The Chaotic Succession to Louis the Great of Hungary and Poland

Sigismund of Luxembourg emerges as a pivotal figure in the late Middle Ages, grappling with the dual crises of the Schism and the Ottoman threat while navigating a complex web of political intrigue. Born into the powerful House of Luxembourg, his journey is marked by ambition, charm, and a significant lack of funds, which shapes his tumultuous rise. The episode delves into his early life, including his education and the challenges he faced within his family, particularly the rivalry with his brother Wenceslas. As Sigismund seeks to secure his position through marriage to Maria, the heiress of Hungary and Poland, he encounters fierce opposition, especially from his mother-in-law Elizabeth. The narrative unfolds with Sigismund’s relentless pursuit of power, ultimately leading to his coronation as King of Hungary, albeit under precarious circumstances that reveal the intricacies of 14th-century politics and the personal struggles he faces along the way.

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TRANSCRIPT

The late 14th and early 15th century was a period of upheaval, the certainties of the Middle Ages, that the pope ruled the world and that knights were invincible were crumbling away, the long period of economic growth, of eastward expansion and conversion of the pagans made way for war, plague and famine. The church was split in half and the Ottomans were coming.

This was an age that called forth larger-than-life characters: Joan of Arc, fierce and holy; Henry Bolingbroke, seizing a throne; Jadwiga and Jogaila, uniting kingdoms; the audacious Gian Galeazzo Visconti and fiery Cola di Rienzo; the ever-scheming John the Fearless and Jacob van Artevelde; the tragic Ines de Castro and the unflinching Jan Žižka.

Into this glittering and turbulent lineup steps a man whose reputation has not exactly been polished by time. Despised in his kingdoms of Hungary and Bohemia and even Constance, the city that owes him so much, decided to remember him as a fat naked crowned guy with skinny arms and legs, worn-out face, forked beard and disproportionate genitalia balancing on the hand of a nine-meter-tall sex worker. No, I am not making this up.

Sigismund, because that was his name, was a true enigma of the late Middle Ages. He had inherited his father’s charm and ruthless cunning, his knack for negotiating compromise in impossible situations, and his unshakeable belief in his role as the head of Christendom. But what he hadn’t inherited was his father’s performative piety, his zeal for relics, his asceticism—or his wealth. Instead, Sigismund was left with a volatile mix of ambition, enormous self-confidence, a lust for life, and, crucially, a chronic shortage of funds.

Yet despite his flaws, he took on Christendom’s two greatest crises—the schism and the Ottoman threat—and in doing so, managed to create a third…This is his backstory.

But before we start let me tell you that adverts on podcasts have now reached 7.2% of the total length of shows and in the most popular shows reached 10%. That means if this episode had podcast ads, you would have to skip through 4 minutes of a mix of me droning on about VPNs or dodgy mental health services. I guess you know how to prevent that. Do what Yordi V., Adam F., Risch S, John R., Karen G. and Edward R. have done, go to historyofthegermans.com/support and make a one-time donation. For that you gain my eternal gratitude but most importantly the thanks of all your fellow listeners who you protect…

With that, back to the show.  

Sigismund was born on February 15th, 1368, the second surviving son of emperor Karl IV. We have heard enough about his father, so he needs no introduction, but his mother was no less remarkable.

By most accounts, she was a striking beauty, a full thirty years younger than her husband and, by all testimonies, deeply devoted to him. Though her frame seemed slight—”of weak appearance,” as one chronicler delicately put it—her strength was legendary, the kind spoken of in awe-struck whispers. She could twist horseshoes as if they were mere ribbons, shatter swords as easily as snapping a twig, and rend chainmail with her bare hands. Her son, Sigismund, was no stranger to physical prowess himself, though even his strength paled when measured against hers.

How much he saw of her is unclear, but probably not a lot. Like most princely children during this period he was likely raised by wetnurses and servants in one of the imperial castles, like the magnificent one at Karlsteijn, whilst his parents pursued the itinerant lifestyle of medieval monarchs.

By the mid-14th century, princely education had taken on a new dimension. Young aristocrats and future rulers still learned the essentials—swordsmanship, jousting, hunting—but this wasn’t the whole picture anymore. Sigismund, along with his brothers, was taught to read and write—a skill not taken for granted among nobility a hundred years earlier. Being groomed for a leadership role in the multicultural realm of the house of Luxemburg, languages were a priority. He was fluent in Latin, German, Czech, Hungarian, French, Italian, and possibly Polish as well. His education even included a respectable grounding in theology and both canon and Roman law, giving him a broad base of knowledge that would serve him well as a ruler.

Though he did neither became a writer or embarked on grand building projects like his father, Sigismund’s contemporaries couldn’t help but notice—and remark upon—his relentless curiosity, sharp intellect, and remarkable drive. Even from a young age, he was known for probing questions and an eagerness to master every topic placed before him.

Sigismund appeared in the historical records for the first time in 1373 when he was enfeoffed with the margraviate of Brandenburg, alongside his two brothers. In 1376 he showed up at his brother Wenceslaus coronation as king of the Romans. As Margrave of Brandenburg and Arch Chamberlain of the empire the eight year old was entrusted with carrying one of the imperial regalia, the sword of St. Maurice at the head of the procession.

Sigismund was still only 10 and his brother Wenceslaus 17 when their father must have noticed that the two of them were not getting in. Where Sigismund was full of energy, ambition and ideas, Wenceslaus was pondering and slow. A terrible constellation in a system of Primogeniture, where the obviously less qualified was to inherit everything and the smart one is left with nothing.

Karl IV tried to pre-empt potential conflict by giving Sigismund both a task and resources to achieve it. The task was for him to acquire the crowns of Hungary and Poland through marriage to Maria, the eldest surviving daughter of Louis the great the king of Hungary and Poland.  And the resources to push through his claim was the Margraviate of Brandenburg, the territory Karl IV had only recently acquired from the house of Wittelsbach for the astronomic sum of 500,000 Mark and Sigismund now received in sole ownership.

And he made the brothers exchange letters in which they pledge to forever honestly and truly support each other, exercise their vote in the college of Electors jointly and that under no circumstances would they attack each other’s castles and cities.

Not exactly watertight, but the best Karl could do in the few months he had left.

Let’s have a look at where Sigismund stood in November 1378 when his father breathed his last.

Being margrave of Brandenburg sounds great, after all future holders of the title would indeed build an empire out of this poor soil. But in 1378 it had 200,000 inhabitants most of them battered and impoverished after the decades of feuds and civil wars that had followed the death of margrave Waldemar, the last of the descendants of Albrecht the Baer who had founded the principality way back in 1157 (episode 106 if you are interested).

As for his claim on the Hungarian and Polish crowns, that wasn’t nailed down pat either. Karl had agreed with king Louis I of Hungary that Sigismund would marry his daughter Maria. That was in 1372 and 1375, when Maria’s elder sister Catherina had still been alive. And Catherine was to marry Louis of Orleans, the younger son of King Charles V of France. King Louis of Hungary had even got his vassals to swear fealty to Catherine, not Maria in case of his demise. In one of his last acts, Karl IV resolved that issue in a secret pact with the king of France that granted the French crown de facto control of Provence and the Rhone Valley in exchange for letting Sigismund and Maria succeed Louis of Hungary. We discussed that bit of skullduggery in more detail in episode 163.

I hope you understand why there are so many episodes about all these goings on in the late 14th century. It is just unspeakably complex with dozens upon dozens of players in the empire, in Poland, Hungary, France, Naples, Rome, Avignon, Constantinople, all with their own backstories. It is like Balzac’s novels where protagonists show up here and then there and then their get their own novel where others from previous plots show up, or for the modern listener, it is like the Marvel Universe. But do not worry, the Avengers endgame is in sight.

But first we need to get through Sigismund’s backstory.

By some miracle this complex web of arrangements between Prague, Paris and Buda survived the death of its creator Karl IV. In August 1379 Louis of Hungary and Wenceslaus, king of the romans hosted the official engagement of 11-year old Sigismund and 8-year old Maria heiress of the crowns of Hungary and Poland. The actual marriage was planned for 1382 when Sigismund would be 14 and hence and adult and Maria 11, apparently old enough for conjugal duties. Louis publicly recognised Sigismund as his chosen successor and took the young man in to live at his court.

