Imperator and Priest of the Gods, we, supreme ruler of the imperial land and Augustus, we, sustainer of the entire world, grant Roman citizenship and our peace to the eastern march, the land and its inhabitants. We command you, by the strength of our triumph, to obey our uncle, the senator, because we have given you to him and his heirs and descendants as a fief to be held in perpetuity [….]

We grant him and his successors all the benefits of the aforementioned Eastern Lands. Furthermore, we appoint our uncle and all his successors as advisors to the most secret Roman council, so that from now on no important business or cause shall be undertaken without his knowledge.

Given at Rome, capital of the world, on Friday, in the first year of our reign and the first year of the gold tax.”

And here is the second letter

“We, Nero, friend of the gods and propagator of their faith, preceptor of the power of Rome, emperor, Caesar, and Augustus. We have agreed with our entire senate that the land of the Eastern March should be held in esteem above all other lands, because it and its inhabitants are praiseworthy above all those who are subjects of the Roman Empire.

 Therefore, we declare that land to be granted our eternal peace and be exempt from all taxes and censuses that have been or will be imposed in the future by imperial power or by us or our successors or by anyone else. We also desire that the same land remain permanently free. We also decree by Roman authority that no adversity shall befall the aforementioned land from anyone. If anyone should act contrary to this, as soon as he has done so, he shall be under the ban of the Roman Empire and shall never be released from it.

Given at Lateran on the day of the great god Mars.” End quote

In the subscript the emperor Henry IV explains that after translating these imperial letters from the pagan language into Latin he was so impressed, he passed control of the archbishopric of Salzburg and ownership of the immensely rich abbey of Lorsch to duke Henry II of Austria.

Right

The next charter dated September 17, 1158 was even more expansive. In it the emperor Barbarossa granted the dukes of Austria in 17 articles the indivisibility of their territory, automatic inheritance of the duchy by the first born, including the right to pass it through the female line, the monopoly over jurisdiction without appeal to imperial courts, no obligation to appear at imperial diets or support the emperor militarily or financially, full control over the church in Austria etc., etc., pp.

Effectively Barbarossa allowed Austria to enjoy all benefits of participation in the empire without any of the obligations. And to mark this special status, the duke of Austria was named a Palatinus Archidux, an imperial paladin and arch duke, who had to have precedence at all official events, sitting to the right of the emperor, wearing a ducal hat adorned with an eastern crown. If you look at the artwork for this episode, you can see Rudolf wearing this very special hat.

The next three documents are dated to the reigns of emperor Frederick II and King Rudolf I and confirmed the previous two after adding some further rights and privileges.

What an amazing find! Final proof that Austria and therefore its rulers were exceptional. Their endorsement, even descent from Caesars uncle gave them a pedigree none of the princely families ion the empire could match. They have been granted not just full autonomy by the great emperors of antiquity but also a permanent seat on the council, and no important decisions could be taken without consulting them.

So astonishing were these far reaching privileges, some people had doubts about the veracity of in particular the letters from Caesar and Nero. When the emperor Karl IV was asked to confirm these privileges, he sent copies to one of the 14th century most learned men, Francesco Petrarca, to check them out. Petrarca zoomed in on the imperial letters. His answer was not very flattering. He called them “such ridiculous forgeries, they must have come from either an “arch-jester, a bellowing ox, or a screaming donkey”. But he did not say that the document itself was a forgery, only that the chancellor of the emperor Henry IV way back in the 11th century who had included them into the charter, had been duped by a tremendously bad hustler.

Petrarch was not only one of the foremost scholars of Roman antiquity, he was also very much attached to his head. And such an important appendix could easily be lost if one accuses the duke, excuse me, palatine archduke of Austria of forgery. Much better and equally effective to claim some long dead scribe had been had by an unknown and equally very dead scoundrel.

When people refer to the privilegium maius, which is the name these documents are known by today, they usually describe it as a reaction to the snub of being left out in the list of Prince electors in Karl IV’s Golden Bull. And there was certainly an element of that here. The insistence on being enfeoffed at home whilst sitting atop a horse rather than kneeling before the emperor, the focus on the seating plan and the title of archduke, complete with special crown, feels a bit like sour grapes.

And I think I did describe it in such terms as well when I first mentioned it in episode 161.

But upon reflection and reading the actual text, it becomes clear that Rudolf pursued some tangible political objectives with this forgery that go well beyond the restoration of his injured pride.

The Privilegium Maius is based on a genuine privilege issued by Barbarossa in 1158, the so-called Privilegium Minus. There the dukes of Austria were already granted far reaching privileges and significant independence from the empire. Rudolf expanded this charter, adding things like primogeniture, full inheritability in the female line, full exemption from imperial courts, sovereign-like autonomy and the right to appoint bishops. And all these privileges were then to be applied to possessions outside Austria as well. As we will see, these provisions would be used by Rudolf and his successors to solidify their control of their territory. It was even used as late as 1740 to legitimize the inheritance of Maria Theresia.

When all these papers were handed to Karl IV for confirmation, he treated them, not as forgeries, but as some sort of shopping list. He granted his son in law some of the privileges he had included, but rejected others. It would be another Habsburg ruler, Friedrich III who would confirm the whole of Privilegium maius and all its components, putting it on the statue book where it remained until 1806. It was only in 1852 that it was officially recognized as a forgery.

So, as far as fakes go, this was probably one of the most consequential forgeries in European history.

That being said, the Privilegium Maius is not just about status and privileges, it is also about the way the Habsburgs saw themselves.

It is not unusual, or arguably even necessary for a ruling family to have an origin myth that lifts them above mere mortals. The more extreme versions of that were the Merovingians who traced themselves to a mythical sea monster, Julius Caesar who claimed descent from Venus and the emperors of Japan tracing themselves to the Sun Goddess Amaterasu. In Christian Europe the descent from gods was replaced by emphasizing saints in the family tree, think Saint Louis for the French, Saint Stephen for the Hungarians, Edward the Confessor for the English, St. Olaf for the Norwegians and St. Wenceslaus for the Bohemians. Charlemagne, though not an official saint in the catholic church performed a similar function for the Holy Roman Emperors. Lesser houses did the same if they were lucky to have a suitable ancestor.

The Habsburgs had the problem that they had only recently risen to prominence and none of the their members had yet lived up to the basic standards of sainthood. In fact the only member of the family who got close was the very last Austrian emperor Charles I, the one whose heart lies in the chimney of the Holy House in Muri.

So, in the absence of one of their own, the Habsburgs appropriated Leopold of Babenberg, from the family that had ruled Austria from its inception until 1246. Unfortunately for the Habsburgs, they had zero blood relationship to the Babenbergers. But that did not stop them pretending they had. Many Habsburgs were given Leopold and Friedrich as first names, names that had been dominant in the Babenbergers family and had not appeared in the Habsburg family tree before.

So far, so normal. But then the Habsburgs go several steps further.

It is around the same time that Rudolf’s forgers made up ancient charters that an anonymous writer compiled the “Austrian Chronicle of the 95 Rulers”. In it we hear that Austria was founded, by the Jewish knight Abraham of Temonaria, 810 years after the flood, which equates to roughly 1500 BC. From then on, Austria and its ruling family were at the epicenter of European history. In an unbroken line that included Jewish patriarchs, the roman emperors and the Babenberger dukes of Austria, the right to rule the known world had come down to the House of Habsburg.

Such genealogical romances were not unusual at the time, remember that Barbarossa was seen as a descendant of the kings of Troy, but this tale is unique in its mix of biblical, ancient roman and relatively recent Austrian history. And they do not skip anyone. Austria, which the ancients called Noricum, was allegedly founded by Norix, the son of Hercules. Vienna was called that because Caesar had founded the city and had stayed there for 2 years, a Biennium and so forth and so forth.

This may all look like ridiculous overcompensation by a family that had risen fast, was seen as nouveau riche by its peers, and now found itself in decline.

But there is also another way to look at it. When Rudolf IV died 1365, barely 27 years old, he had laid the foundation for the sense of exceptionalism that will permeate the family from here on out. And he had given them the physical embodiment of that exceptionality, the title and headgear of an archduke, a title that does not exist in any other context and instantly identifies its bearer as a Habsburgs.

It is in this way that Rudolf was right when he called himself “the founder”. He may not have founded the dynasty in the sense of being its ancestor, but he founded the notion that being a Habsburg was something exceptional, something that goes beyond just being an important prince.

Rudolf left no sons, so that the role of the head of the family had to go to his brothers, Albrecht, called “with the plait” and Leopold, called the Just. Both were teenagers at the time and almost immediately quarreled. These facts, their youth and their quarrel sparked a last Wittelsbach attempt to recapture the Tyrol which the brothers just about managed to rebuff. Despite this joint success they kept going at each other, until in 1379 they divided the Habsburg lands amongst themselves. That was in direct violation of the Privilegium Maius, a long list of ordinances issued by previous archdukes and an explicit agreement made between the three brothers. It seems the notion of a common Habsburg mission had not yet had enough time to gestate into a tool that kept the family together.

And like these division often did, it dropped the family down another notch in the European power stakes. The other was the campaign that on July 9th, 1386, brought the younger and more impetuous brother, Leopold, to a hill near the Sempach lake where he would bring about the birth of a nation and the loss of his ancestral homelands. That we will discuss next week.

And before I go, just a big thank you to all of you who are supporting the show. Your encouragement in all its forms, not just financial, is what keeps this podcast going. If you want to become a patron, go to my website, historyofthegermans.com/support and sign up there. And let me know If you wish to have your full name read out to be there for eternity, or if you prefer just first name and initial.

Last thing, if you want to go into more detail on the things I mentioned or hear them in a different context, go to the episode website – the link is in the show notes. I have included hyperlinks to previous episodes where we discussed these topics, namely episodes 152 about Margarete Maultasch, 156 and 159 about the rise of Karl IV, 160/161 about the Golden Bull and 196 to 199 about the decline of the Wittelsbachs.

And with that, lets reconvene next week and go to Switzerland….

The Beginnings of the Habsburg Dynasty

In the small town of Muri, about halfway between Zurich and Lucerne stands a grand baroque abbey. And when I say grand, I mean seriously grand, St. Blasien kind of grand. Its central dome is to this day the largest such structure in Switzerland and its interior, created between 1743 and 1750 is a perfect example of the Rococo style. If, like me, you always associated Switzerland with Calvinism and its abhorrence of decoration, such a structure may come as a surprise.  An interior thronging with naked putto’s holding up coats of arms whilst playing wind instruments is something you are more likely to associate with Bavaria or Austria.

And with Austria, you may not be so far off the mark.

To the right of the main altar, facing the chancel you see two kneeling figures, a man and a woman. Above it reads – obviously in Latin quote: “In this basilica lies Radebot, the first count of Habsburg and his wife Ita, the duchess of Lorraine and founder of this monastery, as well es their son Adalbert, their daughter Richeza” and several others.

As always with the Habsburgs, there is a debate whether these people were indeed buried here, whether it was Ita or Radebot’s brother Werner who had founded the monastery, whether Ita was indeed a daughter of  the duke of Lorraine and so forth. What is fact is that Radobot built a castle, known as the castle of the Hawk above the nearby city of Brugg in around 1030. Hawk, in German is Habicht and the Habichtsburg became abbreviated to Habsburg and that became the family name. Who Radobot’s father was and how he acquired his lands and castles is ultimately unknown, making him the oldest known ancestor of Europe’s most enduring dynasty.

If you leave the main church at Muri and turn left you find a small chapel dedicated to our Mother of Loreto. The cult of Loreto is based on the belief that the house where Maria was visited by the archangel Gabriel and where Jesus grew, up was transported to Loreto in Italy by angels in 1291 when the crusader state in the Holy Land had collapsed. Quickly a basilica sprung up where the modest brick building had miraculously appeared on day. Soon thousands of pilgrims came hoping for healing or forgiveness available on such a holy site. Loreto inspired dozens of replicas across Europe. I saw one in Prague this summer which I very much enjoyed. And the grand abbey of Muri did not want to miss out. In 1698 the monks built their own Holy House. Like most Loreto chapels it is divided into two rooms, the virgin’s living room with an altar at its end and then behind the altar, the holy kitchen with the holy chimney.

And if you were allowed to go behind the altar and look through the metal grille into the chimney you find two vessels. One says: CAROLI AVSTRIAE IMPERATORIS AC HVNGARIAE REGIS COR IN DEO QVJESCAT and the other ZITAE AVSTRIAE IMPERATRICIS HVNGARIAE REGINAE COR INSEPERABILITER CONIVGIS CORDI IVNGATVR. Brief translation: the first says: “The heart of Charles, Emperor of Austria and King of Hungary, may it rest in God”. And the second “The heart of Zita, Empress of Austria and Queen of Hungary, be inseparably joined to the heart of her spouse.” One heart belongs to Charles I, the last of the reigning Habsburg monarchs, who abdicated in 1918 and whose body was never allowed to return to Austria, and the other to Zita, his wife, who was put to rest in the Imperial crypt in Vienna with 145 other members of the family. Only their hearts are still together.

Two couples, marking the beginning and the end of the remarkable political career of a family that ruled half of europe and a lot more for centuries. And at the same time, two couples who were deeply rooted in their religious convictions. Two very typical Habsburg couples, connected across 900 years.

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Transcript

In the small town of Muri, about halfway between Zurich and Lucerne stands a grand baroque abbey. And when I say grand, I mean seriously grand, St. Blasien kind of grand. Its central dome is to this day the largest such structure in Switzerland and its interior, created between 1743 and 1750 is a perfect example of the Rococo style. If, like me, you always associated Switzerland with Calvinism and its abhorrence of decoration, such a structure may come as a surprise.  An interior thronging with naked putto’s holding up coats of arms whilst playing wind instruments is something you are more likely to associate with Bavaria or Austria.

And with Austria, you may not be so far off the mark.

To the right of the main altar, facing the chancel you see two kneeling figures, a man and a woman. Above it reads – obviously in Latin quote: “In this basilica lies Radebot, the first count of Habsburg and his wife Ita, the duchess of Lorraine and founder of this monastery, as well es their son Adalbert, their daughter Richeza” and several others.

As always with the Habsburgs, there is a debate whether these people were indeed buried here, whether it was Ita or Radebot’s brother Werner who had founded the monastery, whether Ita was indeed a daughter of  the duke of Lorraine and so forth. What is fact is that Radobot built a castle, known as the castle of the Hawk above the nearby city of Brugg in around 1030. Hawk, in German is Habicht and the Habichtsburg became abbreviated to Habsburg and that became the family name. Who Radobot’s father was and how he acquired his lands and castles is ultimately unknown, making him the oldest known ancestor of Europe’s most enduring dynasty.

If you leave the main church at Muri and turn left you find a small chapel dedicated to our Mother of Loreto. The cult of Loreto is based on the belief that the house where Maria was visited by the archangel Gabriel and where Jesus grew, up was transported to Loreto in Italy by angels in 1291 when the crusader state in the Holy Land had collapsed. Quickly a basilica sprung up where the modest brick building had miraculously appeared on day. Soon thousands of pilgrims came hoping for healing or forgiveness available on such a holy site. Loreto inspired dozens of replicas across Europe. I saw one in Prague this summer which I very much enjoyed. And the grand abbey of Muri did not want to miss out. In 1698 the monks built their own Holy House. Like most Loreto chapels it is divided into two rooms, the virgin’s living room with an altar at its end and then behind the altar, the holy kitchen with the holy chimney.

And if you were allowed to go behind the altar and look through the metal grille into the chimney you find two vessels. One says: CAROLI AVSTRIAE IMPERATORIS AC HVNGARIAE REGIS COR IN DEO QVJESCAT and the other ZITAE AVSTRIAE IMPERATRICIS HVNGARIAE REGINAE COR INSEPERABILITER CONIVGIS CORDI IVNGATVR. Brief translation: the first says: “The heart of Charles, Emperor of Austria and King of Hungary, may it rest in God”. And the second “The heart of Zita, Empress of Austria and Queen of Hungary, be inseparably joined to the heart of her spouse.” One heart belongs to Charles I, the last of the reigning Habsburg monarchs, who abdicated in 1918 and whose body was never allowed to return to Austria, and the other to Zita, his wife, who was put to rest in the Imperial crypt in Vienna with 145 other members of the family. Only their hearts are still together.

Two couples, marking the beginning and the end of the remarkable political career of a family that ruled half of europe and a lot more for centuries. And at the same time, two couples who were deeply rooted in their religious convictions. Two very typical Habsburg couples, connected across 900 years.

The Habsburgs make their first appearance at the top table of the European political scene more than 200 years after Radebot and Ita had founded or had not founded the great abbey at Muri. One of their descendants, Rudolf von Habsburg was elected King of the Romans in 1273. Later on Habsburg mythology will describe him as a poor count who rose to kingship on the back of merit and Christian humility. It is said that he once handed over his horse to a priest so that he could reach the dying in time for the last sacrament, an act of enormous generosity since a fully trained warhorse cost a fortune and not every priest could be trusted to bring such a valuable item back. And Rudolf, we are told, could not afford such generosity. He was a man of modest means whose simple coat drew the derision of the imperial princes draped in robes made from cloth of gold.

But these are just tales, tales told to emphasize the family’s piety and sobriety, manufactured in the great PR machine they kept humming along from their earliest days. In reality the Habsburgs were very rich, rich enough to be amongst the most significant backers of the Hohenstaufen emperor Frederick II when he cut is way to the imperial throne in 1212. Radebot’s descendants had gained significant territories in Alsace, the Breisgau and what is today German speaking Switzerland through the usual combination of ruthlessness, smart political maneuvering and fecundity. But what had turbocharged their wealth was a bridge. This bridge across the Schöllenen Gorge was built around 1230 and opened up the Gotthard pass, then and now one of the most important and shortest Alpine crossings. The Habsburgs controlled several of the cities at the foot of the mountain, including Lucerne, and acted as vicars over the Swiss cantons of Uri, Schwyz and Nidwalden which covered the northern side of the pass. Tolls from this road allowed the family to fund further conquests across the former duchy of Swabia and the kingdom of Burgundy.