That arrangement suited all concerned. For Wenceslaus, it was the perfect opportunity to send away his little brother, whose charm, good looks, and boundless energy were beginning to grate against his own surly, lethargic disposition. And for Louis, the greatly admired  chivalric king of Hungary, this was a golden chance to shape his young son-in-law into a fitting heir, grooming him with the skills and values that would one day serve as the backbone of his vast realms.

Just to recap where Louis came from and more importantly, what Sigismund hoped he would bring to him. Louis was from the house of Anjou, the cadet branch of the French royal family that had wrestled Sicily out of the hands of the Hohenstaufen – and had killed young Konradin.

Louis’ father had become the first Anjou king of Hungary pretty much the same way Sigismund was aiming to gain the crown, in the horizontal. Louis succeeded him in 1342 and reigned for 40 astonishingly successful years. He pursued broadly speaking three main policy aims.

The first was to expand Hungary southwards into the Balkans and along the Dalmatian coast. This worked really well. He picked up parts of Stefan Dusan’s  Serbian empire after the great ruler had died in 1355, established suzerainty over Transylvania and Walachia, became king of Croatia and took on the overlordship of Ragusa, modern day Dubrovnik. His zone of Influence comprised modern day Hungary, Slovenia, Croatia, Bosnia, Serbia, Romania, Moldova and parts of Bulgaria.

His second ambition was to regain his family’s homeland, the kingdom of Naples that was ruled by the childless queen Joanna I he accused of having killed his brother. But that effort was not quite as successful. He did invade a couple of times, burned and plundered but could not oust queen Joanna against the opposition of the papacy. All he left behind was a shedload of bad blood between the Neapolitan side of the family and his own.

The third leg of his policy was Poland. Its king, Kasimir the Great had consolidated the once fragmented kingdom but found himself without a male heir. Louis supported Kasimir in multiple campaigns and formed an attachment that convinced the Polish king to name him his successor. And in 1370 he was crowned king of Poland in Krakow.

Louis realm was in other words huge and thanks to its mineral wealth that the clever Nurnberg merchants were exploiting, extremely rich. (for how they managed that, check out episode 153)

This sounds almost perfect. Young Sigismund lives at one of the most splendid courts in europe under the wing of his father in law, one of “great kings” of the 14th century who is willing to hand him all of it on a silver platter. What else can a bright, ambitious 11 year old want.

But there is no such thing as a free royal banquet. Whilst Louis really liked him, not everybody shared the kings enthusiasm for the bouncy little prince. And those who did not were all called Elisabeth.

The first of these Elisabeths was king Louis’ mother, a sister of the much beloved king Kasimir III of Poland. As much as her son was shrewd and capable, she had a habit of rubbing people up the wrong way until they lashed out. Her intervention in the kingdom of Naples cost her youngest son Andrew his life and her attempts at establishing a regency in Poland after her brother’s death nearly cost her hers. Not even her son Louis liked her very much and she retaliated by hating his chosen successor, young Sigismund.

That problem resolved itself when Elisabeth of Poland died just a year after Sigismund had arrived in Hungary. But her disaffection of the young man passed on to the next Elisabeth, Elisabeth of Bosnia, the wife of king Louis and therefore Sigismund’s mother in law.

Why she first disliked him, then despised him and finally fanatically hated him has never been properly explained. He might have slighted her in some way or done something foolish in the exuberance of youth. Or she simply hoped for something better for her daughter. After all, the couple was only engaged, not yet married. And better could mean a man who would be more caring and respectful to her darling daughter, or someone less forceful and younger who would allow her to establish her own regency once king Louis was dead.

What turned this from a bad 1960’s mother-in-law joke to full blown Greek tragedy was that Elisabeth passed her hate for young Sigismund on to her daughter Maria, the woman he was going to marry.

In 1382 King Louis declared Sigismund officially as his heir in Poland and  called on his vassals to swear an oath to serve him faithfully. Sigismund was given the command over a small contingent of soldiers and the task to calm down some minor disturbance and to prepare his ascension to the Polish throne.

Aged 14, Sigismund’s political career had begun

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And he was not given much time to settle in. He arrived in Poland in July 1382. The country was in chaos. Though properly crowned and everything, his father in law had not really gained much of a foothold in Polish politics. The regents he had deployed there were universally hated and were confined to the few castles they held. The magnates fought them and also amongst themselves.

The Polish nobles did not like the idea of an absentee landlord king who regarded Polish affairs as secondary. Polish affairs meaning getting the lands back the Teutonic knights had acquired over the years (episodes 130-138 if you are interested) .

They all agreed Louis wasn’t the king who would do it, but hoped things would improve once the old man had shuffled off his mortal coil. What they did not agreed on was what should happen then. One group was broadly amenable to Maria and Sigismund taking over, provided they would live in Poland. Others believed Poland should break with the house of Anjou and choose its own dedicated ruler.

This question became a lot more acute a lot earlier than anybody expected – because king Louis the Great of Hungary died in September of that same year.

Sigismund immediately demanded that the magnates of Poland recognise him as their lord, which some did before really thinking about it. The nobles of Wielkopolska had considered the situation more thoroughly and said, yes they would happily swear allegiance, but only if Sigismund promised to permanently reside in Poland. That was a no go for Sigismund, since it would mean abandoning the hope to ever becoming king of Hungary. And Hungary looked a lot easier since his future wife, Maria had just been recognised and crowned as king, not queen of Hungary without the slightest delay or hick-up.

Sigismund’s refusal prompted the nobles to form an alliance that demanded that if they were to recognise any of Louis’ daughters, it would be the one who was prepared to reside permanently in Poland. If neither were prepared to do that, well then – they would choose someone amongst themselves to be  their king.

If Sigismund ever had a chance to push back against the Polish nobles’ demands, it was taken away when his enemy mother -in-law Elisabeth pulled the rug from under him. She wrote to the Polish nobles, thanked them for their loyalty to the house of Anjou and promised them to select one of her daughters to come to Poland very soon. But in the meantime she urged them not to do anything rash, in particular not to recognise Sigismund as king.

So  much for familial loyalty. Sigismund sat down with the grand master of the Teutonic Knights who told him that the idea of becoming king of Poland was for the birds. You better go back to Hungary.

Oh yes. Let’s go back to Hungary. That is where his bride would be waiting for him and now that he had turned 14 and was an adult, the marriage could finally proceed. And once married he would be crowned king and everything would be as old king Louis had wanted.

But, not so.

There were three main parties amongst the Hungarian nobles and only one of them could see Sigismund wearing the holy crown of St. Stephen.

The Garai family wanted Hungary to align more with France, basically revive the old plan of bringing in the French duke of Orleans as the new king. The equally powerful Lackfi family preferred a closer alignment between Hungary and the empire as a way to fend off the ottoman threat that was slowly but surely coming up the Balkans. And finally there were the Horvati who preferred the king of Naples, Charles III, called the Small as their new ruler. Charles was a pretty ruthless man who had grown up in Hungary and had at some point been Louis’ designated successor.

Whilst Sigismund had been detained up in Poland, the queen mother Elisabeth had made herself regent on behalf of her 11-year old daughter. And she had sided with the pro-French party of the Garais. Envoys were on their way to Paris to negotiate a new marriage for little Maria, replacing Sigismund with duke Louis of Orleans.

If Maria married Lous of Orleans that would have been curtains for our friend Sigismund. Without a marriage to Maria he was just a foreign prince with no claim on the Hungarian or Polish crown, and not even a particularly wealthy one at that.

Elisabeth would have loved to call off the engagement right away and send Sigismund back home to Brandenburg, but did not dare to do it yet since the two other factions, the pro-imperial Lackfis and the pro-Neapolitan Horvatis were stirring up revolt. So she did the second best thing and sent him to Poland.

Sigismund went in the hope he could still convince his mother-in-law of his suitability as ruler and win the heart of little Maria. That wasn’t a great plan, but at least it was a plan.

What is less clear is what game Elisabeth was playing in Poland. Elisabeth knew she had no resources to force the Poles into recognising Maria as king unconditionally. So it was either sending her younger daughter Jadwiga up to Krakow or to give up on the Polish crown entirely. But she did neither, she tried to stall the Poles. That gave the anti-Hungarian party in Poland the justification to strike and they proposed one of their own as king. A full-blown civil war broke out in Poland. The pro-Hungarian party asked Elisabeth for help and she sent Sigismund with an army of 12,000 to put thing back in order in the north.

Sigismund burned and pillaged the oppositions lands but failed to take Krakow. So negotiations resumed and Elisabeth finally promised to send Jadwiga after all. A time was set for Jadwiga to be handed over, but then Elisabeth stalled again. And again she sent Sigismund to deal with the Poles, but this time without an army.  

Sigismund met the members of the Sejm who were now seriously angry and even those loyal to the Hungarian royal house had enough. If Elisabeth does not want to let Jadwiga become king, that is fine, we will just go with the Polish candidate, thank you very much.

It was Sigismund who talked them around. This is the first time his charm and diplomatic skill came to the fore. After long and arduous negotiations, and – knowing Sigismund probably including some serious partying – he and his mother in law is given one last and absolutely, completely final extension.

So, on October 15th, 1384 the beautiful Jadwiga is crowned king, not queen of Poland. Shortly afterwards she married Jogaila, the grand prince of Lithuania, creating the Polish-Lithuanian Commonwealth. The amazing thing is that this great political juggernaut would never have come into being had Sigismund taken the Polish crown and promised to stay in Krakow.

Having saved the kingdom of Poland for the house of Anjou, having proven his allegiance to Elisabeth and her daughters by forsaking the Polish crown he once believed should be his, Sigismund returned to Buda to rapturous applause, his mother-in-law offering him the kiss of peace and young Maria getting excited about her upcoming nuptials.

Oh no, none of that. You completely underestimate how much the queen mother Elisbeth hated Sigismund. In 1385 she struck what she thought was the final blow that would rid her of that pesky Luxemburger. She called the engagement between Sigismund and Maria off. Immediately thereafter Maria married Louis of Orleans by proxy.

Now the chips are really down . Sigismund is outplayed, his grand plan is in tatters. But then  Sigismund, still only 16, can be very, very determined if he wants something badly. And he wanted the crown of Hungary very, very badly.

So badly, he did go for help to the man he never ever wanted to be dependent upon, who he not necessarily despised but regarded as mediocre and undeserving of the wealth and honours he had received, his stepbrother, King Wenceslaus.  Wenceslaus, as it happened, was riding high at this point in his reign. He had concluded the general peace of Eger, the great project their father had never managed to achieve, and was preparing his journey to Rome to obtain the imperial crown. Wenceslaus had the military resources to help.

And there were their cousins, the margraves of Moravia, Jobst and Prokop. They had inherited a very well run principality that was throwing up cash like nobody’s business. They had the means to bankroll Sigismund’s claim on the Hungarian crown.

Looks like the Luxemburg family is pulling together to put one of them to obtain the holy crown of St. Stephen…well, that is what the Habsburgs would have done. The Luxemburgs – different kettle of fish. Yes, dear brother and cousin, we are happy to help, but it’ll cost you. And dearly. Sigismund had to pawn them big chunks of his margraviate of Brandenburg and hand over some of his various rights, castles and income streams.

Having been stripped down by his relatives, he did at least gets his army and with that he returned to Hungary to force the queen regent to give her daughter over in marriage to him. Not the most romantic move, but then love did not really get into this.

Whether the plan would have worked on its own, we will never know. Because events outside his control pushed little Maria into his bed anyway.

You remember there were three political parties in Hungary, the Garai who were pro French and allied with evil mother-in-law Elisbeth, the Lackfi who supported Sigismund and the Horvati who wanted Charles the Small of Naples on the Throne.

This Charles of Naples was a tough nut. Once he had been dismissed as Louis of Hungary’s heir presumptive he went to Naples where he captured and then killed his cousin Queen Joanna I. This effort had been sponsored by pope Urban VI. But Urban found out that Charles had double crossed him when he was casually torturing a brace of cardinals. So Charles attacked the pope and besieged him in Nocera from where the pope escaped by a hairs breadth. The late 14th century is no time for sissies and Charles may have been small, but he was definitely no sissy.

In 1385 this very much not a sissy Neapolitan landed on the Dalmatian coast to stake his claim on the Hungarian crown. His supporters, the Horvati raised their banners and they marched on Buda.

Elisabeth is panicking. Her regime had become quite unpopular for all the usual reasons, taxes, favourites etc. And her allies, the Garai alone weren’t strong enough to fend off the other two parties. She had no choice but to seek support from the man  who happened to be just about to muster a military force, even if that was the man she hated more than anyone else, our friend Sigismund. And Sigismund’s price was simple, marriage to the heiress Maria. In November 1385 the not very happy couple stood before a hastily prepared altar and were finally married.

Sigismund returned to Bohemia to take command of his troops whilst Elisbeth and Maria prepared the defence of Buda against Charles of Naples. As part of that they called an assembly of the Hungarian nobles, promised them remediation of all their grievances and asked for their support. But they refused. Instead they told her to make an arrangement with Charles of Naples.

So it happened that a month later Charles the small was crowned king of Hungary at Fehérvár where Hungarian kings have been crowned since time immemorial. But he did not stay king for very long though. Two months later, on February 7th, 1386 his cupbearer attacked him, injured him severely. He was thrown into a prison where the queen regent who presumably had paid the cupbearer had him killed. Not nice but effective.

That kicked off a civil war between the Neapolitan party and the party of the queen regent. And the queen regent also went back on her deal with Sigismund, refusing to support his coronation as king. Sigismund had to go back to his relatives and ask for even more money and even more troops. Which they provided, pulling even more chunks out of his inheritance.

Sigismund took his troops into Hungary and occupied the western part of the country to force Elizabeth to hand over his bride and get him crowned. At this point the queen regent called upon Sigismund’s brother, Wenceslaus to mediate in the conflict.

Wenceslaus did pass judgement as one would expect. Hungary was to pay some astronomical sum to pay for the cost of the war, Maria was to accept Sigismund as her husband for real now and he was given some property to live off. But what Wenceslaus did not demand, what he even precluded, was his brother’s coronation as king of Hungary. These two really did not get on that well.

Sigismund was now broke. He was only nominally margrave of Brandenburg, but all the income from the territory was going to his cousins. He even passed over the right to inherit Bohemia should Wenceslaus die without an heir. And for what – no coronation, a wife who hated him so much, even he did not want to enforce conjugal rights and no real position of power in Hungary.

But in this super volatile environment things can sometimes brighten up in rather unexpected and unpleasant ways. This way was paved by the foolishness of the queen regent. Her paladin, Miklos Garai felt that after Charles’ of Naples death and some successes against the Horvati, it was possible for the queens to come down to Dalmatia and to inspect their lands. But he was wrong. The land was not yet pacified. When the ladies travelled along with a small bodyguard, Janos Horvati came out of the bushes, killed the Garai and the rest of the guards and then carried the queens away into captivity.

Hungary was now without ruler and in the midst of a civil war. To fill the vacuum, the Hungarian magnates declared themselves the guardians of the realm and took control of the kingdom. And these guardians of the realm recognised Sigismund as captain of the Hungarian cause, though not as king.

The ladies’ position was very precarious. The widow of king Charles, the one Elisabeth had murdered bayed for her blood. Not being able to kill Elisabeth with her own bare hands, the queen of Naples ordered the Horvati to do the deed on her behalf. In mid-January 1387 Elisabeth, the daughter of the king of Bosnia, widow of king Louis the Great of Hungary, Poland and lots more was strangled before the eyes of her daughter and her body thrown in the castle’s ditch. Maria was 15 years of age when that happened. Sigismund had months to mount a rescue, but did not send his army to the castle where they were kept.