Rudolf came into his inheritance when he was 22. Though the Hohenstaufen emperor Frederick II is still around, the whole structure is coming apart. Popes and emperors were at daggers drawn. In 1246 an antiking was elected and imperial power was fading away. This was the Interregnum and it was dog eat dog time.

Inheritances that in the past would have gone to the crown to be enfeoffed to a loyal vassal of the emperor, were now divided up amongst the most aggressive of their relatives. And Rudolf was very good and very lucky at that particular game. He did benefit from the unusual fecundity of his family which had placed sons and daughters into the bloodlines of practically anyone who was anyone in the south west of the empire. Which meant that when other families, less blessed with powerful loins, expired, there was always a Habsburg claim in the mix. During his career as a serial heir, several important families were dying out or weakened. One was a lateral branch of the Habsburgs whose possessions he managed to consolidate. The Lenzburgs, then the Kiburgs and finally the mighty dukes of Zaehringen disappeared from natural causes. Whenever that happened, Rudolf of Habsburg was there, holding the marriage contract in on hand and the sword in the other, demanding his share of the spoils, until he had become the most powerful lord in Swabia.

This kind of life is one of perennial warfare. The annals of Basel record that in 1268 he conquered Utzenberg and some other castles, in 1269 he takes Reichenstein, in 1270 he besieges the city of Basel for 3 days, in 1271 he burns down the monastery at Granfelden and several villages and that same year he also destroys the castle at Tiefenstein, in 1272 he goes after Freiburg and destroys the surroundings of the city, and so forth and so forth.

Bishops were sort of a speciality of his. He made his name in a feud against the bishop of Strasburg who had refused to hand over another one of these inheritances. His retaliation was relentless. He did not stop until he had the bishop stripped of all his strongholds and cities, including Strasburg itself.

Once the bishop had been replaced and his successor had recognised Rudolf’s victory, all Rudolf asked for was his original demand. The cities and strongholds he handed back, allegedly without even asking for a ransom payment. According to the chronicler he did this to turn a foe into a friend and ally.

That kind of behaviour was extremely unusual in the Middle Ages. And it hints at a more general observation – that Rudolf was a strategic thinker well ahead of his time.  Outwardly he was warm and affable. But his engaging friendliness and outward humility covered a steely determination to win, and to win at all cost. Conventions of chivalry that ruled the behaviour of Europe’s elites to him were just that, conventions, guidelines to be observed in normal times but that could be broken if the occasion demanded it.

Rudolf von Habsburg was a very competent war entrepreneur and politician and quite wealthy. But that does not make you a candidate for the throne of the Holy Roman Empire. There were dozens of such counts around and more importantly, there were the imperial princes who sported lineages that included kings and emperors going all the way back to Charlemagne or even Clovis. Compared to that Rudolf’ descent from count Radebot made him distinctly nouveau riche.

Making Rudolf King of the Romans was an unusual choice, and such an unusual choice required an unusual set of circumstances.

For 23 years there had been no effective King of the Romans, let alone emperor. Instead there were two competing claimants, neither of whom spent much or any time in the Reich. This -amongst other things – prevented the largest and most populous state in Europe from providing meaningful assistance to the rapidly disappearing kingdom of Jerusalem. Hence the papacy – which had created this chaos in the first place – now demanded that a proactive new emperor was elected, who could then make his way to Jerusalem forthwith.

There was no shortage of proactive men with vast fortunes in gold and men willing to take up the burden of kingship. But the wealth in men and material was also their problem. The most eminent imperial princes, like the duke of Bavaria, the count palatine on the Rhine, the landgrave of Thuringia and the duke of Saxony were all keen. But they realized that for one reason or another they might not get the vote. So they could live with someone else becoming king, but only as long as that someone wasn’t one of their peers. And there was one they definitely would not allow to sit the throne of Charlemagne, and that was the richest of the princes, king Ottokar II the Golden King of Bohemia. Electing him would lead to a strengthening of imperial power, which in turn meant a loss of their freedoms.

And the other thing they did not want to lose were the lands they had pilfered from the now defunct Hohenstaufen family. Some of these had been personal property of the emperors, which could be taken on the basis of descent from some second cousin twice removed. But the crown lands were a different kettle of fish. These were technically unalienable and would have to be handed back should the new emperor have enough power to force their return.

These were the unusual circumstances that turned a gruff old warrior from Swabia into a perfect gracious lord.

Rudolf was a rich count but still a fraction as powerful as any of the great imperial prices. He at least pretended to be a godson of the Hohenstaufen emperor Frederick II, bringing him the votes of those yearning for a return of the good old days.  And at the same time he had been one of the most rapacious plunderers of the Hohenstaufen inheritance, making him acceptable to the other princes who were reluctant to disgorge the properties they had stolen from the royal purse. And he was a pious man with a track record as a crusader. Best of all, he was 55 years old, so should not be around for much longer.

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In a truly astounding twist of fate, the man who brokered the deal that led to Rudolfs elevation, was Friedrichof Hohenzollern, ancestor of the kings of Prussia who worked so hard to erode Habsburg power in the 18th and 19th century.

Surprise, surprise, Rudolf turned out to be the exact opposite of what the electors wanted. Not only did he have the temerity to live for almost another 20 years, he used this time to rebuild the financial and political infrastructure of the imperial crown. He appointed powerful local aristocrats as vogts or imperial vicars in the regions and tasked them with recapturing the crown lands. Peter Wilson estimates that Rudolf managed to bring 2/3rds of the Hohenstaufen lands back under royal control.

Rebuilding the royal demesne was however not Rudolf’s most momentous achievement.  That was a bit more self-serving. Rudolf managed to secure the duchies of Austria and Styria for his family, to which his successors would later add Carinthia and Carniola, the nucleus of the Habsburg empire.

When Rudolf ascended the throne, these duchies had been held by king Ottokar of Bohemia for over 20 years and he had the pieces of paper to prove it. If Ottokar had done the right thing and just smiled and waved, the Habsburg would never had a chance. But smile and wave was not his way.

The Bohemian king literally owned a gold mine and had acquired a huge territory that stretched from Bohemia to the Mediterranean. He was so rich and powerful, he thought, he should have become king. But that was exactly the reason the imperial princes did not want him to be king. He did not understand. How could they prefer this poor count over him, the Golden King  whose great deeds of chivalry outshone his rival’s petty squabbles on the Upper Rhine. Ottokar was sulking. When he was invited to come to Rudolf’s first imperial diet, he refused to come and certainly would not swear allegiance to the new king.

Rudolf – the smart politician he was – twisted that not as disrespecting him, but as an insult to the empire and to all the grand princes who had elected him. He raised an imperial army amongst the princes and without encountering much resistance threw Ottokar out of Austria.

Being king, he could now enfeoff his sons with the duchies of Austria and Styria, whilst Carinthia and Carniola were given to his son in law. And with that began the 650-year long rule of the Habsburgs in Austria.

Once Rudolf had added and then defended Austria against Ottokar’s attempt at revenge, the Habsburgs had become imperial princes and one of the most powerful families. But that was only step one.

Rudolf’s political plan from then on out was to create a new imperial dynasty, replicating the Hohenstaufen, or even the Salians or Ottonians. But that is where he hit a snag. The response from the Pope and from the imperial princes was clear: dream on mate. The very last thing anyone, well apart from Rudolf obviously, wanted, was a powerful emperor who could balance out the papacy and force the imperial princes back into submission. So the pope denied him the coronation as emperor and the princes an election of his son as king and successor.

Instead, when Rudolf died, they elected another “minor count”, Adolf von Nassau. Nassau tried the same trick and made a play for the Landgraviate of Thuringia which ended in a disastrous war that sucked in one prince after another. This made things so uncomfortable that the electors turned to the only imperial prince rich and powerful enough to rid them of the pesky Adolf von Nassau, and that prince was Albrecht von Habsburg, Rudolf’s son and heir. So they reluctantly deposed Adolf and elevated Albrecht, who promptly did the honors and killed Adolf – most honorably in a battle obviously.

Now that the Habsburgs were back in play, the apotheosis of the new dynasty was written high up in the skies. And initially everything was going swimmingly.

We are hitting one of those points in European history where feeble loins destroy kingdoms and let new empires emerge. Over the course of a few years, Austria’s neighbors, the kingdoms of Bohemia and Hungary lost their original royal families. Hungary in 1301 and Bohemia in 1306. From that point onwards these lands oscillated between short periods of glorious victories and long periods as pawns in European politics.

Given the strategic position of Austria, bordering both Hungary and Bohemia, and being geographically, demographically and financially weaker than either of them, the Habsburgs were from the getgo hugely interested in these lands. Which is why Albrecht I made a bid for both Bohemia and Hungary when their thrones became vacant.

But these efforts experienced a major setback. In April 1308 Albrecht was mustering an army in Swabia to have another go at Prague. But he never got there. At a dinner his nephew John had asked for the n-th time whether he would at some point receive the inheritance his uncle so kindly managed on his behalf. Apparently John was not happy with the response, since when Albrecht ended the dinner by handing out floral wreaths to his guests, John threw the table decorations in the face of the king and said, he was tired of being fobbed off with worthless baubles.

The next day, the first of May 1308, the king was riding back to his ancestral home on the Castle of the Hawk accompanied by only one attendant. That was when his nephew John and four co-conspirators appeared. John raised his sword and brought it down on the royal skull, making him John Parricida, John the Murderer and bringing him a life on the run. What it also brought down were the Habsburg’s chances to create a new dynasty of Holy Roman Emperors for another 200 years.

The imperial princes were in no mood to elect another Habsburg. They quite rightly feared that the next one would use his elevated position as leverage into Bohemia and/or Hungary, at which point the dynasty would become permanent. They would be even more powerful that Ottokar II had been. Hence they sought out another poor count, Henry of Luxemburg as king, later emperor Henry VII. Henry did them two favors, one was to disappear down to Italy in a madcap attempt at reliving the heyday of the Hohenstaufen, and, much closer to home, by furnishing the Bohemians with a new king who wasn’t a Habsburg.

When Henry VII died in 1313, the Habsburgs had another go at the imperial crown. This ended up in a split election between Friedrich the Handsome, the son of Albrecht I, and a Wittelsbach, Ludwig the Bavarian. The Habsburgs lost the war of succession. Still Ludwig elevated his cousin Friedrich the Handsome to co-king as a way to pacify the empire. Friedrich, despite his formal title, did not gain much influence and shuffled off his mortal coil in 1330. Friedrich the Handsome, was so insignificant, he is not even counted in the list of Kings of the Romans. And he turned out to be the last Habsburg on the throne for a 100 years.

Friedrich’s successor as head of the House of Habsburg was his brother Albrecht, called “the Wise”. That sounds promising!

And it was. Albrecht was somewhat unusual for a Habsburg in as much as he had originally been destined for the church. The Habsburgs were almost all extremely, if not fanatically pious. That however did not compel them to give up potential spares to the church. Right from the start a big part of the Habsburg success lay in placing their sons and daughters into promising positions to inherit even more territory.

Maybe there was an opening here since Albrecht was the fifth son of King Albrecht I and he had a younger brother, Otto, bringing the total to six. But against all the odds, his elder brothers all passed away, the last, King Friedrich the Handsome in 1330 as we just heard. All these guys had been fit and healthy, one of them seemingly even handsome. Albrecht was none of the above. He suffered from terrible arthritis that left him in almost constant pain, unable to walk, let alone ride. Nevertheless he was regarded as one of the most successful early Habsburgs.

Albrecht gave up on the ambitions of his elder brothers and submitted to emperor Ludwig the Bavarian properly. And he was amply rewarded for this. In 1335 emperor Ludwig the Bavarian enfeoffed Albrecht with Carinthia and Carniola, setting aside the claims of the previous duke’s daughter, the famous Margarete Maultasch. I did a whole episode about her remarkable life, so I will not go on about the shenanigans that went on there again.

The rest of his near 25 year old rule was taken up with consolidating his power within the duchies and scheming to deprive Margarete Maultasch of her other, much richer possession, the county of Tyrol. It is during this period that the family is shifting its focus away from their ancestral homeland in the duchy of Swabia to their new territories in Austria, Styria, Carinthia and Carniola. The Habsburgs moved into the Hofburg in Vienna and became Austrian.

But still this otherwise so sedate and sensible reign was built on feet of clay. By 1338, Albrecht and his wife Joan had five sons in 15 years of marriage, but none of them survived childhood. His younger brother Otto  had now died as well, followed by Otto’s two teenage sons. And none of his elder brothers had ever produced a son that lived.

The House of Habsburg, famed for its fecundity, was about to expire. And if it had, fierce wars of succession between the Wittelsbachs and Luxemburgs would have destroyed the land. It goes to show how fragile these dynasties were, when the six sons of Albrecht I, each one married and attempting to procreate could find themselves out of heirs within a generation. And if Albert II had not undertaken a pilgrimage to Aachen, and the lord’s swaddling clothes had not done their thing, the Habsburgs would have ended up as just a footnote in history.

But the miracle happened and Joan gave birth to a son, Rudolf in November 1339, and then three more, Friedrich in 1347, Albrecht in 1349 and Leopold in 1351.  And talking about miracles, at the birth of Leopold, she was 51 years old.

These three boys, minus Friedrich who succumbed to a riding accident, continued the line of the family. And not just that. Rudolf, the eldest, would go on to forge the ideological and political foundations of the casa di Austria that would go on to rule the world. But that is something we will look into next week.

And before I go, just a big thank you to all of you who are supporting the show. Your encouragement in all its forms, not just financial, is what keeps this podcast going. So from next week I will again name individual patrons. If you are a patron or want to become a patron, go to my website, historyofthegermans.com/support and sign up there. And let me know If you wish to have your full name read out to be there for eternity, or if you prefer just first name and initial.

Last thing, if you want to go into more detail on the things I mentioned in this episode or hear them in a different context, go to the episode website – the link is in the show notes. I have included hyperlinks to previous episodes where we discussed these topics, namely episodes 138 to 143 about Rudolf I and Albrecht I, 150 about Friedrich the Handsome and 152 about Margarete Maultasch.

And with that, saddle up and lets get going with the Fall and Rise of the House of Habsburg.

How Germany became the centre of the most advanced industry of its day

In 1550 Spanish court records show that the Augsburg armorer Kolman Helmschmied was paid an advance of 2,000 ducats for a full armour for king Philipp II. The final price for this piece was 3,000 ducats. At the same time Raphael could charge at max 170 ducats for an altarpiece. Even the Renaissances’ best paid artist, Michelangelo received just 3,000 gold florins for the painting of the ceiling of the Sistine chapel. Armour, along with tapestries, were the most valuable artworks of the 15th and 16th century.

That was just one set of armour made for the most powerful monarch of the time. But what about the thousands of soldiers he commanded, did they have armour? Oh yes they did. Not quite as sophisticated and certainly not as decorated, but they did. And where did these thousands of helmets and breast and back plates come from? From the same places where their prince’s fancy metalwork came from, from Nürnberg and Augsburg. Their swords came from Passau and Solingen and their firearms from Suhl.

How come these mostly southern Germn cities became the armories of Europe whose output clad the armies that fought the never-ending wars of the 15th, 16th and 17th century? How did they supersede Milan, the centre of weapons production in the preceding century in terms of quality, scale and availability, and create a tradition of metalworking and entrepreneurship that lasts until today?

That is what we will look at in this episode.

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Transcript

Hello and welcome to the History of the Germans: Episode 202 – Arms and Armour which is also episode 17 of Season 10 “the Empire in the 15Th Century”.

In 1550 Spanish court records show that the Augsburg armorer Kolman Helmschmied was paid an advance of 2,000 ducats for a full armour for king Philipp II. The final price for this piece was 3,000 ducats. At the same time Raphael could charge at max 170 ducats for an altarpiece. Even the Renaissances’ best paid artist, Michelangelo received just 3,000 gold florins for the painting of the ceiling of the Sistine chapel. Armour, along with tapestries, were the most valuable artworks of the 15th and 16th century.

That was just one set of armour made for the most powerful monarch of the time. But what about the thousands of soldiers he commanded, did they have armour? Oh yes they did. Not quite as sophisticated and certainly not as decorated, but they did. And where did these thousands of helmets and breast and back plates come from? From the same places where their prince’s fancy metalwork came from, from Nürnberg and Augsburg. Their swords came from Passau and Solingen and their firearms from Suhl.

How come these mostly southern Germn cities became the armories of Europe whose output clad the armies that fought the never-ending wars of the 15th, 16th and 17th century? How did they supersede Milan, the centre of weapons production in the preceding century in terms of quality, scale and availability, and create a tradition of metalworking and entrepreneurship that lasts until today?

That is what we will look at in this episode.

But before we start the usual thanks to our great patrons whose unwavering commitment keeps this show advertising free. And you too could bask in the soft glow of the appreciation of your fellow listeners by signing up on historyofthegermans.com/support. This week we send our warm regards to Pete H., David S., Annette F, Luis, Louis, Daniel, Stephen G. and Christian G., , , who have already done so.ardy, whose upcoming book you can find in the book recommendations, and Eamon M., whose generous help at historyofthegermans.com/support keeps the enjoyment coming.

And with that back to the show

I am approaching this episode with no small amount of trepidation. I know that several of you have a strong interest in arms, armor and fighting technique. And some are taking their passion so far as to learn and apply these techniques in real life as y kids would say. In other words, there are some serious experts here who will catch me out mercilessly when I am getting things wrong.

I on the other hand cannot really distinguish between a rapier and a broadsword. My interest in the topic of arms and armor is purely from a history and economic history perspective. So. if you are looking for a deep dive into the different types of armor and weapons, how exactly they are used, you will be disappointed. I did look for a podcast that I could direct you to if that is what you were seeking, but am afraid I could not find it. There is however a whole world of YouTube videos out there that do a brilliant job at explaining things.

What I can do though is give you an idea how the economics of this business worked and why this amazing industry cluster in southern Germany came to be.

That being said, I will start with a very brief rundown of the development of arms and armor in europe before we go into the question why Nurnberg, Augsburg, Passau and later Suhl and Solingen became the dominant manufacturing hubs for land-based arms and armor.

Armor is as old as human combat. To win a fight you first have to survive it. Hence every time a new weapon was developed, it was immediately followed by the invention of a way to deflect it. And every deflective tool was immediately followed by the development of a new offensive weapon, which created a new tactic to diffuse it and so forth and so forth. Knightly amour as we find it in every half decent museum had its predecessors in ancient Greek helmets, the ornate breastplates of roman emperors and the scale armour of the Persian cataphract.

What interests us here is the armour and arms in europe since the Middle Ages, which followed the same pattern. Every new form of arms and armour is a reaction to a new threat posed by an enemy with a superior technology.

When this podcast started in 919, that threat were first and foremost the Magyars, horse archers who could attack swiftly and release their composite bows on their enemies. And the response of in particular Henry the Fowler, king of East Francia was armored knight on horseback.

This armour consisted mainly of chainmail, rather than plate. This was helpful against Magyar arrows and even more against swords. Swords at the time were too brittle to be used for stabbing. Instead, early medieval warriors were slashing at their enemies, a move chainmail could deflect.

Chainmail never went away and was used for centuries thereafter. However, as external enemies had been defeated and the Europeans moved on to fight each other, military tactics changed.

The preferred weapon alongside the sword was the spear or lance. Up until the 12th century European warriors used their spears in the same way as we see Native Americans using them in Westerns, i.e, overhand or by thrusting them forward.

The first shift in fighting technique was implemented by the Normans. These guys were, to use a technical term, nutters. So far, armored cavalry had used horses as transport to get close to the enemy where they would be lobbing their spears or slashing their swords before returning back to the line to get a new spear. The Normans came up with the idea to use the horse as a weapon. So, instead of turning around after the spear had been launched, they simply kept going at full tilt into the midst of the enemy forces.

I might have told this story before, but a few years ago I went to see the Palio in Siena. And before the actual race, the carabinieri stage a full-on cavalry attack with swords drawn around the course. I do not think I have ever seen anything more terrifying. Anna Komnene, the daughter of the Byzantine emperor Alexios Komnenos said about these nutters in 1148: “A mounted Frank is unstoppable – he could smash through the walls of Babylon”. End quote.

And that was before they employed the couched lance, aka the kind of fighting with lances we know from medieval tournaments. That came in the very late 12th and early 13th century. Fighting with a couched lance means that the lance is held under the Achsel and retained by various kinds of contraptions. The impact of a couched lance on an opponent is roughly factor four of the impact of a lance thrusted or thrown.

This shift in tactics drove a vast number of changes. The focus is now not just on get close to the enemy and then apply whatever weapon one has at hand, but it is all about the speed and the force of the clash between opponents. Getting this right is tricky, seriously tricky. It requires years and years of training. Which is why they invented tournaments at exactly this time. It is to hone their skills in a comparatively safe environment.

When attacking, the knight will aim his lance at three potential targets, the head, which is extremely hard to hit, but would have a catastrophic impact on the adversary. The shield or body, which is a bigger target, but is a lot less likely to do catastrophic damage, or the horse, which leaves the enemy unharmed but would result in an immediate removal of combat capacity.

Chainmail provides very limited protection in this kind of warfare. As we go through the 12th into the 13th and 14th century, new forms of protection emerge. The head is the first to get covered in more sophisticated helmets of varying construction. Breastplates are developed that are supposed to deflect the impact of the lance and finally the horses are getting covered in iron.

The efficacy of a couched lance can be improved if the butt is attached to some form of rest. That rest could be integrated into the breastplate, allowing the rider to use more of his body to deliver the impact. Hence, we find all sorts of attachments to the breastplate that holds the lance.

Couched lance combat has a couple of drawbacks. It is quite inaccurate and a knight who has missed his target will find himself in the midst of the enemy forces, or worse, is unhorsed and needs to continue fighting on foot.

By the 15th century that has become seriously dangerous, but in line with improvements to armor, sword technology had also advanced. They are now often made of steel, which is harder and less brittle than iron. Swordsmen can now not only cut, but they can also thrust without having to fear their sword will break in two. Which is another nail in the coffin of armour purely made of chainmail.

Gradually plate armour covers more and more of the body. Legs and the back are getting covered and by the mid to late 15th century we arrive at the kind of armour we can see displayed in all their grandeur in the Metropolitan Museum, the Kunsthistorische Museum in Vienna, the Royal Armouries or one of my favourites, the Wallace Collection.

Even though infantry becomes more important on the battlefield during the Hundred years’ War and firearms show their enormous power in the Hussite Wars, plate armour is still produced and used in vast quantities for almost 300 years thereafter. Because it was still effective.

For one, the absolute top end quality plate armour could sustain the impact of a musketshot, but more importantly, firearms remained one shot weapons well into the 19th century. Hence a phalanx on armoured riders could still run down a line of arkebusiers busy reloading their weapons. Therefore, military tactics developed that combined firearms with pikemen and heavy as well as light cavalry well into the 17th century.

The other important factor is that armour is not just a military tool, but also fashion. I took part in the Wallace Collection’s summer school about arms and armour this year and the curator Keith Dowen and the armourer David Edge compared renaissance armour to modern day cars. A spectacular armour, like the one OttHeinrich of the Palatinate or emperor Maximilian would wear, was like driving a customised Ferrari or McLaren. These were status symbols that combined performance at the outer edge of what was technically possible with beauty and bling. These were, along with tapestries, the by far most expensive luxury goods in any princely household.

This is an audio show, so it is simply impossible to describe some of the most astounding pieces made in the 15th and 16th century, but I can completely see why some people put Helmschmied, Lochner, Negroli, Wilhelm von Worms and Konrad Seusenhofer on par with some of the great renaissance painters. And that is at least what their contemporaries believed. As I mentioned, in 1550 Colman Helmschmied  charged the Spanish court 3,000 dukats for a full armour, whilst Raphael at the absolute height of his fame commanded 177 dukats for an altarpiece. In other words, you could get 15 Raphaels for one Helmschmied.  

There would be lots and lots more to be said about the functionality and decoration of armour in the 15th and 16th century, but this is not what we are here for. The question we want to answer is why the most magnificent machines or war and masterpieces of art were produced in Nurnberg, Augsburg and Innsbruck and at the same time, why these, together with Passau and later Suhl and Solingen, became the Arsenal of Europe, the place you went to when you needed to equip 5,000 cavalry in a hurry.

Each of their stories is slightly different, and since we have done Augsburg recently, let’s focus on Nurnberg first.

To make armour, in particular to produce it at scale and at the desired level of quality, there are a couple of basic things that are needed.

Water is crucial. To hammer a sheet of metal into shape was extremely labour intensive. Armourers used water mills to drive hammers to first grind the metal ore and then to flatten the steel. Watermills also drove polishing wheels used to smooth and polish armour and to sharpen swords. But crucially, to produce high quality is steel is all about heating the metal to the right temperature. Watermills drove bellows that pushed a consistent level of oxygen into the forge, keeping the temperature steady, In the case of Nurnberg, the Pregnitz was diverted across multiple mill canals that powered water mills throughout the city, not only for armourers but for all sorts of other trades as well.

The next thing an armourer needs is charcoal for the forge, and again it has to be charcoal of consistent quality to keep the temperature steady. . Nurnberg was famously surrounded by poor soil, one of the reasons Barbarossa had granted them free imperial status in the first place. And that soil was therefore still covered in forests, ideal for producing the valuable charcoal.

Then they need iron ore. Thanks to the rapid expansion of all sorts of mining activities during the 14th and 15th century, there were multiple sources of iron ore or iron ingots accessible to Nurnberg artisans. But one mountain held and still holds Europe’s largest deposit of the most valuable iron ore, an iron ore that was already marginally carbonized called Siderite or FECO3 to give it its scientific name. That mountain is the Erzberg in Styria, the ore mountain. Do not get that confused with the Erzgebirge, the Ore Montains on the border between Saxony and Bohemia. This is the Erzberg in Styria. Styria was under Habsburg control and once the Habsburgs became emperors, the empire’s foremost cities, like Nurnberg, Augsburg and Passau had ready access to this valuable ore. And mining was and is a capital intensive business. Where could capital to run an open cast iron ore mine come from – correct, the bankers of Augsburg and Nurnberg, who happened to also be the guys who bankrolled the armourers.

Transport infrastructure was crucial. There is no point making vast quantities of helmets, breast plates and gauntlets and then not being able to deliver them to the customer who is readying for war. When Nurnberg was founded, it was not at the crossroads of any major roads. But by the 15th century, the city had bent Europes flow of goods to its will. New routes have been established that all went through Nurnberg. The Via Imperii that comes down from Stettin on the Baltic then through Leipzig goes all the way to Rome via Venice intersects here with the Via Regia that links Krakow with Paris. Other routes link Nurnberg to other key nodes like Prague, Augsburg, Vienna and Regensburg. By 1500 the city on the Pregnitz sits like a spider in the middle of central Europe’s trade routes. On top of that, Nurnberg merchants held trading privileges with 70 cities across the empire and beyond, making their wares materially cheaper than their competition.

To speak business strategy for a moment, another factor that leads to the development of industry clusters are demand conditions. In an ideal scenario, there is already some major local demand for the product that gets the industry to enough scale to compete internationally. This why a lot of the latest tech is developed in larger domestic markets like the US and China, rather than say, Belgium.

I guess you know where we are going with this. These last 15 episodes have introduced you to a veritable plethora of local conflicts, the Mainzer Stiftstfehde, the seemingly never-ending Bavarian wars of succession, the fight for the Low countries and these are only the ones I selected for being the more juicy and meaningful ones. The Holy Roman Empire in the 15th century was a never-ending rigmarole of armed conflicts between princes, princes and cities, cities and emperors and any other combination thereof, plus there were the larger wars, the ones against the Hussites and ever more importantly those against the Ottomans.

So, domestic demand was not a problem armourers needed to worry about unduly.

Nurnberg’s lead in arms and armour manufacturing kicked off with a rather mundane-sounding invention, mechanised wire drawing. The very first wire-drawing mills in europe opened in the city in 1368. Long, uniform metal wire is produced by pulling metal rods through successively smaller dies. As you can imagine, this was brutally hard to do by hand. Using waterpower to deliver a consistent amount of pull made the process infinitely faster, cheaper and delivered a much higher quality product.

The wire drawing process was one of Nurnberg’s most closely guarded secret. Master wiredrawers had to be Nurnberg citizens, they weren’t allowed to leave the city or take apprentices from abroad. The secrecy around this process was materially tighter than it was on the armourers themselves.

Having access to large quantities of cheap, uniform wire gave Nurnberg an initial leg up in the armourers’ business, since chain mail consists, yes of wire. The Nurnberg chainmail became famous for its strength and durability, it gained its own brand name, the Nürnberg Ringpanzer. Yes, I know you have been waiting for me to say the word Panzer on the podcast for ages, and here it is.

Wire drawers were not the only metalworkers in Nurnberg. One of the city’s main exports were on the one hand rather mundane things like knives, scissors, spoons, basins and funnels, but on the other side there was also a long tradition of producing high-end mechanical works. Regiomontanus, who we met last week, alongside his theoretical mathematics and astrology tables, also produced precision instruments for astrology and navigation. And he was by no means the only one. Nurnberg became famous for the compass or is it compasses they produced. Reading glasses were another speciality. And then, further up the artisanal food chain were the various kinds of gold and silversmiths.

But what of the armourers themselves. How did they become – together with those in Augsburg and later Innsbruck and Greenwich – the foremost producers in Europe.

I think three factors were crucial here, competition, specialisation and co-ordination.

Master armourers in Nurnberg were only allowed to employ two assistants and one apprentice. That prevented the establishment of large, dominant producers. These small producers were in constant competition with each other for lucrative orders. Other than in most cities, large orders did not have to be passed through the guild who would distribute them equally amongst the different masters, but would be given to merchants. The merchants would choose who to subcontract to, based on their reputation for quality, reliability, speed and price.

This competitive pressure spurred the armourers on to constantly strive for improvement. One of the key criteria for the quality of armour and swords was the balance between hardness and flexibility. Steel could be hardened by quenching, aka first heating it up to a high temperature and then rapidly cooling it in cold water followed by tempering, a second round of heating but followed by a very slow cooling process. The trick was to find the right balance between initial temperature and length of the quenching and tempering that hardened the steel but not letting it become brittle. Getting this right involved a whole lot of experimentation and required to improve temperature control of the forge. The latter depended on the quality of the charcoal and the consistency of the air blown into the fire. The German armourers kept tinkering and tinkering with this process until they got it right. Their main competition, the armourers of Milan had chosen to protect flexibility by quenching their steel in less conductive liquid, like oils. That prevented brittleness but failed to achieve the hardness desired.

Alan Williams from the university of Reading did analyse two pieces of late medieval and early modern armour made from similar steel for its metallurgical properties. He concluded that the Italian armour from 1570 scored 183 on the Vickers hardness scale, whilst the German piece scored 514 on the same scale. In other words, by the 16th century, German armourers were producing armour 3 times harder than the North Italians who had dominated the market in the early 15th century.

The other thing that made armour great were the mechanics of it. A full armour was supposed to weigh no ore than 25kg to ensure the knight could get up and continue to fight once unhorsed. So, the harder the steel got, the thinner and lighter it could be, which in turn meant more and more of the body could be protected without exceeding the weight limit. And these parts of the body that could now be covered, the legs and arms are full of these complicated connecting bits we call joints. And to be able to fight, the joints need to remain able to move. The German armourers developed sliding rivets and ingenious articulations that let a knight move freely inside what was essentially a metal exoskeleton. Again, master armourers constantly competed with each other to produce ever more elaborate versions of these complex mechanics.

Apart from competition, the other reason German armourers got so good was specialisation. To become a master armourer, the apprentice had to produce his masterpiece, i.e., a piece of armour that showcased his skills and that was of such quality it passed muster with his fellow armourers or the authorities. And depending what kind of piece it was, a helmet, gauntlet, sword or breastplate, this became the only product the newly minted master armourer would be licensed to produce. Those who made helmets were not allowed to branch out into breastplates and vice versa. So the new master would make say helmets on Monday, Tuesday, Wednesday, Thursday and Friday, He would make helmets In January, February, March, April May, June, July, August September, October, November and December, Helmets this year, next year, the year thereafter and from then on to the day they either died or got bored and left. Dead or bored, he would get better and better and better at it. This is what business people call the economics of experience. And economics of experience are so much more powerful than the better-known economics of scale. Any, even the smallest improvement in the way helmets are made apply to all subsequent helmets until the next round of improvements appears, which again brings the process up again further, and so on and so on.

Radical specialisation was something happened across all kinds of trades in Nurnberg. Nurnberg registered 114 individual artisan guilds. They for instance differentiated between makers of “rough” wire, makers of fine wire and makers of silver-plated wire.

Which gets us to the third reason artisans from Nurnberg and Augsburg churned out such astonishing product, co-operation.  A full suit of armour consists of dozens of components, helmets, plates, mail, gauntlets, swords and so forth. Each of these were made by different master artisans. And when it came to the top end luxury armour, the kind of stuff emperor Maximilian paid almost as much for as pope Leo X paid Michelangelo to paint the Sistine chapel ceiling, a whole lot more trades got involved. There were the silver and goldsmiths doing the decorations. When we see armour today, it is mostly polished into a bright shining silvery colour. And quite a lot of armour was indeed polished to that colour, requiring a polisher to do that work. But some, maybe even most armour, was colourful. One process was called blueing, where the metal was burnished until it achieved a peacock blue colour. The Wallace collection holds a piece of armour they believe was originally blue with contrasting shining silver-coloured elements. Other may have been straight up painted. What exactly they painted on this armour is largely lost because the Victorians decided that all and every knight was one in shining armour – no space for fancy-coloured fighters.

The great artists of the time, Albrecht Durer and Hans Burgckmaier too got involved. They designed armour for their clients and painted them wearing it afterwards. 

So, who co-ordinated all these trades. It seems that for the top, top end armour the superstars of the industry, the Helmschmieds, Lochners and Seusenhofer most likely had control of the project and chose their suppliers and decorators.

When it came to the commissioning of vast quantities of what is called munitions armour, i.e., armour designed to be worn by simple soldiers on campaign, the coordinators were usually the great merchants. This again was one of the unique advantages of places like Augsburg and Nurnberg. The great mercantile  houses, the Fuggers, Welsers, Imhofs and Tuchers had the contacts to the imperial and princely courts to secure orders of such magnitude. And not only that, they would also offer to provide financing to the prince and emperor. And on the other side of the bargain they would also provide finance for master armourers to build up stock after having financed their suppliers as well.

Holding stock was extremely capital intensive. But it could come off spectacularly. Having 500 helmets in stock when the duke of God knows where is finding himself in a bit of a pickle, commanded a massive premium over helmets that arrive when the duke’s capital is already burning. Which is why having five hundred helmets available for pick-up wasn’t something unusual in Nurnberg in the 16th century.