Elisabeth’s death convinced the Guardians of the realm that to properly incentivise him, they had to crown him king of Hungary after all. Still Sigismund had to make far reaching concessions to the nobles, including the promise only to appoint Hungarians to  key positions and to pardon everyone who had risen up against him or opposed him. The already quite modest royal power was further undermined by these promises, making Hungary more of an aristocratic republic than a kingdom. Sigismund had to reward his supporters after his coronation with expensive gifts. 85 of the 150 royal castles and manors passed on to the magnates. This financial and political weakness meant that Sigismund remained hampered in his rule of Hungary for decades. The way he tried to wriggle out of the clutches of the barons was by building up his own parallel bureaucracy that gradually took over tax collection and the management of the defence of the country against the Ottomans.

That being so, at least after 5 years of fighting and frustrations, Sigismund is finally king of Hungary.

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The first item on the to do list of the freshly elected and crowned king was to free his wife Maria from the clutches of the Horvati. This took until the end of 1387 and a month-long siege.

The married couple were finally united, but the relations remained cold, professional until her death in a riding accident in 1395. Sigismund may be charming and all that, but wooing a young girl who had just seen her mother getting killed due to her suitors reluctance to come to her aid would go beyond the capabilities of even the most accomplished of seducers.

The subsequent 5 years from 1387 to 1393 were taken up with defeating the Horvati and the reconquest of Dalmatia, which again was extremely costly. The Hungarian estates and magnates did not provide the funds he needed despite regular assurances. Sigismund finally bit the bullet and pawned all that he had left to his cousin Jobst for the astonishing sum of 565,263 Guilders. By doing that Sigismund had severed all his links to the Holy Roman Empire. He was now 100% committed to his kingdom of Hungary.  

The funds were enough to muster an army capable to defeat the Horvati and regain Dalmatia. Janos Horvati was captured, brutally tortured, pulled through the streets of the city of Pecs tied to the tail of a horse and then drawn and quartered.

This success did however not mean that Sigismund could now kick back and enjoy being king. As we heard last week, the Ottomans were coming. In 1389 they had defeated and then incorporated the despotate of Serbia. They were standing at the Hungarian border.

Sigismund’s predecessor, the great king Louis of Hungary had not worried too much about the Ottomans. He had fought and won a couple of battles against them and remained unconcerned. What he had not realised was that the Ottomans had learned from their early defeats against armies made up of armoured knights and had developed their unique combination of light cavalry and janissary infantry that prove so successful. After the battle on the Kosovo field in 1389 where the whole Serbian army perished, the major players on the Balkans woke up to the power of the Ottomans.

Sigismund was a player on the Balkans and he did understand that the Ottomans would be unstoppable unless he could muster an army far larger than anything Hungary alone could raise. Hence his involvement in the crusade that ended in the battle of Nikopol we discussed in the last episode.

After the crushing defeat at Nikopol Sigismund was rescued by two of his closest supporters, count Johann von Zollern and Count Herman of Cilli who commandeered a ship on the Danube to take him away.

From there Sigismund could have easily returned home to Hungary, but instead decided to take a little detour to see the famous sites of Constantinople. This was borderline on madness given the Ottoman army was standing undefeated on the Hungarian border, thousands of Christian knights had been captured and either enslaved or killed and his opponents in Hungary had gone  on manoeuvres.

That was the other side of Sigismund’s character. Whilst he could doggedly pursue an objective for years and bet everything in the outcome, sometimes he would suddenly drop everything and just give up, looking for adventures and opportunities elsewhere.  

Hence the spa trip to Constantinople where he was received with great honours by a deeply disappointed emperor Manuel II. Whilst his host was falling into despair, Sigismund dreamt up grand plans to defeat the Ottomans. He embarked on a journey across the levant, taking in Rhodes and the Greek islands before returning to Buda via Ragusa and Split.

Back home he had the magnate Istvan Lackfi and his nephew killed for barely provable treason. This act, together with his previous brutality against the Horvati made him despised by the Hungarians, a sentiment that continued to this day. And that sentiment was at least for a time mutual. The concessions Sigismund had granted at his coronation and the vast wealth he had to transfer to the Guardians of the Realm left him with very limited room to exercise actual power in Hungary. Tired of being pushed around by the magnates he began looking for new opportunities abroad.

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His next project was to gang up with his cousins to unseat his step-brother Wenceslaus. We did discuss Wenceslaus demise in episode 165 so there is no point going through all of this complex story once again.

Wenceslaus was dealt a tough hand upon his father’s death and turned out being pretty bad at playing it. Between the simmering resentment of Bohemian nobles, discord with the church, his absence from the Empire, and his utter failure to address the schism in the papacy, Wenceslaus was left isolated, vulnerable, and ultimately a perfect target for Sigismund’s ambitions.

Sigismund had his hand in every one of the various conspiracies and uprisings that made his brother’s reign even more untenable than it needed to be. His comrades in crime were his cousin Jobst of Moravia and various Habsburg dukes. These guys would backstab and betray each other in a wild merry go around I simply cannot be bothered to recount. To call this self-destructive is an understatement of epic proportions. The house of Luxemburg, which once held a quarter of the empire and provided order and peace had formed an orderly circular firing squad.

By 1400, they’d managed to strip Wenceslaus of the rule of the hre, and they  nearly cost Sigismund his Hungarian throne as well.

The magnates of Hungary were disappointed with Sigismund’s constant trips to Bohemia and the mostly foreign administrators he left behind in Buda. So when he came down for a short visit, they seized him and locked him up in a castle. But then they had no idea what to do next. Some wanted to get Ladislaus of Naples,  the son of the murdered king Charles to return, others favoured a union with Poland, whilst a third party preferred a Habsburg duke. And cousin Jobst came down with an army claiming the Hungarian throne for himself. That was even by 14th century Hungarian standards an awful mess.

In the end they decided it was better to stick with their disappointing monarch than to embark on a civil war. Sigismund promised to do better, to fire his foreign advisers and spend more time in Hungary and in exchange, the Hungarians let him be.

Sigismund said, thanks. That was great fun and buggered off back to Bohemia where he spent another 2 years trying to oust his brother, double cross his cousins and merrily signing and breaking alliances with nobles and neighbouring monarchs.

In 1403 the Hungarian magnates had again enough of their absent monarch and rose up. King Ladislaus of Naples landed in Dalmatia. Sigismund came back with an army, and now it was the final showdown. His followers gathered support and Ladislaus – in fear if ending like his father – rushed back to Naples. Sigismund acted the magnanimous victor for once and received the members of the opposition back into the fold. But this time he did not apologise or promise to do better. Instead he removed the magnates one by one from their positions of power claiming, quite accurately – that they lacked loyalty to their lord. Meanwhile more and more Hungarians realised that the incessant infighting was seriously undermining their ability to defend the kingdom against the Ottomans.

For almost 7 years Sigismund gave up o wild goose chases and focused on his job in Hungary. He expanded the state apparatus, reorganised taxes and the church, introduced military reform that created the famous Hussars, suppressed the robber barons and unjust feuds and generally rebuilt the country. His most notorious reform was the creation of the order of the Dragon he bestowed on local magnates and allies, including Mircea the elder, the Voivode of Walachia. Mircea was so proud of the honour he asked people to call him Draco, Latin for dragon and his son Vlad became little dragon or Dracola in Latin, a name you may have heard before.

This period of benign rule in Hungary lasted until 1410 when King Ruprecht of the empty pocket, the rather ineffectual ruler of the Holy Roman Empire unexpectedly died. And with that the throne of the empire became vacant. And Sigismund, always on the lookout for another crown, another adventure another grand plan, put his large ermine hat in the ring.

But that is a story for another time. Next week we will meet the next and last important participant in the Council of Constance, Jan Hus, professor at the university of Prague, follower of John Wycliff and radical preacher. And I promise, once we have talked about him, we will finally come back into Germany, get to the shores of lake Constance and watch pope John XXIII, 3 patriarchs, 23 cardinals, 27 archbishops, 106 bishops, 103 abbots, 344 doctors of theology, 676 noblemen of high birth, 336 barbers, 516 buglers, pipers & entertainers and 718 whores and public girls determine the fate of Christendom.

Just before I go just a quick reminder about the website where you can support the show – it is historyofthegermans.com/support.

Hope to see you back here next week.

The Political Fight for the Papacy

If you are a longstanding listener to the History of the Germans, you will already know that sometime in the late 14th century the catholic church broke apart into 2 and then 3 different obediences, three popes residing in different places and being recognised by different nations.

But what you may not know is how exactly this had happened. Why did the exact self-same cardinals elect one pope in April 1378 and another one 4 months later? Who was taking the lead in attempts to resolve the crisis and why did all these attempts fail for 40 years? How far did they go in forcing the various papal contenders to come to the negotiation table. How ridiculous were the popes’ attempts to wiggle out of that…

All that we will look into this week in part 1 of the story of the Great Western Schism at today.

TRANSCRIPT Part 1

Hello and welcome to the history of the Germans: Episode 166 – The Great Western Schism – Part 1, also episode 3 of season 9 – The Reformation before the Reformation

If you are a longstanding listener to the History of the Germans, you will already know that sometime in the late 14th century the catholic church broke apart into 2 and then 3 different obediences, three popes residing in different places and being recognised by different nations.

But what you may not know is how exactly this had happened. Why did the exact self-same cardinals elect one pope in April 1378 and another one 4 months later? Who was taking the lead in attempts to resolve the crisis and why did all these attempts fail for 40 years? How far did they go in forcing the various papal contenders to come to the negotiation table. How ridiculous were the popes’ attempts to wiggle out of that…

All that we will look into this week in part 1 of the story of the Great Western Schism

But before we start it is the usual big thank you to all our supporters who have either signed up on patreon.com/historyofthegermans or who have made a one-time donation on histryofthegemans.com/support. It is you who keeps this show free and clear of ever more irritating advertising. This show does not expose you to online psychologists, room sharing or crypto exchanges. Has anybody ever found out why there is an inverse correlation between the quality of a brand and the ubiquity of its podcasting advertising? Anyway, today we thank Alex G., Bruno P. Djark A., Charles Y., Daniel N., Kurt O. and Kai B. who have already signed up.

And with that, back to the show

I occasionally choose to split my stories into two parts, one where I talk about what happened and one where I talk about what it meant for the political, economic or cultural fabric of society. When it comes to the Western schism, this is not an option, it is the only way to do it. Since resistance is futile, let’s start with part 1, what the hack happened.

Let’s go back to 1303. As you may remember – mainly because I mention it in practically every episode for the last 6 months, the popes had moved to Avignon after the Slap of Anagni – if you do not know what that was, go back to episode 92 – Papal epilogue.

For 70 years the popes resided in this gorgeous Provencal city, very much enjoying the safety and security that came with the French monarch being just across the river and the murderous Roman aristocrats hundreds of miles away. Though the popes did not intend to stay for long, they gradually built themselves suitable accommodation. The Palais des Papes, the papal palace in Avignon was begun by the rather austere pope Benedict XII and then hugely expanded by the much more worldly Clement VI and his successors. By the late 14th century the Papal palace covered 15,000 square metres making it the largest and most splendid residence in the whole of Europe. It was built both as a fortress and as a palace, so its walls were 3metres thick and it sports a total of 12 towers, one of which was originally 60 metres tall. At the same time it held a grand audience hall where the pope received ambassadors as well as an enormous papal chapel used for religious ceremonies and the conclave for the election of a new pope.  All very comfortable, safe and secure, basically the exact opposite of what Rome looked like at the same time.

But as there is no free lunch, not even for a pope, this safety and security came at a price. And that price was submission to the wishes of the French crown.

The first pope to reside in the South of France, Clement V was made to put his predecessor on trial for heresy on the French King’s demand. If that wasn’t enough, that same pope signed off on the dissolution of the Templars that resulted in a raid on this rich chivalric order by the French king and the burning of its Grand Master and several others.

So, not that comfortable after all. Clement V’s successors were working hard at extracting themselves from the French dominance. One of these efforts led to the election of emperor Henry VII, the forefather of Karl IV, Wenceslaus and Sigismund who lifted the house of Luxemburg from mere counts to the royal and imperial title. Episode 146 if you want to check it out.

But ultimately the pope could not really be independent as long as he remained within arrow shot of a French garrison. So all throughout this period the popes talked about going back to Rome. The problem was however, that Rome and the Papal states had slipped out of the control of the papal administration. Many of the larger cities, like Bologna, Ferrara and Perugia had first turned into city communes and then became Signorie ruled by autocratic dictators. Rome itself had also asserted its independence, being ruled by the a senate that was dominated by the great Roman families, the Colonna, the Orsini and several others. There had even been a popular uprising led by Cola di Rienzi or Rienzo that did however last only for a brief period. (see episode 159)

It took a Spanish Cardinal, Gil Álvarez Carrillo de Albornoz, who fought tirelessly over a period of 13 years, from 1353 to 1367 to restore papal control over the Patrimoni Petri. He made liberal use of sell swords who had been released from duty when the hundred-years war went into its hiatus. These men were in equal measure effective as they were cruel. And they were also entirely coin operated. As long as Albornoz had money, he was able to subdue one town or region after another. Whenever money was short, activity slowed down and the process went into reverse.

These companies of mercenaries were a serious menace, because if they had not secured a new contract for their services, they went freelance. They would appear before the gates of a city with their siege equipment and even guns and make an offer the citizens could not refuse, pay us some fine gold and we will go elsewhere or endure a siege followed by a sacking. The Companies did even threaten Avignon itself and forced the pope to pay them off, twice! And each time they received not only gold but also forgiveness for their sins.

But bottom line was that by 1365 the papacy had regained sufficient control of Rome that they could go back. The pope at the time, Urban V, left Avignon on April 30, 1367 and arrived in the Holy City on October 16th. Though the French king had told him that he would be crucified upon arrival, as St. Peter had been, Urban survived his journey.

He spent 2 years in Rome, but without Albornoz who had died in 1367, he was unable to control the rebellious cities. Even Rome rose up against him and by the end of 1370 he was back in Avignon, where he then promptly died – a punishment for his cowardice as various saints and mystics claimed.

The next pope, Gregory XI, vowed to get back to Rome for good. But it took him seven years to rebuild his authority in the papal states. It also did not help that relations between the church and Florence had deteriorated. That was in part due to the success of Gregory’s troops that left Florence feeling threatened. And in 1374 the pope prohibited the export of grain to Florence where famine had broken out. Anti-papal, or more specifically anti-French pope sentiment reached fever pitch culminating in a war between Florence and its oldest ally, the papacy. The Florentines called it the war of the seven saints, referring to their own leadership against a godless pope.

This war was going well for Florence. One papal city after another joined the Florentine League calling for a return of their ancient liberties. Ultimately only Rome itself stood with Gregory. To relieve his lands from occupation, Gregory hired two of the greatest mercenary companies of the time, the Bretons and John Hawkwood’s White Company. Just in case this sounds familiar, the “Golden Company” in Game of Thrones is modelled on Hawkwood’s soldiers. The two companies did meet with some success, mainly by burning down the countryside around Bologna and starving the city into submission.

The real turning point came when the Breton company was staying in their winter quarters in the small town of Cesena. As so often happened, one of the mercenary soldier ended up in a brawl with some local butchers. The brawl expanded as both sides called upon their friends for help. Within hours the citizens of Cesena  were running round shouting “death to the Bretons and the pastors of the church”. The papal legate who was in charge of these military operations, a certain Robert of Geneva withdrew his remaining forces to the citadel and called Hawkwood to come to his aid. And Hawkwood arrived a few days later with all of his 4,000 well trained mercenary men, their highly polished armour sparkling in the winter sun. By the time the day was out, the shine had come off their armour and their white surcoats were drenched in blood. How many citizens of Cesena perished in the massacre is unknown. People across Italy told each other about the countless women who had been raped, about babies whose heads were smashed against walls and unimaginable bestialities committed by these monsters. And they kept repeating the name of the man who had overall command at Cesena, the cardinal legate Robert of Geneva who they said had run around with his mercenaries shouting “I want blood, Blood! Blood! Kill them all!”. Remember this name, it may come back again.