And these helmets were not just available, they were also of predictable quality. Nurnberg was somewhat unique amongst the free imperial cities in as much as the patricians had broken the power of the guilds. After a failed uprising, the council had taken over much of the guild’s role, including the supervision of quality standards and the branding. Wares that met the standard set by the city council, i.e, the merchants who bought and sold the merchandise,  were branded with the letter N.

Quality control is what saved the German makers of arms and armour from the fate of the much more famous makers of Damascus steel. True Damascus Steel was undoubtably superior to the European product. Still the Mughal emperors on the 17th century preferred European blades from Solingen. Why? Damascus steel is hard to get right. Abd it did not come from Damascus or any other specific place, but from all kinds of places all over the East. There was no central authority that controlled the quality of the end product. So lots and lots of producers were manufacturing what they called Damascus Steel, some of it was of stounding quality, but much of it was not. And nobody could tell which was which. The brand deteriorated.

At the same time the town of Solingen developed its own steel making process and kept such tight control over the quality, that the name Solingen until today stands for top quality knifes, worldwide.

This combination of skill, branding and finance is what made in particular Nurnberg the go-to place for massive orders. The only place to that could match it in terms of mass output were the Habsburg armouries emperor Maximilian established in Innsbruck. He had brought several famous armourers from Augsburg and Nurnberg to Innsbruck. What these artisans did there was on the one hand create spectacular luxury armours for the emperors, but the other, more important function was to arm the imperial armies. And free from the shackles of the guild regulations in Augsburg and Nurnberg, huge workshops could be set up that exploited the resulting economics of scale.

Whilst Nurnberg focused more on volume production, Augsburg took an almost unassailable lead in making the world’s finest luxury armour. Augsburg had already established itself as the home of Europe’s foremost silver and goldsmiths. These guys now brought their skills into the world or armour. Go into any museum of armour and look at the star piece in their collection, it will almost inevitably come from Augsburg.

Ok, that is not 100% right. The museum will likely also hold a astounding looking Italian armour from Milan or Brescia, from masters like the Negrolis or the Messaglias. These are wonderous contraptions covered in elaborate decorations mimicking mythical animals or modelled on ancient Greek or Roman styles. They sparkle in the sun and look fantastic when the emperor enters a city on triumph. What they are pretty useless at, is protecting the wearer against even the most feeble blow from a sword.

Which gets us to the last reason why the centre of armour production shifted from Milan to Southern Germany. And the answer is the third most powerful force on the known universe after compounding and human stupidity, pot luck. Arms manufacturing needs war, but it is important that it is the right amount of war. And Northern Italy in the late fifteenth century got the wrong amount of war. The so-called Italian wars that pitted France against the Habsburgs, the Italian states against each other and the papacy pitching in at various points, these Italian wars were a disaster for Italy.

Machiavelli in the last chapter of the prince appeals to Lorenzo de Medici quote “Italy, left almost lifeless, waits for someone to heal her wounds, to put an end to the sackings of Lombardy, the extortions and plunderings of the Kingdom [of Naples] and of Tuscany, and to cleanse the sores that have festered for so long.”. Whilst Leonardo, Raphael and Michelangelo created the greatest artworks the world had ever seen, the Italian cities they worked were regularly sacked and their industries smashed. And one of these industries that could not keep up in these conditions was the Milanese armourers.

The success of the German armourers did not just produce their own industry cluster. The metalworking industries in general were all cousins. A city known for armor often produced other metal goods: cutlery, tools, machinery, clocks, scientific instruments, you name it. In 1621, of the 3,700 master craftsmen in Nuremberg, about 600 worked in ironwares. The techniques used for one product often fertilized another. The skill to draw fine wire (for mail armor or for strings and cables) helped in making mechanical clock springs. The ability to cast cannon and mix alloys informed bell-making (Nuremberg and Augsburg both cast huge church bells). And the presence of gunsmiths and metal engravers in the same city led to some cross-pollination – for instance, the beautiful engraving and etching seen on luxury firearms and armor was often done by artists who also worked on printing plates and fine art. It’s not a stretch to note that the city that printed the Nuremberg Chronicle and built the first pocket watches (the famous “Nuremberg eggs” by Peter Henlein) was the same city exporting the best mail shirts and muskets. The cultural flowering of Nuremberg in that era – the “centre of the German Renaissance” – was enabled by its prosperous crafts economy of which arms-making was just one pillar.

Nothing lasts forever though. The downfall of the great southern German cities did not come with the gradual decline of the use of armour. That was compensated by their equal prowess in the production of firearms, both handguns and cannon and all kinds of sophisticated instruments.

What broke them was the wrong amount of war, aka the 30 years war. Nurnberg stayed neutral  and was protected by powerful fortifications, but their markets had been wiped out by the end. Moreover, their customers, the emperors and princes began introducing standing armies using standard equipment. State-owned arsenals were able to deliver these cheaper and more efficiently than the fragmented master armourers. Nurnberg and Augsburg declined and it took until the industrial revolution before they gradually came back to life.

Nevertheless, some elements of the early success of German industry in Nurnberg and Augsburg survive to this day. The Mittelstand, the backbone of the German economy consists of comparatively small, family-owned businesses that have risen to global leadership in their field through fierce competition, extreme specialisation, co-ordination and quality control.  

And this seems to me a good point to end our journey across the empire in the 15th century. There are many more topics we could have explored, the dukes of Brunswick and those of Pomerania, the involvement of Brandenburg in the wars between Poland and the Teutonic Knights, the silversmiths of Augsburg, the sword makers of Cologne and Passau. But 15 episodes in, it is time to move on. The next season will pick up when we last had a closer look at the Habsburgs, i.e., when Rudolf the Stifter invented the title of archduke. And take the story all the way to Charles V. I hope you will join us again when that kicks off in a few weeks’ time. In the meantime I will drop episodes from other podcasts I admire into the feed. Give them a chance. They are really good in their own way.

And do not forget, you can support the show by going to historyofthegermans.com/support and make a contribution. I have not much to offer, other than my heartfelt and for the most generous, eternal gratitude which should make you feel even more generous.

See you soon!

How two Germans invented America

When you enter the great hall of the Thomas Jefferson building at the Library of Congress in Washington, the first exhibit you will be facing is their Gutenberg Bible. And it is one of the finest Gutenberg bibles around, one of only three surviving pristine copies on vellum. This was the kind of bible that was so expensive to produce, it bankrupted Gutenberg. When the Library of Congress bought it in 1930, they paid $375,000, roughly $7.5m in today’s money.

But this is not the most expensive piece in the library’s collection. That would a work by two Germans, Martin Waldseemüller and Matthias Ringmann. And it is not even a book, but a map. Not a small map, it is 2.3m or 91 inches wide and 1.3m or 50 inches tall. And this map, printed in 1507 claimed to be:

A DESCRIPTION OF THE WHOLE WORLD ON BOTH
A GLOBE AND A FLAT SURFACE WITH THE INSERTION
OF THOSE LANDS UNKNOWN TO PTOLEMY
DISCOVERED BY RECENT MEN

And the authors wrote that the three continents known since antiquity, Europe, Africa and Asis, quote “have in fact now been more widely explored, and a fourth part has been discovered by Amerigo Vespucci (as will be heard in what follows). Since both Asia and Africa received their names from women, I do not see why anyone should rightly prevent this [new part] from being called Amerigen—the land of Amerigo, as it were—or America, after its discoverer, Americus, a man of perceptive character.” End quote.

This fourth part, they said was “surrounded on all sides by the ocean”. And indeed, in the left lower corner we find a fourth continent, a thin, stretched thing, with few place names and a western shore that hints at the Peruvian bulge, unmistakably, South America and then to north of it a very indistinguishable blob of land.

This map, proudly displayed as America’s Birth Certificate, is full of the most intriguing mysteries. How did Waldseemüller and Ringmann know that the Americas had a western shore, when it was only in 1513, 6 years later, that a European first glanced the Pacific?

How did the name America stick though Amerigo Vespucci had never led an expedition, not even commanded a ship? But most of all, why was this first map of America drawn not by a Spanish or Portuguese navigator, but by two Germans in the employ of the duke of Lorraine, working in St. Die, which is as far away from the sea as one can get in Western Europe.

And then, more generally, what did the Germans have to do with the discoveries, the maps and globes that told the world about them? That is what we will explore in this episode.

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Transcript

Hello and welcome to the History of the Germans: Episode 201 – Mapping the World, or how two Germans invented America, which is also episode 16 of season 10 “The Empire in the 15th century”.

When you enter the great hall of the Thomas Jefferson building at the Library of Congress in Washington, the first exhibit you will be facing is their Gutenberg Bible. And it is one of the finest Gutenberg bibles around, one of only three surviving pristine copies on vellum. This was the kind of bible that was so expensive to produce, it bankrupted Gutenberg. When the Library of Congress bought it in 1930, they paid $375,000, roughly $7.5m in today’s money.

But this is not the most expensive piece in the library’s collection. That would a work by two Germans, Martin Waldseemüller and Matthias Ringmann. And it is not even a book, but a map. Not a small map, it is 2.3m or 91 inches wide and 1.3m or 50 inches tall. And this map, printed in 1507 claimed to be:

A DESCRIPTION OF THE WHOLE WORLD ON BOTH
A GLOBE AND A FLAT SURFACE WITH THE INSERTION
OF THOSE LANDS UNKNOWN TO PTOLEMY
DISCOVERED BY RECENT MEN

And the authors wrote that the three continents known since antiquity, Europe, Africa and Asis, quote “have in fact now been more widely explored, and a fourth part has been discovered by Amerigo Vespucci (as will be heard in what follows). Since both Asia and Africa received their names from women, I do not see why anyone should rightly prevent this [new part] from being called Amerigen—the land of Amerigo, as it were—or America, after its discoverer, Americus, a man of perceptive character.” End quote.

This fourth part, they said was “surrounded on all sides by the ocean”. And indeed, in the left lower corner we find a fourth continent, a thin, stretched thing, with few place names and a western shore that hints at the Peruvian bulge, unmistakably, South America and then to north of it a very indistinguishable blob of land.

This map, proudly displayed as America’s Birth Certificate, is full of the most intriguing mysteries. How did Waldseemüller and Ringmann know that the Americas had a western shore, when it was only in 1513, 6 years later, that a European first glanced the Pacific?

How did the name America stick though Amerigo Vespucci had never led an expedition, not even commanded a ship? But most of all, why was this first map of America drawn not by a Spanish or Portuguese navigator, but by two Germans in the employ of the duke of Lorraine, working in St. Die, which is as far away from the sea as one can get in Western Europe.

And then, more generally, what did the Germans have to do with the discoveries, the maps and globes that told the world about them? That is what we will explore in this episode.

But before we start another big, big thank you to all of you supporting the show. Not only financially, but also with your emails and messages of encouragement. As you can imagine, solo podcasting can be a bit of a lonely pursuit and feedback, in particular your incredibly nice feedback, makes this so much more enjoyable.

And today we should appreciate Gijs C., Gary W., James M., Vincent V., Fabian S., Mike K., Joseph C., Duncan Hardy, whose upcoming book you can find in the book recommendations, and Eamon M., whose generous help at historyofthegermans.com/support keeps the enjoyment coming.

And with that, back to the show

Maps have always exerted a huge influence on the human mind. I know that if I publish a post on social media with a map in it, it attracts two or three times the audience of my usual posts.

Mapmaking might go as far back as 7000 BC when the neolithic inhabitants of Chatalhoyuk in Turkey painted a plan of their town and two distant volcanos onto the walls of a house. The British museum holds the oldest known world map, the Babylonian world, a map that dates back to 600 BC. The story on how that had been identified as a map is one of the BM’s best tales by the way.

Maps are not created equal. They do differ by accuracy, depth of information and most importantly, purpose. Political maps emphasise the borders of countries, states, counties, constituencies etc, geographical maps may look at features like mountain ranges and rivers, the distribution of mineral deposits or fertility of the soil. Sailor’s charts care about depth and maritime hazards and give no heed to what is on the land, unless it is a church tower or a lighthouse, whilst the Michelin guide divides the world up into places to eat, and those where better not to.

I guess after 200 episodes observing our protagonists, not just the kings and emperors, but also the monks, merchants and mercenaries criss-crossing the known world, I do not have to tell you that medieval people were anything but static.

Hence it is not surprising that they made maps. How many is hard to say, but there are several that have come down to us. Amongst Anglo-Saxons the mappamundi of Hereford cathedral is probably the best known, whilst the German equivalent, the Ebstorf map is the more famous here.

Being the History of the Germans, we obviously focus on the Ebstorf map. First up, it is huge, a circular image of the known world, 3.5m by 3.5m. Created around 1240, the original was lost in an air raid on Hannover in 1943, but we have several very detailed facsimiles.

For modern observers it is extremely difficult to get one’s bearings on this map. For one it is oriented towards the east, not the north. Then at the centre of the map sits Jerusalem. Asia makes up the top half, europe the bottom left and Africa the bottom right.  The mediterranean is a giant Tin the centre with Sicily in the shape of a heart. The three continents are surrounded by a thin band of one continuous ocean.

Where it gets even more confusing is when you look closer. The map is extraordinarily detailed. It comprises 2,345 entries, 845 pictures, 500 of which are buildings, the rest rivers, waterways, islands, but also 45 persons and 60 animals. And these are on the one hand comparatively modern cities and features like Antwerp, Riga and the Brunswick Lion. But then it also depicts buildings and cities that are known to be long gone, like the tower of babel, the lighthouse of Alexandria and Carthage. And then there are missing elements, like Cairo, the largest city Europeans regularly travelled to at the time, and instead it features entirely mythical locations, like the place where Alexander had imprisoned Gog and Magog and the earthly paradise, complete with serpent and apple.

So, what was this map for?

The map reflected the sum total of the historical, scientific and theological knowledge of the time, which meant whatever knowledge of the ancients had made it through. Pliny the elder was a particular favourite whose odd notions about the impact of the phases of the moon on the mental state of Monkeys and the like were perennial favourites. Biblical stories were of such great importance to the pious, they were considered contemporaneous, even if they had happened thousands of years earlier.

There was a major devotional element here. The map shows that the world is a confined space, held together by Jesus Christ, who sees and hears everything from his vantage point at the top of the map.

What this kind of maps, the mappamundi, were utterly useless at was to guide a sailor from Venice to Constantinople and further on to the Holy Land. But we know that at the same time these were made, Venetian, Genoese, Pisan and Amalfitani sea captains carried crusaders and trading goods to the east and back. To achieve that they had what we have today, compass, maritime charts and pilot books. No, seriously. There are three maritime charts still in existence that were most likely produced around the same time as the Ebstorf and the Hereford Mappamundi, in the 13th century.

These maritime charts have no pictures of saints or exotic animals on them, nor do they share the wisdom of Pliny the Elder. These are utilitarian charts that tell you what course to steer and how far you have to sail to get from Palma de Mallorca to Palermo or from Ancona to Alexandria. It tells you where the submerged reefs and rocks are and where dangerous currents run. And they are pretty accurate, which is truly astounding as they did not use latitude or longitude to pinpoint locations.

And then there is the scale of the effort. The so-called Pisan map covers the whole Mediterranean and the Black Sea plus bits of the Atlantic. There are roughly 1,000 topographic sites named in the mediterranean part alone, and all of these are on the coast or in the water, making this an incredibly dense map.

Which begs the question how this information could have been gathered.

One option is that it was a compilation of regional charts, but given every region had different measurements for miles and feet, it would have required a standardisation down to the map’s reference mile, which was 1.25km. Not an easy task.

Some have argued that these charts were originally developed by Greek or Roman sailors and then copied and adjusted as trade routes changed and cities rose and fell. But there is no mention of maritime charts in Roman or Greek sources at all.

So, in all likelihood the makers of these maritime charts gathered the information from the ship’s captains who came in and out of their hometowns. Most cartographers were themselves retired seafarers which must have helped.

What bewildered me is that according to the almost unanimous opinion in the literature, the medieval navigators did not use a logbook or other form of noting down the position, course and speed throughout a voyage. This only came in during the 15th century when explorers ventured out to find the route to India. I find that incredibly hard to believe. The maritime charts did not feature latitude and longitude, meaning to determine a position the skipper would have to constantly check the angle and distance to at least two landmarks, which changed all the time. And once on the open sea, he would have to remember exactly for how long he had stayed on which course at which speed. Not impossible but just hard to believe. If there had been logbooks, they would have been a huge help to cartographers confirming the accuracy of their charts. But apparently, they could keep all of that in their heads.

Accompanying these charts were Portolans, something we would call today a pilot book. These are books guiding sailors through the entrance to ports, tell them what they will find there in terms of fresh water, provisions, facilities to make repairs etc.

They even new about compass variation, i.e., the fact that magnetic north and geographic north are not identical, and that this variation was not the same everywhere, and that it changed over time.

It is just mindboggling to think that they knew that but believed that bears cups would have to be licked into shape by the mothers.

As one can imagine, these two traditions of mapping the world started to coalesce in the great maritime republics, in Venice, Genoa and Pisa and the seafaring Iberian kingdoms. One of the most famous of these hybrid maps that combine the historic and theological content of a mappamundi with the accuracy of the maritime charts is the so-called Catalan Atlas, produced in Barcelona as a present for king Charles VI of France.

This map, created in 1375 not only incorporated the maritime charts of the mediterranean, but also new information about places, the ancients knew little about. Marco Polo had travelled to China in the late 13th century and a trade in Chinese silks developed rapidly thereafter that brought Genoese traders to the courts of the Mongol rulers and further into Mainland China. Their reports are included in the Catalan Atlas. The Canary Islands had been discovered in 1339 and its original population wiped out by disease and slaughter. So, they, i.e., the islands, not their inhabitants, too make it onto the map.