The timing of the massacre at Cesena could not have been worse. Because just weeks earlier Pope Gregory XI had finally made landfall in Italy. There are multiple depictions of Gregory XI’s entry into Rome on January 17th, 1378, all showing him arriving at his splendid palace on a white horse or mule, handing out gold coins whilst bystanders, bishops, cardinals, monks and nuns watch adoringly. Not quite how it happened. Gregory XI arrived surrounded by 2,000 armed men. Upon brief inspection the Lateran palace, home of the popes for centuries was so dilapidated, there was no way the Holy Father could live there. So, the whole cavalcade turned and set off across the Tiber to the Vatican City. There suitable accommodation could be found. And that is where the popes have lived ever since.

The massacre of Cesena may have been another nail in the already rickety coffin of the papacy, in particular its French speaking popes, but it did break the spirit of the Florentine League. The war of the seven saints was over and the pope had regained the Patrimonium Petri.

And that is when he died.

What happened next has been disputed, less by contemporaries then by French and Italian historians for centuries.

Gregory XI, when he saw his end approaching issued a papal bull changing the terms of the papal election to make sure a new pope could be elected almost instantly after his death. Many authors interpret this as Gregory being afraid of a Schism and hence wanted a swift, if unconventional election. I find that quite honestly nonsense. If he had indeed been afraid of a schism, legitimacy of the newly elected pontiff should have been at the forefront of his mind. Hence he would have left instructions to make sure that every aspect of this conclave would be in accordance with the letter of canon law. By suggesting an expedient election, even one without a formal conclave if necessary, he made it even more likely the election would end up contested.

In any event, the cardinals decided to hold a formal conclave. They met in Saint Peters, all 16 of them. Four of them were Italians, one Spanish and the rest are often called French. However, within that group there were 5 from the Limousin region. The reason for that was that 3 of the last 4 popes had been from the Limousin area and these guys were all their nephews and other relatives. Hence the other French, led by Cardinal Robert of Geneva, the butcher of Cesena, there he is again! wanted anything but another Limousin pope. This faction also included the Spanish Cardinal, Peter de Luna, another name worth remembering.

As the conclave opened and the popes marched across St. Peter’s square they saw a large crowd of Romans who made their wishes clear – “Romano lo Volemo” we want a Roman. Some would later write that they shouted much harsher words than that, something along the lines of “If you do not give us a Roman, we will kill you all”.

Once the doors had closed the conclave begun in earnest. Robert of Geneva had already canvassed his colleagues and – realising his hands were still a bit too blood drenched to put on the papal mitre, is alleged to have declared that quote “We shall have no one else as pope than the archbishop of Bari”.  The Limoges faction too realised that they had no chance to push their own candidate. So the cardinal of Limoges rose and declared quote “I propose the election of a man to whom the people cannot seriously object and who would show himself favourably to us….I elect the archbishop of Bari to be pontiff of the holy and catholic church and this I do freely and willingly” end quote. Cardinal Orsini, another one who had hoped to move up in the church stakes, resigned himself to the inevitable, and declared he would vote with the majority.

Who is this archbishop of Bari everyone was so keen on? His name was Bartomolmeo Prignani. He was, as the name indicates, an Italian. Not a Roman, but a man from the kingdom of Naples. The reason everyone in the college of cardinals could so readily agree on him was that they all knew him. Prignano had spent the last 14 years in Avignon as a diplomat for the curia and was recently elevated to vice-chancellor for Italy, aka he was the guy with the key to the moneybox. He was an insider. Someone who had been useful and deferential to these great princes of the church in the past and who they expected he would continue to be exactly that.

There was only a bit of a technical problem. Prignano wasn’t in the Vatican and without his consent his election could not be formally concluded and announced. The cardinals immediately called for him to come to the palace along with a number of other prelates, so as not to give away their decision. It took a while for Prignano to get across the city that was teaming with people. The crowd outside was now getting restless. They saw prelates arriving, some of them French. Rumours went around the cardinals had chosen another Frenchmen. The shouts “we want a Roman, we want a Roman” grew louder and the crowd moved towards St. Peter.

Meanwhile the cardinals returned to a chapel inside the complex and moved to formally elect Prignano.

Now this is important, it was after the cardinals had elected Prignano that the crowd burst into the palace, demanding to see who they had chosen. They said “Bari”, but that was misunderstood for another name, a Frenchman. And Prignano was not there yet and could therefore not be shown to the crowd. In the absence of the elected pope, and most likely fearing for their lives, they dressed the 90-year old cardinal Tebaldeschi, a Roman well known to the crowd, in papal robes and shoved him onto the throne. The old man protested, shouting, I am not pope, and I do not want to be an anti-pope, the archbishop of Bari is pope.

Whether anyone heard him is unclear, because all the other cardinals had run away and left Tebaldeschi on his own with the mob. Some made it to Castel Sant Angelo, others went back to their fortified houses and the future pope, Bartolomeo Prignano, or as we should call him now, pope Urban VI, hid in a small chamber inside the bowels of the Vatican palace. The crowd sacked the palace and then moved to the home of poor Tebaldeschi. It was a longstanding Roman tradition that the people were allowed to clean out the home of a new pope on the night of his election, and they still believed that was Tebaldeschi.

The next day the cardinals, including Robert of Geneva, announced the election of Urban VI and though he wasn’t a Roman, the crowd was satisfied. Over the next few weeks various cardinals announced to all and sundry in Europe that they had freely and legally elected a new pope. On April 18th, 9 days after his election pope Urban VI is crowned and got to work.

And, oh golly, he turned out to be nothing at all what the cardinals had expected. Instead of being that meek and malleable man he had pretended to be for all these years in Avignon, he flipped over into full-on autocratic ruler. And not only that, he developed an unhealthy obsession with his former colleague’s finances.

In his easter Sunday sermon he condemned churchmen who were perennially absent from their posts whilst still collecting their benefices – a bit rich from a man who had been away from his archbishopric for 14 years. But Urban got the bit between his teeth. He tells the cardinal of Amiens that he should live a more modest life and please stop taking bribes from foreign ambassadors. And if not, he would strip him of his cardinal’s rank. He called cardinal Orsini a sot and had to be physically constrained from hitting the cardinal of Limoges in the face.

In the following weeks his outbursts became ever more extreme. He would have shouting matches, again with the cardinal of Amiens who he had singled out as the worst of the lot. One time when he was again screaming and cursing with his head turning from red to purple, Robert of Geneva demanded the pope treated his cardinals with a bit more respect – or else. Urban’s response was to threaten his cardinals with excommunication, even excommunication without the traditional three warnings.

One after another the cardinals slipped out of town under the pretext of the unhealthy climate. They gathered at Anagni. By August 13 of the 16 cardinals who had elected Urban VI were in this pleasant little town about 65 km from Rome. Of the other three who had elected Urban VI, one had died and two had returned to Avignon. They invited Urban VI to join them, but he refused.

It was apparent that Urban VI had not only changed, but in the minds of many cardinals had become mentally incapacitated. Modern historians are split down the middle, some believe he had a psychotic episode brought on by the sudden realisation of the enormity of his office, others see him as a pious pontiff trying to reform the church and weed out its corruption.

The cardinals faced a dilemma. Under canon law, the only reason for a deposition of a pope was heresy. And that charge could not be made to stick, in part because Urban VI had been a papal diplomat who had never voiced any theological opinions one way or another. Calling him incompetent or not compos mentis was simply not a viable argument under canon law.

But they did very much regret their choice and wanted to get rid of him. So they resorted to another canon law concept, which was that acts made under duress were invalid. On August 9, 1378 the cardinals declared the election of Urban VI null and void as it was made out of fear of the Roma mob outside. As a consequence the papal throne was vacant. The 13 cardinals present in Anagni then elected one of their own, the cardinal Robert of Geneva, the butcher of Cesena to be pope. Robert took the name Clement VII.