So far we have two mapping traditions that fused into one in the 14th century, the medieval Mappamundi that tries to educate about the way the world is or should be and the maritime charting tradition that cares about where exactly places are and how to get there.

And in 1397 a third technique for mapmaking appeared, or more precisely, re-appeared. In 1397 the emperor of Constantinople, Manuel II Palaiologos sent an ambassador to Venice, asking the western Christians for help in the defence against Ottoman attack. This ambassador, Manuel Chrysoloras would become one of the catalysts of the Renaissance. Chrysoloras was not just a diplomat, but a classical scholar, philosopher and teacher as well. Whilst his ambassadorship was a failure, and no soldiers came to Manuel’s aid, his cultural mission was a huge success.

He had brought with him copies of classical Greek works that had been lost to the west for centuries which he translated into Latin. He taught the intellectuals of Florence and Bologna to read Greek and published textbooks that were enthusiastically received. Within less than 100 years Greek, which had largely been forgotten, returned to the curriculum of the educated classes all across the continent.

Chrysoloras never returned to Constantinople but established a constant flow of Greek books going west. He died in 1413 en route to see the emperor Sigismund to discuss a suitable location for the Great Church council, that would ultimately be held in Constance (episodes 171-174).

Amongst the treasures he carried in his luggage was a work by Ptolemy, the 2nd century Greek mathematician. This work, the Geography would revolutionise the way maps were drawn.

If you put Ptolemy’s Geography into a search engine, it will inevitably show you a map. But there are no maps by Ptolemy that survived from antiquity. What was found in 13th century was a book with instructions on how to create a map of the world and 26 regional maps. And so in around 1295 Byzantine scholars created a world map from the instructions Ptolemy had left a 1000 years earlier.

The reason this worked was down to Ptolemy’s great invention, longitude and latitude. The medieval maritime charts did not show a long-lat grid that almost every modern map now features. What they showed were rump lines, connecting lines between points on the map that showed the course to steer if you wanted to get from A to B. These rump lines criss-crossed the map as commerce, not geography demanded.

Ptolemy’s genius lay in his realisation that to convey a three-dimensional object, aka Planet Earth on to a two-dimensional surface, aka a map, it required some form of projection. This was a minor problem when designing regional charts but became a huge one trying to depict the entirety of the known world.

And in this context, we need to clear up one constant misunderstanding. Very few people in the Middle Ages believe the earth was flat. From the days of the ancient Greeks, people knew that the Earth was spherical. The first globe was produced by Cratos of Mallos in the 2nd century BC and Erotosthenes had accurately calculated the circumference of the earth based on the difference in the angle of the sun between Aswan and Alexandria.

Fun fact, the term Antarctica goes back to the ancient Greeks. It means literally, land of no bears, being the opposite of the Arctic, which translates as “land of the bears”. Sadly, that had less to do with intrepid travellers checking out the fauna on the North Pole, but with the star sign of Ursus Major that hovers over the north.

Going back to medieval understanding of the spherical structure of the earth; emperors from Charlemagne onwards received an orb as a sign of their power over the entire earth, not a flat plate but. Medieval maps were circular, and for instance the one Al Idrisi produced for king Roger of Sicily in 1154 mentioned that the earth was a sphere as something that was common knowledge.

So, when Columbus set off to seek a route to India by going west, the concern was less that his ships would fall off the edge of the world, but that the journey would simply be too long to be survivable. Given the circumference of the earth was known, as was the eastward extent of Asia thanks to Marco Polo and other Italian travellers, one could estimate the distance from Seville to the Philippines or Japan at ~20,000 km or ~13,000 miles. Given Columbus ships were averaging 90 to 100 miles a day, the whole journey would be 150 days, well beyond the capacity to carry water and food of contemporary ships. Columbus got around that problem by mixing up Roman and Italian miles hence pretending the world was 25% smaller and by stretching China and Japan out further east than the reports warranted. In his pitch to Ferdinand and Isabella he claimed the distance was just 2-3000 miles. Some historians believe he did that deliberately. How he thought he would survive is then unclear. He may have hoped there would be islands along the way where he could find food, water and timber.

Ok, back to Ptolemy. Thanks to the curvature of the earth, two-dimensional maps will always get some dimension wrong, be it the surface area, the shapes, distances or direction. Which is why Ptolemy suggested to create globes, rather than maps. But he also recognised that Globes are difficult to produce and awkward to handle. So, he offered three types of projections, each with advantages and disadvantages. That question of projections is the content of Book I of Ptolemy’s geography.

The next 6 books contain 8,000 place names with their longitude and latitude, covering the whole known world from China to the mythical island of Thule, in the far, far north.

Ptolemy’s maps were a revolution, and copies were produced at a rapid pace. In 1409 the Geography was translated into Latin and as we heard in episode 172, was one of the central intellectual debates at the Council of Constance.

What is interesting is how little the early copyist and publishers changed on these ancient maps. They showed the world, its roads and cities as it was in around 200 AD. Little heed was given to fact that in the intervening 1200 years many lands have been discovered or at least better understood, cities had vanished and new ones had emerged. Germany, an empty forested swamp in the 2nd century AD was now a thriving place full of cities and roads, as was Poland, the Baltic and Scandinavia.

In 1427 the Cardinal Fillastre, an important protagonist at the Council asked the Danish traveller Conradus Clavus to create and then add a map of Scandinavia using the Ptolemy’s system of longitudes and latitudes, which he did, adding Greenland and Iceland as a bonus. But that was the exception. Mostly people just copied the ancient maps and left them as they were.

So we end up with the scenario where we have on the one hand maps based on the medieval mappamundi concept but containing some very accurate maritime charts , the information gathered from the intensifying trade with the East, the Canaries, the Azores the Cape Verde Islands and the coast of Africa, whilst at the same time the leading intellectual lights used a hugely advanced mapping methodology to present even more massively outdated information.

It was a German, Donnus Nicolaus Germanus who was the first to fundamentally revise and improve Ptolemy in 1466. He translated or replaced the antique place names in Italy and Spain with modern names and a more accurate view of northern Europe. We know little about him apart from the fact that he was likely German given his name and that he worked in Florence and Rome.

In 1477 pope Sixtus IV ordered two globes to be produced by Nicolaus Germanus, one a celestial globe and one a terrestrial globe. We know that these globes were produced because there are bills preserved in the Vatican library and the marquise of Mantua asked for a copy to be produced in 1507. They were probably destroyed in the 1527 sack of Rome.

That made Donnus Nicolaus Germanus the first person we know for certain to have produced a globe since antiquity.

By now Gutenberg’s printing press had radically changed the way information was distributed. Maps became an important product for printers. Several Ptolemy-based maps were published in Italy and Germany in the 1480s. But as people compared them to the information contained in the maritime charts it became clear that Ptolemy, for all his innovative mathematics, was full of inaccuracies.

In 1489 Henricus Martellus, another German, produced a world map that applied the longitude and latitude system of Ptolemy on the latest geographic information available. And latest really means latest. Barthomeu Diaz had rounded the Cape of Good Hope in March 1488 and returned to Lisbon in December 1488. Less than 2 years later Martellus map shows Africa as being circumnavigable and even some shapes in the Indian ocean that were previously unknown.

Before we go further down the route of German mapmakers, we have to mention someone else, Johannes Müller from Königsberg, not Konigsberg in Prussia but Konigsberg in Franconia. Since Müller was already extremely common, he called himself Regiomontanus, the latinised form of his hometown. He was probably the most influential astrologer and mathematician in the generation before Copernicus. As you know I dabble in all sorts of topics, literature, art, architecture, theology, philosophy etc., but I draw the line at mathematics and linguistics. That is not something I know anything about, nor do I feel capable of talking about it. So, if you want to know about the Regiomontanus Paradox and his contribution to the development of calculus you will need to find another podcast.

But what I can talk about and what matters for our subject here is that Regiomontanus, alongside his mathematical works, produced a practical guide, the Ephemerides. These are tables showing the trajectory of astronomical objects, in particular the planets, their position, speed and direction of movement at specific time intervals. These tables are naturally useful to Astronomers, even more to astrologers, but absolutely crucial to navigators sailing into the Southern Hemisphere.

One of the features of the Southern hemisphere is that you cannot see the polestar anymore. The Southern Cross and Sigma Octantis are reasonable replacements, indicating South, but the Portuguese sailors following the African coast did not know that. What they could do instead is use the angles of the planets from their current location and time to determine where they were. And for that, they needed a reliable table telling them where the planets should be on that specific day and time. And that is where Regiomontanus came in. His tables, called the Ephimerides were more accurate and more detailed than anything else contemporaries had access to.

Regiomontanus developed and compiled these tables when he lived in Nurnberg in 1474. Nurnberg may not have a university that funded this kind of research, but what it had was a large number of rich merchants who combined commercial acumen with scientific curiosity. These men were happy to finance Regiomontanus’ efforts and the publication of his tables in 1474. These tables were a huge success and were still reprinted 300 years later. At least one copy made it to the university of Krakow, where a certain N. Copernicus drew some literally earthshattering conclusions using this data.

In the last third of the 15th century astronomy and geography were considered two sides of the same medal. They called it Cosmology. Regiomontanus did consider making maps and as we have seen some of the terrestrial mapmakers worked on celestial globes.

Add to that scientific endeavour the rise of the printing press and we can see why the great free imperial cities of the Holy Roman empire became a key node in the distribution of knowledge about the planet. Nicolaus Germannus modified atlas was printed in a luxury edition in Ulm in 1482, in 1486 Johannes Reger published a set of maps together with what he called a Registrum, which allowed to cross-reference all of Ptolemy’s placenames with the modern notations.

Over in Nurnberg, Hartmann Schedel compiled his famous Nürnberg chronicle which included two maps. One was a world map, a combination of Ptolemy’s geography and the weird and wonderful elements of the medieval mappamundi. The second map was something completely different. This was a map of Germany and central Europe, the very first ever printed. It used the longitude and latitude now familiar to cartographers, but where Ptolemy had shown just empty space and swampy forest, it presented the magnificent Hanseatic cities, the trading centres of southern Germany, Krakow, Warsaw and Gdansk, the capitals of the Baltic states and even Moscow and Lviv, but strangely not Kiev.

The man who produced that, Hieronymus Münzer, was another one of that circle of intellectuals that emerged in Nürnberg. He undertook a journey to Spain and Portugal on behalf of the emperor Maximilian to find out more about these new discoveries. This produced one of the most detailed descriptions of the Iberian Peninsula in the 15th century.

Because of the quaint half-timbered houses and the lack of an overseas empire, the idea has taken hold that 15th, 16th and 17th century Germans spent most of their time at home whilst Spaniards, Portuguese, Dutch and English set out to conquer the world. But nothing could be further from the truth. As we heard in the season about the Hanseatic league and about the Fuggers, German merchants were going almost everywhere. They connected east and west and north and south. They had representatives in Lisbon, Antwerp, London, Bergen, Riga, Novgorod, Cracow, Budapest and Venice. Much of the timber the Portuguese caravels were made of came from the forests of Prussia, their design a development based on the cog. The copper and silver they traded into India and China came from the mines and smelters of the Fuggers, Welsers, Hirschvogels etc. In fact, these metals were pretty much the only European exports the much more advanced societies of India, China and Japan were interested in.

Amongst the crews of the Portugues explorers who set out into the unknown in the 15th century were almost always Germans. They were hired to operate the artillery. Germany had become highly regarded for the guns they produced and the gunners who had trained to operate them. The Portuguese called them Bombardeiros Alemaes and hired them for most expeditions. In 1489 the Portuguese crown standardised its naval artillery to German-made bronze guns and their experienced gun teams. Of the 18 men who survived Magellan’s circumnavigation, one was a German, Hans de Plank or Juan Aleman.

Which gets us to the most controversial figure in the history of German cartography, Martin Behaim. So, before we go into who he was and what he did, there is one undeniable thing that is associated with him, the Erdapfel, the oldest terrestrial globe in existence today. As we know it is not the oldest globe ever made, that was the one created in the 2nd century BC by Cratos of Mallos. And it was not even the first one made after antiquity, that was the globe of Nicolaus Germanus in Rome.

All that being said, it is still the oldest Globe in existence. And it is intriguing in as much as it was produced in 1492, in other words just as Columbus was stepping ashore in the Bahamas.

Given timing this globe does not show the Americas and obviously neither does it show Australia or Antarctica. So, what did Behaim put in the space where America is? Islands, lots of them, some known, others invented. The Canaries and the Cape Verde islands, today the jumping off points for an Atlantic crossing west and the Azores, the staging post 2/3rds on the way back east were already known. But then he put dozens, even very large blobs all over the surface and gave them names like the Antilles and the island of St. Brandan. Japan ends up being more or less where Florida is.

The Germanische Nationalmuseum in Nurnberg that holds the globe says in its description; the continents are too big. But it would be more accurate to say the planet is too small. Which may be down to Behaim subscribing to Columbus’ view that the planet was a lot smaller than it actually is and hence sailing to China or Japan was feasible in one go.

Which also ties in with the purpose of the globe. It was obviously not something one was supposed to take on a voyage. It was certainly meant as a piece of decoration, ordered by the city council of Nurnberg to adorn their city hall. It conveyed the message that Nurnberg was at the forefront of intellectual developments, was plugged into the worldwide flow of information and had extraordinary artistic and mechanical skills. None of which was actually an exaggeration.

But its main purpose was commercial. Like the Mapppamundis the globe is covered in text, but this text does not contain biblical events or spurious facts about exotic animals, it is about business opportunities. Where best to acquire rare materials, like pearls, precious stones, spices and luxury woods. It is here to entice the Nurnberg bankers and merchants to get involved in the financing of these journeys. It is first and foremost a spherical pitchbook.

So far, so good. A fascinating object from literally the year that changed history, and maybe a depiction of what Columbus expected to find when he sailed west, but why does it get almost everyone who writes about it so hot under the collar.

David Blackbourn in his excellent book “Germany in the World” describes the maker of the globe, Martin Behaim, as a “slightly raffish man of affairs” whose exploits are almost “grotesquely exaggerated”.

On the other end of the spectrum sits the polish historian Wojciech Iwanczak, who entertains the idea that Behaim held an important role at court and in the commercial world of Lisbon during the time of the discoveries. According to him, Behaim introduced Regiomontanus’ Ephimerides to the Portuguese and was appointed to the Royal council of navigational experts. Behaim might have participated in at least 2 journeys down south, one leading to the discovery of the Congo. Iwanczak even suggests Behaim may have known Columbus and might have shared his views on a journey west.

I initially wanted to design this whole episode around Martin Behaim, the great explorer, scientist and cartographer, a bit like I did with Johannes Gutenberg. But in the end, the evidence was all a bit too flimsy. It is a typical German story in as much that Behaim was pumped up relentlessly in the 19th century, streets and schools named after him, statues erected and even one of the oldest locomotives was named after him. The Nazis then went stratospheric, claiming Behaim had been the one convincing Columbus to sail west, then he had discovered Brazil before Cabral and had sailed around cap Hoorn before Magallan.

Which created the typical post-war backlash, where any claim to fame was dismissed on the basis of a lack of explicit contemporary sources until nothing was left than the story of a conman who died a pauper in Lisbon in 1507. And now everything is so convoluted and vague that even the Germanische Nationalmuseum, treads a careful balance not dismissing the previous storylines but being sufficiently vague not to get caught out. So here you go, Martin Beheim, explorer of far-flung lands and master cartographer, or exploiter of gullible city fathers, God only knows….

Which gets us now to the final piece, the map in the Library of Congress they call the Waldseemüller map and America’s Birth Certificate. At first glance it is just another world map, a larger one at 2.3m by 1,3m where Europe is based on the Ptolemy maps and the rest is based on maritime charts, Portugues and Spanish discoverer’s logs and reports of travellers to the east.

Where it differs is in the long stretchy landmass in the bottom left-hand corner that is surrounded by water and that bears a name that became familiar to all of us, America. In the copious notes the authors explain that they named America after Amerigo Vespucci, an Italian navigator who went along on four or maybe only two voyages along the South American Coast, and wrote two letters home about it, letters that had been massively bigged up by publishers and had become early bestsellers.

What has confused scholars for centuries is how Martin Waldseemüller and Matthias Ringmann, the two makers of the map, could have known or could have guessed that America was a continent when most authorities, including Columbus himself, believed the lands re-discovered in the west were part of Asia. And to rule one thing out, Amerigo Vespucci had never claimed that America was a continent. He might have called it Novo Mundus, New World, but that is not the same thing.

And then comes the even more bewildering part. Not only is the positioning of South America fairly accurate, the map also shows the Pacific coast of South America with its characteristic bulge north of Chile. All that 6 years before Vasco Núñez de Balboa crossed the isthmus of Panama and became the first European to officially report the existence of the Pacific Ocean.

How this was possible is the kind of question that sells books by the wagonload and got the Library of Congress to pay $10million for a map.

So let’s take a look at some of the theories – I cannot do all of them because at some point I want to go to bed today, and so might you.

The simplest idea is that Waldseemüller and Ringmann had made it all up. They had Vespucci’s exaggerated reports of the discoveries along the Atlantic coast of South America and spiced it up by showing the continent surrounded by water. The key witness for this theory is Waldseemüller himself. In 1513 he produced another map that did not show a new continent in the West and did not call it America. In the explanatory note he said quote: “As we have lately come to understand, our previous representation pleased very few people. Therefore, since true seekers of knowledge rarely colour their words in confusing rhetoric, and do not embellish facts with charm but instead with a venerable abundance of simplicity, we must say that we cover our heads with a humble hood.” end quote.

But this admission does not mean they had just willy-nilly made up an ocean that nobody had even thought of. That would be very much out of character. Waldseemüller and Ringmann provide references for much of what they show, quoting sources, ancient and modern for the better-known regions and the records of travellers for the parts of Africa, eastern europe and Asia not well known to the ancients.

And there is a further aspect. The two mapmakers had been hired by duke Rene II of Lorraine to create these maps as a prestige project. The duke wanted to impress his peers by setting up a humanist school in his duchy, and that humanist school had to produce something that would be widely respected as a great piece of scholarship. If Waldseemüller and Ringmann had consciously been making things up, they would have made their duke the laughingstock of europe, which could get very uncomfortable.

There is a variation of that theory which has to do with the size of the world they show. Waldseemüller and Ringmann’s map is in the main based on Ptolemy’s geography. In fact, both authors had initially been hired to produce a revised version of the book, rather than to draw up maps. It was only when the fake letters by Vespucci circulated in Europe that they decided to create a map instead.

But where their map differs dramatically from other maps based on Ptolemy is in scale. This is one of the earliest maps that assumes 360 degrees for the circumference of the earth, rather than the 270 degrees for instance Behaim showed. In other words, Waldseemüller and Ringmann believed or knew that the Earth had a circumference of 40,000km. And they knew the distance from Europe to the Caribbean and South America. At which point the cartographers had to make a choice. Either they assume that Asia stretches all of the way to the Caribbean and east coast of South America. That would make it a landmass that covers 50% of the Planet. A continent of that size did not match up with what Marco Polo and other travellers had reported. So, the only logical conclusion was that there must be an ocean between Asia and the newly discovered lands; admittedly a very bold assumption, but a justifiable one.

Dr. Martin Lehmann from the University of Freiburg took a closer look at the political environment in which the map was created.

As I mentioned, Waldseemüller and Ringmann worked for duke Rene II of Lorraine, a prince on the western edge of the Holy Roman empire at a place called St. Die. St. Die is roughly 100km from Strasburg and 80km from Nancy, in other words, in the middle of absolutely nowhere, hundreds of miles from the Sea and even further away from Lisbon, Cadiz and Seville.

Since the map is correct in many respects, there is at least a theoretical option that it was based on information from voyages that had been kept secret. Which leads straight to the question how such incredibly valuable secrets could end up in the hands of two guys hired by a mid-level prince in a dark forest? Makes no sense, or does it?

Spain and Portugal were in a fierce competition, not over who could find America, that was not interesting at the time, but over the route to India and even more important, the route to the Spice islands of Indonesia and the Philippines. Being able to obtain these spices at source would cut out the middlemen, aka, India, the Silk Road and Venice, and the enormous margins that paid for the palazzi on the Canale Grande. In this race to get to the Malaka islands, the Portuguese travelled eastwards, whilst the Spaniards, who were a lot later to the game, travelled westwards. In 1494 the two sides agreed the treaty of Tordesillas that is often described as Spain and Portugal dividing the world between themselves. But that is not quite true. What Tordesillas said is that Portugal had the exclusive right to sail eastwards and Spain was free to seek their fortune in the west. May the best man win.

So, both sides were racing to the same spot, roughly 1200km north of Australia. Which means neither side wanted the other side to know what they were up to. That is why very few maps were published in Seville, Lisbon or Cadiz where the explorers made landfall and the best information about the new discoveries could be obtained. Both the Spanish and the Portugues surely produced maps, but they were only made accessible to the select few. And they kept voyages secret. For instance, it is widely believed the Portuguese knew about Brazil before the official discovery in 1500.

But all that secrecy had its drawbacks. This was a winner takes all race. Both sides wanted to send as many fleets as possible in the hope that at least one of them makes it through. It was a venture capital approach which needed venture capitalists willing to share some of the costs and risks of the voyages. This was the 15th century equivalent of the streaming wars, the race for AI leadership or the rush to dominate the ride sharing industry.

And where were these financiers? With the Italian banking houses in decline, it was the Southern German mercantile firms, the Fuggers, Welsers, Imhoffs, Tuchers etc., that were the obvious business partners for the Iberian kings. But if you wanted to get them on board, you needed to lift up the skirt a bit. That is the reason Martin Behaim was allowed to put a fairly detailed map of West Africa on to his globe, information that almost certainly came from Portugal.

And that could also explain the astounding accuracy of the Waldseemüller Map. If the Portugues had information about the West coast of South America and would have wanted to share it, they would probably have used someone in the German lands. But I personally find it hard to believe they had managed to sail up the whole of the west coast of South America to Panama and then made it back, all before 1507. And what for, this was the route they had ceded to the Spanish. And the Spanish are unlikely to have furnished the information, since they would have insisted on naming the continent after Columbus, not Vespucci.

Which gets to the next twist in the theory. Let’s put yourself into the shoes of a Portuguese strategist in 1505/6. You cannot know whether or not the Spaniards are in with a chance to make the race. But if you could find a way to slow them down, that would certainly be worth something. What if you could convince the Spaniards that there was an enormous landmass and another Ocean between them and the spice islands. Maybe that could discourage them from sending lots of ships, and more importantly it could hold their investors up from funding these efforts.

And who could be a better vehicle to convey this message than a group of humanists locked up in a village in the Vosges mountains trying to impress their ducal sponsor. Like journalists at a minor newspaper, they were looking for the great scoop that would put them on the national news. So it may be that the Portuguese suggested to Waldseemüller and Ringmann that South America was surrounded by water, even though they did not know that for a fact. That may also explain why the letters published in 1503 and 1504 and attributed to Vespucci are unlikely to be by his own hand and are full of exaggerations and inaccuracies. It could be part of a larger sting operation.

But, as my father-in-law used to say, if it is a choice between cockup and conspiracy, 9 out of 10 times, it is just cockup.

Irrespective of whether Waldseemüller and Ringmann were duped or dupers, the name America went around the world. The original print run of their map was for 1,000 copies. The name America then shows up on the so-called green globe in Paris from that same year. Then again on the Jagiellonian globe of 1510 produced in Krakow. Johanns Schöner who was the owner of the only surviving copy of Waldseemüller’s 1507 map, includes America in his two globes. From there it meanders across Europe;  between 1520 and 1540 reprints and slightly revised versions of Waldseemüller’s map are published in Vienna, Paris, Strasburg, Basel and Zurich. Finally in 1538 Gerard Mercator, he of the Mercator projection, published a world map where he was the first to declare the existence of two continents, South America and North America. Once the term had been embraced by the foremost geographer of the time, despite vigorous objections from the Spanish side, the naming had become irrevocable.

There you have it; the name America came about because a bunch of German humanists stuck in the back of beyond either made up or were made to make up a continent that then actually turned out to be real. And people say that Bielefeld does not exist….

Thanks for listening. This was a bit of a long one and I apologize. I was carried away by far too many fascinating facts. But if you have listened all the way I guess you liked it too.

Next week will be the last of our deviations around the Holy Roman empire in the 15th century. What we will be talking about is Arms and Armor, the greatest of the German exports in the 15th and 16th century and beyond. Shah Jahan, the great Mughal emperor and the man who commissioned the Taj Mahal, counted 200 Firangi swords amongst his most valuable possessions. Firangi means foreigner, but originally Franks, meaning Franconians -not Frenchmen – since most of his steel blades came from Solingen. How Germany gained its reputation as the source of the finest weapons and amour around is what we will discuss next week.

The Leipziger Teilung

When two brothers, Ernst and Albrecht of Saxony divided up their enormous inheritance that comprised Thuringia, Meissen and the electorate of Sachsen-Wittenberg, they not only undermined their power base as the de facto #2 amongst the imperial principalities and planted the seed for a conflict that would play a key role in the Reformation but they also laid the foundations for the modern Länder of Thuringia and Saxony.

And this division was not driven by the usual family feud but came after 20 years of largely harmonious government and a shared childhood trauma. Why they took, or had to take this fateful step, is what we will discuss today.

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Transcript

Hello and welcome to the History of the Germans: Episode 200 – Divide and Lose, the Leipziger Teilung, also episode 15 of season 10: The Empire in the 15th Century.

When two brothers, Ernst and Albrecht of Saxony divided up their enormous inheritance that comprised Thuringia, Meissen and the electorate of Sachsen-Wittenberg, they not only undermined their power base as the de facto #2 amongst the imperial principalities and planted the seed for a conflict that would play a key role in the Reformation but they also laid the foundations for the modern Länder of Thuringia and Saxony.

And this division was not driven by the usual family feud but came after 20 years of largely harmonious government and a shared childhood trauma. Why they took, or had to take this fateful step, is what we will discuss today.

And big thanks to all of you who responded to the question I asked last week about whether you enjoy going down the various rabbit holes that opened up as the empire fragmented. I was expecting a somewhat biased result – after all, anyone who was keen on a straightforward and more rapid narrative is unlikely to listen for two years in the hope such an acceleration may finally appear. But what I did not expect was that so many of you contacted me on various channels to tell me they enjoyed these deviations, even going so far as to describe them as the core and main value proposition of the show. So, no further debate, we will continue our meandering walk around the empire.

And since this is the 200th episode, instead of mentioning those patrons whose turn it is to have their names called out, I will today honour 11 patrons of the show who have been supporting continuously from as long ago as 2021 have hence made an outstanding contribution to the show. And so, in no particular order, I want to thank Margreatha H., Tom J., Misty A. S., Nathan S., Peter F., Simen K., Sherylynn B., Ed and Karri O., Nina B.R., Michael B., and Warren W. Normally I would say that you should bask in the warm glow of the admiration of your fellow men but ,sweating in 35 plus degrees heat as I guess many of you are as well, I wish you to be fanned over by thousands of fans…

And with that, back to the show

If you are, like me, a huge fan of the tv drama Succession, you may imagine that disputes over the inheritance of great wealth are always a ballet of broken alliances, foul accusations and backstabbing that Shiv, Kendall and Roman performed to such utter perfection and ended with all of them losing.

But it does not always have to be like that to create an equally disastrous outcome, as it happened to Ernst and Albrecht the sons of Frederick, elector and duke of Saxony. To explain why they divided their lands and fatally weakened themselves, we need to get back to where we left off in the story off the House of Wettin in episode 107.

They had only just emerged from an all-out conflict between father and sons. This turned from family squabble to dominating political issue for the empire when king Adolf von Nassau concluded that the Landgraviate of Thuringia would be the asset that could propel his family from little counts to proper princes. Well, it didn’t. When it was all over, in 1307, the last man standing, Frederic the Bitten was confirmed as the lord of all the ruins.

His lands may have been broken, but they were extensive. The Landgraviate of Thuringia with its great fortress-palace of the Wartburg and the margraviate of Meissen where the cities of Dresden and Leipzig were rising. For the next hundred or so years, Fredrick the Bitten and his successors rebuild the economy of their devastated principality.

Friedrich der Gebissene

And they were very successful at doing that. As we mentioned in episode 107, their territory contained several silver mines that provided a big chunk of their income. And as their economic fortunes improved, they were able to acquire more of the adjacent territories, some by purchase, others by more aggressive methods.

They also played the grander political game very astutely. When Ludwig the Bavarian emerged victorious in his war of succession, they formed a marriage alliance with him, which they immediately ditched when Ludwigs fortunes declined, and the pendulum swung to the Luxembourgs under Karl IV. They then took full advantage of the complete collapse of imperial authority under Wenceslaus the Lazy and Ruprecht of the Palatinate. Net, net, the overall possessions of the house of Wettin grew by about a another third during that century. I could give you a list of all the little counties and lands, which would bore you to infinity and beyond, so I will instead put a map into the transcript you can find on my website: historyofthegermans.com. The link is in the show notes.

When we get to Sigismund and the Hussite wars, the House of Wettin became even more indispensable to the emperor. The Wettiner lands bordered the kingdom of Bohemia. Relations between the margraviate of Meissen and Bohemia had been close for centuries – they had traded both goods and blows, their rulers held lands either side of the borders and information and ideas moved seamlessly between the two. The university of Leipzig got its big break when Wenceslaus expelled the German speaking professors from the university of Prague.

The intellectual exchange also brought subversive ideas going round in the early 15th century. Several of Jan Hus predecessors, associates and followers had come from or gone to the margraviate of Meissen, most prominent amongst them Nicholas of Dresden.

As one can imagine that once the councillors of Prague’s Newtown had hit the pavement in 1419, the Wettins became extremely concerned these dangerous concepts could take hold in their lands too. To snuff it out at source, they enthusiastically followed Sigismund’s call for an imperial war against the Hussites in 1420 and 1421. How not so well this went you can hear in more detail in episodes 178 following. After a string of defeats, first before Prague, then at Kutna Hora and Nemecky Brod, the emperor Sigismund gradually handed over responsibility for the fight against the Hussites to the margrave of Brandenburg and the Wettiner. Most of the action between 1421 and 1433 was led by these two, including the devastating battle of Aussig, where in 1426 the whole of the Wettin force perished (episode 182 if you are interested).

This kind of effort demanded a reward, and that reward was a new set of titles for the House of Wettin – that of electors and dukes of Saxony.

In the Golden Bull of 1356 (episode 160) the emperor Karl IV had awarded the electoral vote of Saxony to the dukes of Sachsen-Wittenberg. These dukes were members of the House of Anhalt, the descendants of Albrecht the Bear (episode 106). These guys had been rather minor figures in imperial politics of the 14th century despite their elevated rank as prince electors. Their territory was rather small and not particularly rich, at least at that time. They never made a bid for the top job and could not even fully leverage their electoral vote due to their cousins in Lauenburg making competing claim.

And in the early 15th century the family was befallen by some bizarre mishaps. Though there were a good dozen male members of the family around in the 1380s, by 1422 they had completely died out. Some failed to reproduce, and others died in battle, which was standard, but then all the sons of the reigning duke, together with six-page boys and their tutor died when the tower of their caste in Schweinitz collapsed. The last of the line fried in a burning farmhouse a few years later, leaving this fief vacant.

As per the covenants of the Golden Bull, Sigismund had to award the fief and the electorate to another prince. Several threw their hats into the ring, Fredrick of Hohenzollern, who just a few years earlier had already received the electorate of Brandenburg, then the Elector Palatinate, some of the other Anhalt princes, and from the house of Wettin, Frederick the Belligerent, margrave of Saxony.

Friedrich der Streitbare

Sigismund pretended it was a hard choice, but frankly he would have been mad to give a second electoral vote to the margrave of Brandenburg and the Count Palatine on the Rhine who were already electors. The other princes from the House of Anhalt were all non-entities who could not help Sigismund with his never-ending to-do list and his money problems, so Frederick of Meissen, rich and powerful prince and bulwark against the Hussites, was the natural choice.

And with that in 1422 the titles of elector and of duke of Saxony came to the House of Wettin, where they would remain until the end of the Holy Roman Empire.

You may have noticed that I have not mentioned many names of individual margrave and landgraves from the House of Wettin. The reason is not just that there were a whole lot of them, and they were sharing just four first names amongst them. The other is that all these Friedrichs, Georgs and Wilhelms did get two things right. First, they found enough opportunity to expand their share of the inheritance by going after their neighbours rather than their cousins, and secondly, they dropped their sperm count.

So, by natural causes in 1440 the further enlarged Wettiner lands were again under a common government, led by two brothers, Fredrick II and William III. Frederick was the elder by 13 years which meant he ruled alone for a fairly long time. By 1445 the younger, William III became disenchanted with the idea of being the second in command. Egged on by his councillors he demanded a division of their lands. The way this was normally handled by the House of Wettin was the same we use at home for dividing up cake, i.e, one cuts the slices and the other one chooses. Usually, the eldest does the slicing and the younger does the choosing. Only one territory was excluded. As was set out in the Golden Bull, the electorate and the duchy of Sachsen-Wittenberg belonging to it, had to go to the eldest son.

Once the brothers had agreed they wanted to divide it all up again, the elder, Frederick presented his suggestion for the division, William turned it down. Then Frederick said to William, o.k., you do the slicing, and I do the choosing then. All went o.k., in as much that Frederick accepted the slicing and then chose the part that comprised Thuringia. At which point William said, no, I wanted Thuringia. Friedrich said, this is no way to do business, and the whole case was put before a commission comprised of local princes, including Brandenburg, Hessen and the archbishop of Magdeburg. They sided with William, granting him Thuringia, leaving Frederick with the other bit, the lands around Meissen, Dresden and Leipzig he did not want.

That is the moment where even Frederick, who carried the moniker “the Gentle”, had enough. You cannot both divide and choose. And war was on.

Some have claimed that the devastation this Saxon brother’s war wrought on Thuringia was worse than anything either World War II or even the 30-years war managed to do. We have no way to assess that, but the way the war was conducted makes this not improbable. Both sides sought out allies amongst the neighbouring princes whose sole reason for taking part was pay and plunder. And amongst these neighbours were the Hussites of Bohemia who broke into Thuringia on several occasion, largely unopposed on account of their fearsome reputation gained under Jan Zika and the two Prokops. Anyone who did not get behind the walls of one of the major cities in time, ended up raped and slaughtered, their fields burned, their vineyards pulled up and their villages set alight.

We did talk about the Hussite Cherry Festival in Naumburg in episode 182. It is most likely the siege it refers to took place during this war between the brothers. Naumburg celebrating the event for near 600 years now, may be an indication of how traumatic this Hussite invasion had been.

The whole thing lasted 4 years and ended in 1451 with Frederick accepting the decision of the commission and took the Meissen lands, whilst William received Thuringia.