We could now go into a lengthy discussion about the legitimacy of this act and many historians have. Some argue that the fact the crowds broke into the Vatican and the cardinals only escaped by putting papal robes on cardinal Tebaldeschi proves that the threat to their lives was real. Others point to the cardinals treating Urban VI as pope in the months after the election and even admitting that quote “if he had behaved differently, he could have remained pope”.

For what it is worth, the catholic church believes that Urban’s election was valid and that all popes that followed the Avignon obedience were anti-popes. I personally could not care either way, nor did the contemporaries in the 14th century.

The only thing that mattered was that we now have two competing popes. This is not the first time this had happened, but on most previous occasions the schisms had occurred as a consequence of the conflict between the papacy and the emperor. This one is unusual, because it resulted from an internal conflict within the church. Being the total pedant I am, I would like to point out though that there was at least one precedent, the conflict between Innocent II and Anaclet II. That too was a conflict within the church or at least amongst rival factions in the city of Rome – episode 46 if you want to check back.

But I digress.

Robert of Geneva, now pope Clement VII left Italy after a few weeks and settled back into Avignon. And so did all the other cardinals. Urban VI compensated for the loss by appointing 24new cardinals. Clement VII took control of the papal administrative apparatus, which had largely stayed back in Avignon, whilst Urban VI built an entirely new papal infrastructure. The Western Christian world was now divided into the Roman obedience, i.e., lands that recognised Urban VI as the legitimate pope and the Avignon obedience, that are the parts who believed Clement VII was the rightful pope.

So, who was recognising which pope?

The loyalties of at least two geographies were fairly predictable. Almost all of Italy sided with Urban VI. After the massacre at Cesena, no Italian wanted Robert of Geneva as their spiritual guide. And these considerations were overriding even the political calculus that had compelled Florence and others to wage the war of the seven saints against the papacy. Queen Joanna of Naples was initially leaning towards Clement, but her people made it abundantly clear to her that they would not support such a stance and Naples -minus Joanna – went into the Roman  camp.

The key question was then whether France would side with Clement VII. Robert of Geneva was a cousin of King Charles V of France, and the rulers of France have never hid the fact that they preferred the papacy to remain in Avignon. The duke Louis of Anjou had warned Gregory XI against going to Rome, where he would “indeed cause great harm to the church were he to die there”. But Charles did take his sweet time to decide, calling an assembly of learned men and clergy to advise him. The French bishops abbots and university doctors knew what was best for them, and advised their king to support the pope in Avignon.

The rest was then tit for tat. If France supported Clement, then England sided with Urban. If England sided with Urban, Scotland sided with Clement. The empire was a more complex place with the house of Habsburg showing Clementine sympathies, and the Luxemburgs following Roman obedience, as did Poland and Hungary. The Spanish kingdoms went for Avignon, which meant Portugal went for Rome, and so forth and so forth.

Basically the papal schism became part of the political fabric of Europe, just another thing competing monarchs and princes could disagree on.

And almost as soon as the schism started, discussions began over how to end it.

These discussions did not emanate from the papal courts apart from demands that the respective other “false” pope stepped down, a proposal that obviously led nowhere.

The leadership in the discussion fell to the intellectuals of the day, which meant the doctors of the universities, and most senior amongst these, the university of Paris.

Since the popes and their courts did not differ in their interpretation of scripture, the debate wasn’t theological, but purely a question of canon law. And canon law, as we just heard did not contain provisions for the deposition of a pope except for heresy. And neither pope, for all their other failures, could be accused of heresy.

Therefore the simplest, if slowest option was to wait for one of the two pontiffs to die and then unify the church around the survivor. Urban VI was the first to die in 1389 after more of a decade of raging and ranting, tormenting and torturing. He fell off a mule and never recovered. He was not the most popular pope and his sarcophagus almost ended up as trough for the papal horses when St. Peter was remodelled.

But the opportunity to end the schism was lost, in part because king Wenceslaus failed to prevent the cardinals from electing a successor to Urban VI, who took the name Boniface IX.

In 1394 it was Clement VII’s turn to bite the dust. This time the powers to be reacted quickly. The royal council sent a letter to Avignon demanding the cardinals were to refrain from electing a new pope. The letter arrived, but the cardinals ignored it. Instead, they elected Pedro de Luna, the one Spaniard at the conclave of 1378 as pope Benedict XIII. The only nod to the royal demand came in the form of a solemn oath by the new pope that he would strive to resolve the schism, even if that involved his own resignation.

The policy of waiting for one pope to die clearly did not work.

The French government with the support of its clergy and university then pursued what they called the “via cessionis”, the idea being that both popes were made to resign at the same time. For that to work, the various monarchies supporting the two obediences needed to agree. And by 1397 it looked as if that could be achieved. A truce with England was concluded that brought king Richard II on board. The other prominent supporter of the roman pontiff was king Wencesalus IV. He too joined the coalition after that fatal meeting at Rheims, where he spent most of his time in state of drunken stupor. But hey, he seemed to have agreed.

So delegations went out to Avignon and to Rome demanding both popes resign. Guess what, neither did.

Now the French get really angry. If Benedict XIII wasn’t willing to go voluntarily, then he needed to be forced. In 1398 France declared what they called a subtraction, i.e., they decided they would no longer recognise Benedict XIII as the legitimate pope. 13 of his cardinals crossed the Rhone taking with them the papal seal.

But Benedict XIII was one of the most stubborn if not the most mulish man ever. Even though he had lost his most important supporter, he did not budge. The increasingly exasperated French rulers resorted to military might and besieged the papal palace in Avignon. It had been a long time since a temporal ruler had besieged a pope, the last was probably Barbarossa’s fateful siege of Rome in 1169. (episode 57)

But Benedict XIII still did not budge. The palais de Papes, as I mentioned at the beginning of the episode was as much fortress as it was palace. And even with guns, the French failed to take it. In the end the two sides came to a compromise. Benedict XIII was allowed to remain in his palace in Avignon, but under house arrest. French soldiers patrolled the city and blocked the gates. That less then dignified situation lasted until 1402 when Boniface escaped to Provence where he found protection. Several of the Spanish kingdoms that had deserted him returned to his obedience, even the cardinals trickled back into his camp and in 1403 the kingdom of France recognised him as pope again.

Meanwhile his adversary in Rome did not have a great time either. Boniface IX had inherited Urban’s quarrel with the kingdom of Naples that included a variety of exceedingly cruel murders, sieges and battles, all most unbecoming to a Pontiff.

Now that Benedict XIII was restored to power he felt magnanimous and sent a proposal to Boniface IX. The two contenders should first refrain from making new cardinals and then meet in person to end the schism. That did not happen becasue in 1404 pope Boniface IX died.

Everybody, including the leading churchmen had enough of the schism. The Roman cardinals offered not to elect a new pope if Benedict XIII resigned. Fat chance that would happen. Did I mention that Bendict XIII was a bit stubborn?

So the Roman cardinals elected Innocent VII who died a year later. Another opportunity. Again the cardinals on the two sides tried to get Benedict XIII to step down. Again, this intractable, pig headed, obstinate Spaniard said no.

But he at least offered to meet and discuss the abdication. As a stopgap the Roman cardinals elected Gregory XII whose sole purpose was to resign as soon as a deal was struck. Benedict XIII travelled to Italy to meet said Gregory XII at Savona. But on the appointed date, Gregory was 200 miles away in Siena. A new meeting was scheduled for Portovenere, but on that day Gregory was in Lucca and so it went another two or three times.

Finally Gregory XII dropped his guise and declared he would never resign and that his cardinals should stop scheduling these pointless meetings. Why did he do that? Not because he was convinced of his own superiority as pontiff, but because his greedy family wanted more time to suck the papacy’s treasury dry.

That was too much for Gregory’s cardinals who left him and met up with Benedict XIIi’s cardinals, who too were realising how intransigent their boss had become.