This rather disastrous war had a follow-on that would in turn traumatise the future heirs to the house of Wettin. There was a knight, Kunz von Kaufungen, who had served the elector Frederick during the brother’s war but felt he had not received the agreed reward for his services. He sued the prince, and after proceedings before various courts, the parties met for negotiations. They traded arguments back and forth. Frederick made clear he was not going to budge, and Kunz von Kaufungen left the hall of his lord.   

As negotiations had broken down, according to the medieval understanding of the law, Kaufungen was now allowed to enforce his claims by way of a feud. Kaufungen found some supporters who shared his legal position and on the night of the 7th of July 1455, 16 armed men entered the castle of Altenburg and kidnapped the two sons of Frederick, called Albrecht and Ernst. The idea was to use them as a pawn in the next round of negotiations. The two boys, 12 and 14 were put on horses and their captors tried to bring them to one of Kaufungen’s castles. Kaufungen and the other nobles who had joined his feud, had sent Fehdebriefe, a formal declaration of hostilities when they rode away with their hostages. 

Frederick ordered all his subjects to hunt down the kidnappers. Kunz von Kaufungen was the first to be apprehended, already on the first day by colliers who freed Albrecht. A few days later the nobles who had joined the attack surrendered and released Ernst in exchange for freedom from prosecution.

Six days later, Frederick, whose moniker “the Gentle” may actually be a bid of a misnomer, had Kaufungen and his brother beheaded. Over the next few weeks several other co-conspirators felt the wrath of the enraged father.

This event had two outcomes. First, by executing Kaufungen and his friends, the Prince Frederick asserted a different, a modern understanding of the law. What Kaufungen did might have been allowed under the medieval rules of feuding, but were a capital crime under Roman Law, which was more and more penetrating the practice of the courts.

The other, even more material impact of the event was the trauma it inflicted on the two boys. They both attributed Kaufungen’s act quite accurately to the Saxon Brother’s war. The conflict had so weakened princely authority and finances, that even minor nobles felt entitled to challenge their lord, first in court and then in the field. They committed to never letting that happen to them should the time come.

Which is why the brothers accepted their Father’s last will and testament that set out that the land should not be divided between them – and this is now important – the elder brother was supposed to rule the land both on his own and his brother’s behalf. That was not outright primogeniture, more of a sort of unlimited guardianship. The younger brother was not disinherited but was just obliged to stay out of the way and was given a generous pension.

Ernst von Sachsen

The system worked brilliantly for the next 20 years. Ernst was formally in charge, but he did give Albrecht a bigger share in the government of the estate than he had to. Ernst focused on domestic politics, improving the economy and repairing devastation from the brother’s war, whilst Albrecht’s interest lay more in external relations and chivalric exploits. The brothers lived together in the castle of Dresden, thereby preserving the ability to react rapidly to the ever-changing political environment.

Dresden castle in ~1450

Success followed success under the joint government. Their father had already achieved a permanent settlement between the Wettins and the Kingdom of Bohemia that ended the perennial border conflicts.

The brothers fought a number of feuds against neighbouring counts and incorporated their lands. And they used their substantial resources to place two sons of Ernst onto important episcopal seats, Magdeburg and Mainz. A sister became abbess of Quedlinburg, and when she faced a rebellion of the townspeople, her brothers came to her aid, making Quedlinburg dependent upon them in the process.

Albrecht even put his head in the ring for the crown of Bohemia when his father-in-law, Georg Podiebrad had died. The attempt was ultimately unsuccessful, but 10 out of 10 for trying.

Albrecht duke of Saxony

The rise in their political profile came alongside a material economic boom. Leipzig had already established close links eastwards along the Via Regia, but in the 15th century this route via Breslau and Krakow to Russia, Ukraine and the Baltic states was taking trade away from the Hanseatic League in the North and the older route via Regensburg.

Screenshot

In 1466 the city of Leipzig gained the right to hold a fair, the event that turned into the Leipziger Messe, until today one of the great industry get-togethers only rivalled by the Frankfurter Messe.

Leipziger Messe

In 1480 a printing press was established there, the beginnings of Leipzig as one of the main centres of publishing in Germany.  

And on top of that the brothers hit another jackpot in the world of mining. The original mine in Freiberg had already been a major source of income that had allowed the family to sustain the many self-inflicted pains of the previous century. But in 1470 another deposit was discovered in Schneeberg, triggering a silver rush, or as the Germans called it at the time, a Berggeschrei. The deposits discovered at that time included not just Schneeberg, but also Annaberg-Buchholz and Marienberg. I just found out that the most famous one, Joachimsthal, just across the border in Bohemia was owned by descendants of Kaspar Schlick, chancellor of the empire and hero Silvio Aneas Piccolomini’s, aka pope Pius II’s, erotic novel mentioned in episode 184. Sorry, you wanted more cross-references, and that is what you get.

The good news continued. In 1482 their uncle, William III, the man who had fought their father in the Saxon Brother’s war, passed away without offspring. William had remained erratic and full of temper to his end. Though he had inherited the lands that were most affected by the devastation of the war, he kept fighting feuds with all and sundry.  Though the biggest disagreement he had with his wife, the daughter of the Habsburg King Albrecht II. Despite her august heritage, he treated her appallingly. At some point when she tried to rekindle their failing marriage, he threw a shoe at her, a form of insult he may have picked up during a journey to the Holy Land. In the end he had her incarcerated where she died barely 30 years old. William married his mistress of many years, but this relationship did not yield offspring and less surprisingly, neither had his first marriage. So as per the family law, Thuringia returned to the brothers.

Under the joint government of Albrecht and Ernst the house of Wettin had reached its largest geographical extent and arguably the height of its power. Which must mean it is downhill from here….

And the best way for a princely family to fall off the wagon is to divide up their lands, which Ernst and Albrecht did in 1485.

Some argue a rift had been building up between the brothers during Ernst’ pilgrimage to the Holy Land. Instead of passing the ducal authority to his brother for the time of his absence, Ernst had forced him to share decision making with his councillors. A snub that indicated a lack of trust.

A short time later, Albrecht moved out of their joint residence in the castle of Dresden. He took himself and his now quite large family to the castle of Torgau.  

And there are again councillors who are blamed for the estrangement between the brothers, claims that are confirmed by the accusations Albrecht would later make.

In 1482 the two brothers began discussions over a division of the lands. It is hard to believe that these relatively minor disagreements could overshadow 20 years of successful joint rule, a communal childhood trauma and the explicit wish of their father.

Two arguments have been brought forward. One is that both Ernst and Albrecht had large families. And as they were reaching late middle age, their thoughts may have turned to the fate of their sons. Albrecht had full 5 sons and Ernst 4. The maths no longer worked. The chance that more than a half dozen dukes could manage the principality in full agreement, as Albrecht and Ernst had done, was highly improbable. If Albrecht and Ernst would each designate just one of their sons to be joint duke and elector, what about the younger ones? And then there was the long-established Wettin tradition of divisions, how can that be overcome?

The other argument is that before they had inherited Thuringia, division of their lands would have pushed them back down the league table of the imperial princes. But now, with Thuringia included in the basket, a division was possible. Albrecht still insisted that the division would seriously impact the standing of the family, but it seems Ernst was less concerned.

Ernst could also not refuse a division since his father had not established full primogeniture but had only given Ernst the right to rule for life on behalf of both brothers.

So, over a period of 3 years the brothers swapped proposals, until on June 17, 1485, they agreed the Leipzig Division. Ernst, being the eldest inherited the Electorate as per the Golden Bull and chose Thuringia as his territory. Albrecht received the Meissen lands. Some rights and territories, in particular the silver mines remained under joint management.

Surprisingly, this arrangement held, at least for over fifty years. Sure, there were frictions between the two branches, but either side found ways to keep themselves busy. Albrecht himself became a well-rewarded paladin of the emperors Friedrich III and Maximilian, establishing a tradition. From here forward, the Albertine line, based in Dresden would be found siding with the emperor, even across boundaries of religion. And Albrecht made the step his father had failed to take, he established full primogeniture for his lands.

His brother Ernst did not do it or did not get around to doing it. He died in 1487, just two years after the Leipzig division. His heirs, Frederick and John will probably get their own episode. The elder, Frederick became known as Frederick the Wise and he is the elector of Saxony who founded the university of Wittenberg, hid its most famous lecturer,  Martin Luther in the Wartburg, where he translated the bible, whilst his brother and successor was a key figure in spreading the Reformation. But that is something we will do when we get to the Reformation.

The two lines, known as the Ernestine and the Albertine line of the house of Wettin would never be reunited. Since the Albertiner established primogeniture from the beginning, their land became a large and coherent state, one of Germany’s richest. And it became synonymous with the name Saxony, an irony, since it lies outside the original stem duchy of Saxony.

The Ernestiner went through several further divisions, leaving the resulting statelets far too small to play a significant political role, aside from the momentous decisions of Frederick the Wise and his brother. Thuringia became the posterchild for the Holy Roman Empire of tiny principalities; the Duodez Fürsten, whose lands extended no further than 12 miles in any direction, but boasted a large palace, gardens, a theatre, opera, a princely court with regular balls and entertainments. Places that could barely field more than a 1000 soldiers but could make the writer Johann Wolfgang von Goethe its chief minister.

Some have argued that a united Saxony comprising both Thuringia and what is today Saxony would have been powerful enough to keep Prussia from rising to dominance in the 18th and 19th century. Maybe, but we will meet the elector Friedrich August II of Saxony, and you can make up your mind whether a few battalions more would have shifted the outcome of the Silesian Wars.

I am not yet sure what we want to do next episode, but since you encouraged me to do deviations, I may put in something I have been thinking about for a while, talking about two products Germany became famous for in this period, map making and armour. Let’s see.

In any event, I will take a week off now, not for any other reason than that I feel a bit drained….

The Economy

So, why did Holland really leave the empire? Was it because the valiant and tragic countess Jacqueline was “hunted down from one land to the other, all of them mine”. Was it a story of misogyny, betrayal, incompetence, and ruthless power politics? Yes, it was. But it was also a story of economic and climate change and one that links into the herring trade of the Hanseatic League, the decline of Teutonic Knights and even into the Hussite Revolt, topics that seem distant, but mattered.

This week we focus on this, the latter part of the story.

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Transcript

Hello and welcome to the History of the Germans: Episode 199 – How Holland was Lost (Part 2) – also episode 15 of season 10: The Empire in the 15th Century.

So, why did Holland really leave the empire? Was it because the valiant and tragic countess Jacqueline was “hunted down from one land to the other, all of them mine”. Was it a story of misogyny, betrayal, incompetence, and ruthless power politics? Yes, it was. But it was also a story of economic and climate change and one that links into the herring trade of the Hanseatic League, the decline of Teutonic Knights and even into the Hussite Revolt, topics that seem distant, but mattered.

This week we focus on this, the latter part of the story.

But before we start the usual link to historyofthegermans.com/support where you are given the opportunity to keep this show on the road. Plus, as you may have noticed we did quite a few episodes recently upon suggestions from Patrons, so if there is something you care about, let me know and I will see what can be slotted in.

And our special thanks this week go to Kyle R., Erik L, Noel L., Rauschbegleiter, Stefan, Mark P. and Raimonds S. who have already committed themselves to the honorable task of fending off the mattrasses and room rental advertising.

And with that, back to the show

And with that, back to the show

Jacqueline’s fight for her inheritance

Last week we ended with the flight of Jacqueline, countess of Holland, Seeland and Hainault to England and her marriage to the dashing duke of Gloucester. For those of you who have not listened or cannot remember last episode, here is a brief recap.

Jacqueline was the only daughter of the count of Holland, Zeeland and Hainault, aka a big chunk of what is today the Netherlands. Her being a mere woman then got everybody in the region giddy with excitement. Her powerful neighbor and cousin, duke Philipp the Good of Burgundy wanted her lands, as did her uncle, John the Pitiless, the former bishop elect of Liege. And in the background the emperor, Sigismund, wanted to make sure that the Low Countries remained inside the Holy Roman Empire.

The person who was supposed to fight for Jacqueline’s rights was her husband, John, the duke of Brabant. Either by coincidence or by perfidious Burgundian planning, John of Brabant turned out to be a gormless, vindictive and easy to manipulate fool.

So, when Jacqueline’s father died, a mad scramble for her lands began. Her husband did manage to take control of Hainault, ostensibly on her behalf. In Holland and Zeeland however, John the Pitiless was the outright winner. He got the support of one of the local factions, the Cods, which brought him control of about half. When Jacqueline and her allies from the other faction, the Hooks, tried to dislodge him, John of Brabant left them hanging. And to make matters worse, in the subsequent peace negotiations John of Brabant handed John the Pitiless the governorship of the parts of Holland and Zeeland he did not already control. Plus, emperor Sigismund gave John the Pitiless his niece Elisabeth of Görlitz to marry, which added the duchy of Luxemburg to the overall pot.

So, after round one, Holland, Zeeland and Luxemburg are held by John the Pitiless, Jacqueline’s uncle. Hainault is in the hands of John of Brabant, Jacqueline’s husband. But smelling most strongly of roses was Philipp the Good, the duke of Burgundy and count of Flanders, who was in pole position to collect the whole lot should the two Johns die without offspring. And that was pretty likely given the age of John the Pitiless’ wife and the state of John of Brabant’s marriage.

The only one who had received nothing at all was poor Jacqueline. She was trapped. She hated her husband John of Brabant from the bottom of her heart. He had betrayed her in battle and had then handed her inheritance over to her uncle. Moreover, he had humiliated her in public. This marriage was over as far as she was concerned, but absent a divorce or annulment, she would have to stand on the sidelines and watch it all go down the swanny, or more precisely, down the Scheldt to Philipp of Burgundy.

But there was a way to get out of this disastrous marriage. Jacqueline and John of Brabant were first cousins, aka her mother was his father’s sister. Such a close family relationship required papal dispensation. That dispensation had first been granted, but once emperor Sigismund heard about it, he got pope Martin V to withdraw it. The case was still pending before the curia, which so far had only partially revalidated the initial dispensation.

This left enough ambiguity that Jacqueline could declare her marriage null and void from the very beginning. Which is why she fled to England where she married Humphrey the duke of Gloucester, uncle and guardian of the two-year-old king Henry VI.

Humphrey was a more proactive, competent and ambitious man than the gormless John of Brabant, which wasn’t exactly a high bar. But still he was more the kind of man Jacqueline needed to regain her inheritance.

Things were coming to a head at the end of 1424. Humphrey and Jacqueline mustered an army and sailed for Calais. From there they proceeded to Hainault, where they took possession of several of the main cities and fortresses. On January 3, 1425, Hunfrey was declared count of Hainault by the estates of the county. How enthusiastic this endorsement was is hard to judge, since the building where they met was surrounded by English soldiers.

And another thing happened around that same time, Jacqueline’s hated uncle, John the Pitiless breathed his last. The common understanding is that he died from poison. Six months earlier, a Dutch nobleman, Jan van Vliet, who had been married to one of Jacqueline’s half-sisters, admitted to an attempt on John the Pitiless’ life. He declared under torture that he had smeared a slow-acting poison on to the pages of the ex-bishop’s prayer book, all at the behest of an English spy. And John the Pitiless had indeed been struck by an inexplicable disease, which is why an investigation had been launched in the first place. Whether these confessions under torture were the truth is however disputed. For one, John the Pitiless’ death was not particularly useful to Gloucester and Jacqueline, since it brought the much more powerful Philipp the Good of Burgundy into the driver seat, but more significantly, the idea that John the Pitiless would read a prayer book is just preposterous.

The other one to recede into the background is Jacqueline’s former or not so former husband John of Brabant who finds all that politicking and fighting a bit too taxing. He decided to focus more on hunting and frolicking and handed management of his duchies, inheritances and pretty much everything else to his good cousin Duke Philipp the Good of Burgundy.  

So, the field has thinned out. It is now down to just Philipp the Good on one side and Humphrey and Jacqueline on the other.

And Philipp the Good has a brilliant idea. Instead of wasting vast amounts of money on hiring mercenaries and devastating villages, let’s just sort this like men, mano a mano. We set a date and place where we can get into the ring and fight it out to the death. A true trial by combat to determine whether Jacqueline was still married to John of Brabant or not, and then obviously, who would take over her inheritance.

The days when European leaders of this caliber would slug it out in single combat were long gone by 1425, if they ever existed. But Philipp was definitely serious. He submitted to a strict exercise regime, called the greatest swordsmen of the age to his castle to help him train, and oiled his diamond studded armor. The whole thing felt slightly mad, in particular since at the time Philipp the Good had no legitimate heirs. If he had fallen, all his lands would have gone to the least deserving protagonist in this drama, his closest relative, duke John the Gormless of Brabant.

Though the young duke spent most of his days parrying training blows in the courtyard of his castle, he did not rely entirely on this madcap idea. He initiated a more conservative plan B in parallel. He sent out an army to reconquer Hainault, all on behalf of his beloved cousin of Brabant, of course.

This campaign did quite well, in part because of a misunderstanding. The English defenders of a city called s’Gravenbrakel suddenly surrendered their well defended position. They said that they had seen their patron saint, St. George, amongst the besieging Burgundians and decided that God was not on their side. It turned out that the man they had seen had been a Brabant knight whose coat of arms and armor resembled English depictions of St. George.

But that set the tone for events that followed. The English gradually retreated and the date for the trial by combat moved closer.

This whole trial by combat thing was not only insane, it also caused a massive headache for the duke of Bedford, the English regent in France, who was also Humphrey’s brother. Note that we are in the Hundred Years’ War, at a time when half of France was occupied by the English and Joan of Arc was still in her home village trying to get rid of the voices in her head. The reason the English could hold a large part of France and were able to claim the French crown for the boy king Henry VI, was their alliance with Burgundy. And that alliance had only come about because Philipp the Good wanted revenge for the death of his father. Now imagine what would happen if Humphrey ran Philipp the Good through with a sword? John the Gormless of Brabant would become duke of Burgundy. And what use was he? The alliance would collapse, and the English would be thrown out. And even if the opposite happened, i.e., Humphrey would bite the dust of the arena, that would still require Bedford to react, potentially declare war against the Burgundians. And for what? Some waterlogged counties on the North Sea shore.

As far as the English were concerned, Humphrey and Philipp must never meet again. So, Humphrey was made lord protector of England with the task of reigning in an overbearing bishop of Winchester. Humphrey turned to his wife and said something along the lines of, sorry dear, will have to nip over to London, little business I need to take care of, will be back in a jiffy, Tallyho. And off he went, sending a letter to Philipp asking for a postponement of the fight. Ah, and he also took along one of Jacqueline’s ladies in waiting, Eleanor of Cobham, who was now waiting on her lord’s hand, feet and other parts of the anatomy.

Jacqueline would forever defend her husband Gloucester and refute all the stories she was told about his behavior back in London. But..

With Gloucester and most of his army gone, the Burgundians advanced even more quickly. Jacqueline and the remaining English had not endeared themselves to the inhabitants of Hainault and support for their most noble lady was at best lukewarm.

When Philipp and his army appeared before Mons, the capital of Hainault, Jacqueline urged the burghers to fight. They refused. She got angry and pulled the whole, I am your countess and you do what I want, and pointing to the man standing next to her, she said, if you do not, here is my English knight in shining armor who will make you. To which the burghers said, you mean this guy? Yes. Ok. They grabbed the unfortunate soldier and beheaded him right in front of the countess. She was a tough lady, so it took two more heads to hit the straw before she relented. The city of Mons and with it all that remained of Jacqueline’s support in Hainault surrendered to Philipp the Good.

Jacqueline, beloved cousin that she was, was brought to Ghent to live out her days as an honored prisoner. Her county of Hainault was now firmly in the hands of Philipp the Good.

As for Holland and Zeeland, the death of John the Pitiless meant that formally the county had reverted back to Jacqueline, or more precisely, Jacqueline’s husband, whoever you believed that to be. And given there were two, the towns and cities of Holland and Seeland had to make a choice. Many chose to open their gates to John of Brabant, but not all. Correction, John of Brabant obviously could not be bothered with all of that and had appointed his cousin Philipp the Good to take up this task as well, so most of the cities opened their gates to Philipp the Good, but not all.

Which gets us to the final act of the drama, Jacqueline, the most wickedly betrayed woman in the world, as she complained to Gloucester, made one last move. On the night of August 31st, 1425, she told her servants that she wished to take a bath and not to be disturbed. Whilst her guards decided this was a perfect time to take a break, she changed into men’s clothes and strolled out of her prison and into the bustling streets of Ghent. At the city gates two of her men were waiting with horses. She got into the saddle and rode, without stopping, all the way to Holland.

There she found support in the cities that had refused to submit to Philipp the Good. She made her headquarters in Gouda. A four year long war ensued. Against all the odds, Jacqueline won 2 battles, Philipp only one. Her husband Gloucester sent two armies, one was brutally massacred when they got lost in the shallow waters of the Dutch coast, and the other turned tail before landing. But in the end, she did not stand a chance against the might of all of Burgundy, Flanders, Brabant, Limburg, Hainault and the Cod faction in Holland.

On the 3rd of July 1428, Jacqueline surrendered. She exchanged the kiss of Delft with Philipp, which apparently wasn’t really a kiss. The cousins, now reconciled, paraded through the city. The population, exhausted by the long war, cheered. Jacqueline recognized Philipp of Burgundy as her heir and retired to one of her castles in Hainault. She married one last, a fourth time, for love, not for politics, and died, aged just 35. By then John of Brabant was long dead and so was his brother Philipp of St. Pol who I left out to keep the story simple. Neither of them had legitimate heirs.

Their heir was Philipp of Burgundy who had won the jackpot. He had gained Holland, Zeeland and Hainault as well as Brabant and Limburg. In 1441 he bought the county of Luxemburg from Elisabeth of Görlitz. That together with a number of further acquisitions including the county of Namur brought the Low Countries together into what became the Burgundian and later the Spanish Netherlands.

The foreign policy reasons she did not stand much of a chance.

Ok, that is the story of the kings, dukes and counts, their marriages and wars. But is that really the full story? Me thinks not. There are a couple of reasons things turned out in favor of Burgundy that have little to do with the gormlessness of John of Brabant or the fact that Jacqueline was a woman in a profoundly misogynist world.

The first point is the obvious one. Burgundy and England were in an alliance against the dauphin of France, Charles VII. This alliance was absolutely crucial for the English position. Over the course of the Hundred Years War the English have won all the battles but had never been able to hold on to any territorial gains. And the reason was simple – demographics. England’s population had dropped to 2 to 3 million following the Black Death. France on the other hand held still 10 to 12 million people. In other words, France had 4 to 5 times the population of England. And as a consequence, all the territory, except for Calais, that England gained after Crecy and Poitiers, had been reconquered by France in the years that had followed. And the English were fully aware of this. Having Burgundy and its vast military and economic resources on their side gave them at least a chance of defeating the dauphin.

Therefore this whole business in Holland was a massive distraction for the English crown, in particular for the Regency council. As much as his brothers may have been sympathetic to the hugely popular Humphrey to acquire his own principality, there was no way they would jeopardize the alliance with Burgundy.  Hence English support for him and Jacqueline was constantly delayed and even withheld.

On top of this strategic disadvantage, the fact that England’s monarch was a child, who would turn into an adult with serious problems, was weighing on Humphrey’s ability to support Jacqueline. He had to make a choice between protecting his family’s hold on England versus a remote chance of acquiring Holland. And a chance that would shrink to near zero if he gave up his position on the regency council. So, even though Humphrey was clearly not an ideal husband, there are some solid reasons for his absence from the battlefield.

With England opening the doors for Burgundy, we get to the question that we had started with, why didn’t the empire push back against Philipp the Good?

It certainly wasn’t the case that the emperor Sigismund was not interested. The western border of the empire was the homeland of his family. Fending off French encroachment on what used to be Lotharingia, was the reason his ancestor, Henry VII, had taken the imperial crown in the first place. (episode 144). His niece, Elizabeth of Görlitz was duchess of Luxemburg, and he had used her to exercise influence in the region. In 1409 he married her to Anthony of Brabant, the father of John the Gormless. That was his way of counteracting the shift of Brabant towards Burgundy that had gotten under way in the previous generation. Then, in 1417, just when Jacqueline’s father died, he married her to John the Pitiless.

Sigismund insisted that he, as emperor elect, was the overlord of all these counties and duchies, Holland, Seeland, Hainault, Brabant, Limburg and Luxemburg. And as such it was his job to decide who would inherit them once the male line had ended. And his choice was John the Pitiless, the husband of his niece.

And at the same time, he was working hard to undermine the marriage of John of Brabant and Jacqueline, which he rightly perceived as a way the Burgundians were trying to get hold of the lot. And he had a lot of influence here. The current pope, Martin V had only just been elected at the Council of Constance, the event Sigismund had brought about and that he largely controlled. It was Sigismund who got pope Martin V to revoke the dispensation for Jacqueline’s Brabant wedding, which was also the legal means by which Jacqueline could marry Gloucester.

But where was Sigismund in 1425? His champion, John the Pitiless, was dead. And we do not see Sigismund replacing him, say by putting one of the Bavarian or Palatinate Wittelsbachs forward. Some of them, like the Bavaria Munichs, were his close allies and friends. Or he could at least endorse Gloucester who had the advantage of not being Philipp of Burgundy. It is hard to say what such a move could have achieved, but in the precarious balance that prevailed in the Low Countries, it could have provided at least political cover for whoever he endorsed.

So, why didn’t he? The answer is simple – The Hussites. The Hussite war had kicked off with the First Prague Defenestration in 1419 and in 1421 Sigismund suffered his worst defeat at Kutna Hora and Nemecki Brod (Episode 180). That was followed by further humiliations in 1424, 1426 and 1427 when the imperial crusaders ran away in panic when they heard the Hussite’s gruesome drum approaching. These defeats also weakened the king’s position in Hungary where Venice and others made inroads. The resumption of the conflict between the Teutonic Knights and the kingdom of Poland was another issue closer to home that required his massively overstretched attention…and so he had to let it slip.

The domestic reasons she struggled.

And then there were the most fundamental, the economic and climatic reasons, why the low countries turned their back on the empire.

As of today, 26% of the Netherlands lie below sea level, protected by an elaborate system of dikes, storm surge barriers, pumps and canals. This infrastructure goes back a long way and had a huge impact on the politics and culture of the region.

There are three large rivers that empty into the North Sea in Holland and Seeland, the Rhine, the Maas and the Scheldt. Each of them formed massive deltas that in the Middle Ages kept the whole region under constant threat of flooding. Early flood defenses comprised simple dikes about a meter high, protecting individual towns and villages.

Throughout the Middle Ages these flood defenses expanded to protect not just isolated settlements, but larger areas that could then be drained and turned into pasture or exploited for peat. This land reclamation had come to its completion in the 14th century when current technology could not push it any further.

In the late 14th and early 15th century a number of interlocking strains of events caused a string of catastrophes. One strain was the excessive harvesting of peat, largely used for heating at the time. The volume of peat removed was of such a magnitude that more and more areas dropped below sea level.

Then you had a weakening of the dike administration. As dikes became larger and more complex, they were no longer the responsibility of just one village or one local lord. From as early as the 12th century, the Dutch formed water councils responsible for the construction and maintenance of the flood defenses across wider areas. Overseeing these water councils was the High Water Council established by the counts of Holland in 1255. These structures were and are unique. Because a dike is only as strong as its weakest part, everybody who benefitted from it, which was pretty much everybody, had an interest in where and how the dike was built and maintained. Which in turn meant that people cooperated a lot more across larger areas than in most other regions of Europe at the time. Finding consensus on dike building and maintenance was a vital necessity, to the extent it seeped deep into the culture. When I worked in the Netherlands my colleagues would trace Dutch corporate culture all the way back to the water boards and their focus on consensus and meritocracy.

And that is also where its weakness lay. Once the dike infrastructure had expanded across the whole region, consensus and co-ordination at the top level of the High Water Council was ever more crucial. But consensus was not the prevailing political mode since 1345. The takeover of Holland by the Wittelsbachs had triggered a persistent civil war that became known as the war between the Cods and the Hooks. It is usually said that the cods were more progressive and linked to the merchants in the cities, whilst the Hooks tended to be more on the side of the landowning nobility. Though this may be very broadly correct, we find that there were constant shifts between the parties and some of the counts of Holland like Albert and his predecessor William V supported the cods, whilst William VI and Jacqueline relied on the Hooks. They are a bit like the Guelfs and the Ghibellines, factions that have been at each other’s throats for so long, nobody can remember why they were fighting in the first place.

A country divided, where neighboring towns, villages and lords are constantly at low level war, forming the consensus over the maintenance of dikes was hard to come by. Which meant that the dikes had fallen into disrepair.

At which point the last of the calamities struck, the climate. As I might have mentioned, the climate changed from the late 13th century onwards. The medieval warm period had come to an end and the little ice age was building up. It would take 400 years to reach its peak, but already by the early 15th century it got a lot colder.

And with that temperature drop came more and more regular storms. In 1287 the St. Lucia’s flood had broken open the Zuiderzee causing massive devastation, killing maybe 50 to 80,000 people, but it also opened Amsterdam an access to the sea. The St. Marcellus flood in 1362 took about 25,000 lives. In 1394 a storm forced the citizens of Oostende to give up their homes and move a few miles inland. The image of whole villages packing up all their belongings including their church decorations and bells and moving to higher ground became common place.

And then came the three St. Elisabeth’s floods. The first one on November 19, 1404, feast day of friend of the podcast St. Elisabeth of Thuringia, caused again vast flooding across Flanders, Zeeland and Holland. Following this disaster Margaret of Flanders, the mother of John the Fearless, ordered that all the dikes between Dunkirk and Terneuzen, i.e., the entire length of the Flanders coast shall be connected. This structure, as we would expect, was named not after her but after her son, the Graaf Jansdijk. It prove to be an enduring and extremely beneficial investment. Until today it is noticeable that the Belgian coast is almost a dead straight line until Knocke-Heist where the Graaf Jansdijk turned inland. Beyond that, the coast becomes messy, full of islands, some drying, some visible and meandering rivers and inlets.

In the tense political atmosphere of Holland of 1404, such an infrastructure project was not feasible. Which is why the second St. Elisabeth Flood of 1421, again on November 19th, was so devastating. Whole areas, like that between Dordrecht and Breda drowned in the flood along with all its people and animals.

One baby was saved in the most extraordinary manner. It had ridden out the storm in its crib and the family cat had steered their precarious raft through the waves by balancing on the edges. The child was named Beatrix and later married a wealthy merchant in Dordrecht.

And in 1424 it happened again, this time the outcome was milder as most of the lower lying lands had already been vacated.

After this experience and seeing the much more efficient handling of the situation in Flanders, it is not surprising that the population demanded a more effective government. They did not care who it was, just someone competent, able to organize the flood defense. And despite his propensity for bling and mad trials by combat, that was miles away from the sober attitude of the Hollanders, Philipp the Good was a very effective administrator. Jacqueline on the other hand – nobody knew. She was never given a real chance to run a territory.

In the century that followed Holland’s storm defenses became more and more sophisticated. They not only gained in height, but they were backed up by drainage canals and the most Dutch thing one can imagine, the windmills. These windmills aren’t all there to crush grains or saw wood, but to drain the water into canals and rivers. The first of them was built in 1408 near Leiden and at its peak there were ~10,000 of them patiently keeping the Dutch men and women’s feet dry.

Whilst all this was going on, the economy in the Low countries and particularly in Holland and Zeeland underwent a fundamental change. Cereal production was gradually replaced by pasture. That may be down to the salination of the lands in the floods, but more likely down to a combination of a colder climate tipping much of the marginal land to unproductive, and the influx of cheap grain from the Baltic, brought over by Hanse merchants.

The Frisian cows appeared everywhere, and with them the cheese the entrepreneurial Hollanders produced and sold all across Europe. It also forced a lot of people off the land and into the cities. Once there, they were looking for work.

And they found that in fishing, namely fishing for herring. If you remember episode 111 when we made the point that herring fishing in the narrows Öresund between what is today Denmark and Sweden was the true reason for the Hanse’s rise. In a world with 140 fast days when one was only allowed to eat animal protein in the form of fish, alligator, lizard, puffin or, weirdly, beaver, something like salted herring was a hugely important commodity.

In the peace of Stralsund in 1370 the Hanse established a monopoly on Baltic trade that included a monopoly over the herring market of Skanor, the place where almost all of the Baltic herring was traded. That monopoly became a rope around the Hanse’s neck, as former trading partners became competitors who instead of buying from and through them, sought ways to circumvent and then break the Hanse monopoly.

And that is where the Dutch came in. North Sea herring may not be quite as tasty as the Baltic variety, but it was available in abundance, cheap and outside the Hanse monopoly. This competition in the herring market led the Dutch cities slowly but surely away from the Hanseatic League, they had previously been allied with. Some had been members of the Hanse and other, like Dordrecht and Amsterdam had at least preferred trading partner status.

This rivalry grew as the Dutch moved from building fishing boats to merchant vessels, in particular when these caught up and then surpassed the Hansekogge in terms of speed and load capacity.

And then there was the beer market where both the Hollander and the Flemings picked up on the use of hops instead of Kraut, thereby becoming heavy competition for the brewers of Einbeck, Hamburg and Bremen, a rivalry that goes on until today.

In 1438-1441 these tensions between Holland and the Hanse cities turned into an outright war. They took advantage of complex Danish and Hanseatic politics to gain access to the Baltic Sea, a privilege they maintained, whilst the Hanseatic league went into its slow decline.

So, if we want to sum up why Holland left the Holy Roman Empire, there is some blame to lay at the feet of Sigismund’s predecessors and then his decision to have Jan Hus burned at the stake. But the main reason was that for Holland to preserve its land, it needed a political infrastructure that could maintain the complex system of flood defences, and that competent political infrastructure was Burgundy, not the Empire. And as the economy of Holland and Zeeland came into collision with the Hanse, which was after all the association of the merchants from the Holy Roman Empire, their exit was sealed.

It would take a little longer before the exit was formalised. But already in 1428, Philipp the Good established the Hof van Holland, the highest court in the counties. On paper this court should have allowed appeals to the imperial courts but never did and in 1549 was moved outside imperial jurisdiction. And in 1648 the formal separation took place, the culmination of a war that lasted 80 years and that we will not discuss here.

And that is all we have time for today. I have not yet decided what we will do next week, but rest assured, there are still a few stories to come.

And one last thing. I sometimes wonder whether all these deviations from the straight storyline that we have made these last two years, the seasons on the Hanseatic League, the Teutonic Knights, on the Hussites were really necessary. If we had not done them, we would now be in the midst of the 30 Years War. And that would certainly have been helpful in terms of the reach of the show.

Honest question: Did I take the right decision. Was it worth it going through the Eastward Expansion, the Hanseatic League, the Teutonic Knights, the Hussite revolt and now the empire in the 15th century? Or should I have pressed on? And going forward, would you prefer a more straightforward run through the history?

By the way, if you have not listened to any of these seasons or want to listen again, they are available both here on the History of the Germans Feed and as separate podcasts. The links to those are in the show notes.