Having exhausted every other avenue, the church finally arrived at a solution that had already been proposed by two German theologians, Heinrich von Langenstein and Konrad von Gelnhausen. These had been the leading lights of the university of Paris and would later found the universities of Vienna and Heidelberg respectively. But way back in 1381 they had proposed to convene a church council to resolve the schism. At the time this was rejected as under canon law only the pope could convene a council. Heinrich and Konrad’s argued that it must be possible to convene a council in periods of the absence of a pope, for instance during the election period. And hence that there are circumstances a council can be convened without papal invitation.

It took until 1409 after all the endless back and forth, the failed meetings, the broken promises, that the university of Paris came round to their view. Papal invitation or not, the cardinals called a church council for March 1409 in Pisa.

And this was an impressive gathering, the largest church council since the great Lateran Council of 1215. 24 cardinals from both obediences, 84 archbishops and bishops plus the proxies of a further 102, 128 abbots and the proxies of 200 more, the general superiors of the four monastic orders as well as representatives of 13 universities across Christendom. And of course the ambassadors of all the great princes of europe, except for the Scandinavian, Scots, Neapolitans and the Spaniards.

To the surprise of pretty much no one, the council declared on June 5th 1409:

Quote “This sacred synod, acting for the universal church, and as court in the present case against Peter de Luna and Angelo Corrario, once known as Benedict XIII and Gregory XII….decrees they were and are schismatics, nourishers of schism and notorious heretics and that they have deviated from the faith and have committed notorious crimes of perjury by violating their oaths…For these reasons and others they have proved themselves unworthy of all dignity and honour, including those due to the papal office. …This synod deprives, deposes and excommunicates Peter and Angelo and forbids them to act as supreme pontiff. This synod declares the Roman see vacant”. End quote.

Hurrah, fantastic. The schism is over. Both popes are deposed. All we need to do now is elect a new one and mother church is at long last reunited.

And that they did. The cardinals of both obediences, holding hands in new found unity and, as representatives of the church council, elected Peter Philargi, the archbishop of Milan who took the name Alexander V.   

Their deed done the council declared to meet again in three years’ time to debate much needed church reform. Pope Alexander proceeded to Bologna to receive the allegiance of the city, the largest in the papal dominion.

Alexander V was 70 years of age, hence much younger than the recently deposed popes which made it such a shock when he died shortly after entering Bologna.

All could still have worked out fine had the cardinals accompanying Alexander V had chosen a more suitable successor. The one they chose was however Baldassare Cossa, a man of let’s say chequered past. He had been a naval commander in his youth and rumour had it that he did do a spot of piracy on the side. Other stories went around about his fondness of the ladies, whether he indeed had seduced 200 in Bologna as was claimed by his detractors is however doubtful, purely on the grounds of time constraints. Then there were the questions around Alexander V’s mysterious early death, the vast bribes paid to the electing cardinals and so forth.

John XXIII as the new pope styled himself entered Rome in 1411. The deposed Gregory XII cowered in the town of Gaeta but held on to control over bits and bobs in Italy, the empire, Poland and Lithuania. Meanwhile Benedict XIII could still rely on the Spanish kingdoms and Scotland. Despite all the effort, the schism still was not over.

In 1413  John XXII lost his hold on Rome when the Neapolitans marched in. The Pisan pope fled to Florence and began a peripatetic life that led him to Constance in 1414 where the next church council was to be held. But that is a story for another time. For now we freeze at the point where Europe has three popes.

Next week we will talk about what the implication of all these shenanigan were for the relationship between church and state, the relationship between monarchs and their diets and parliaments, the defence of europe against the Ottomans and the way people thought about god and all that.

If you want to pass the time until then by listening to old episodes, why not go back to the schism between Innocent II and Anaclet II in episode 46 or Barbarossa’s fateful siege of Rome in episode 57.

Before I go let me just remind you that you can support the podcast by going to histyoryofthegermans.com/support where you can either sign up as a patron or make a one-time donation. And just remember, from November Apple will add a 30% surcharge to your donation if you sign up using your iPhone. So go to your trusted old computer and do it there.

Transcript Part 2

Hello and welcome to the History of the Germans: Episode 167 – The Great Western Schism (Part II), which is also episode 4 of season 9 “the Reformation before the Reformation”

When the Great Western Schism was finally resolved at Pisa and Constance, Christendom rejoiced.

Or so we have been told. But was it really such a devastating, catastrophic event that left the papacy mortally wounded, so impaired that it crumbled when next the power of the pope “to bind and to loosen” was questioned?  Or was it just an affair, a temporary misunderstanding created by some drafting error in canon law that prevented the removal of an incapacitated pope?

Me thinks that is worth investigating even if it means diving deep into theology and canon law. But do not worry we will also do a spot of fiscal policy just to lighten things up a bit.

But before we start le me remind you that the History of the Germans is advertising free thanks to the generosity of our patrons. And you can become a patron too, either by signing up on patreon.com/historyofthegermans or on historyofthegermans.com/support. And thanks so much to David W., Steven M., Kira V., Hanyu H., Marco C., Stephen and Anne Elise who have already taken the plunge

And with that, back to the show

Last week we looked at the sequence of events that made up the western schism up until and including the council of Pisa in 1409. But this is the same as looking at a bunch of revelers dancing on a suspension bridge. Yes, checking out their crazy moves and wild antics is entertaining, but the true story takes place underneath, in the vibrations that put the bridge into an uncomfortable motion, a motion that might or might not loosens the anchorages and weaken its structural integrity. Not much may be happening for weeks, months, even decades afterwards, but wait for the next time and the whole construction may collapse into the ravine…

That is what we are looking at today, the impact of the schism on the solidity and durability of the most powerful of medieval institutions, the church of Rome.

If you open up say the Encyclopedia Britannica or similar publication, you will find sentences like this quote:  “The spectacle of rival popes denouncing each other produced great confusion and resulted in a tremendous loss of prestige for the papacy.” Wikipedia goes one step further and says: quote “this dissension and loss of unity ultimately culminated in the Protestant Reformation of the 16th century”.

That is quite frankly what I always believed and have been taught in school. But reading modern scholars you will find a more restrained perspective. Donald Logan concludes in his Church in the Middle Ages Quote: “what happened then [i.e., in the 15th century] was not decay and decline, as often had been said, it was rather a period of unusual richness. A richness in which the church shared and to which it contributed”. Joelle Rollo-Koster a scholar who has spent a large chunk of her career on the Western Schism makes the point that for most peasants and burghers the schism was not a major source of anxiety. If they were living in the empire, they would have been told by their priest, their bishop and their king that the true pope was Urban VI and that the excommunicated usurper in Avignon was antichrist. And if you lived in France, you believed the same, just the other way around.

For most lay people there was no confusion. They weren’t asked to make a choice about either the obedience to follow or the content of the faith itself.

Even further on the “the schism did not matter” side is the Catholic Encoclypedia who calls it a “temporary misunderstanding…fed by politics and passions”. Well, they would, wouldn’t they. Or one of my favorites, the medievalist Walter Ullmann who reduces it to a “serious defect in the law of the church which provided no constitutional means of dealing with an obviously unsuitable pope”.

So, who is right, the ones who say the schism was a fatal blow to the papacy that became a major stepping stone to the Reformation or those who said it was an aberration that was repaired within a few decades, or are both sides right in their own way?

This is the History of the Germans Podcast, not the history of the papacy and certainly no seminar on canon law. So we have our limitations. But though we cannot get to the bottom of things, we can at least ask four fundamental questions which – at least in my view -determine whether something has fundamentally changed or not, namely:

  • Did the constitutional role of the pope change due to the schism?
  • Did the schism change role of the clergy?
  • Did the perception of the church by lay people change due to the schism?
  • Did the schism change the European political landscape?

Sounds fair? In which case, let’s dive right in.

Did the constitutional role of the papacy change because of the schism?

To answer that we need to first look at what the role of the pope had been before the schism. And that gets us straight back to pope Gregory VII, you know the one who had left emperor Henry IV to freeze outside the gates of Canossa for three days. If you are a very faithful and observant listener to the History of the Germans, you may remember that this Gregory VII had not only humiliated an emperor, but before doing so had put together 27 “statements of facts” about what a pope is and what he can do. Episode 32 if you want to go back.

And being a pope, Gregory VII conclusion was a little one-seded. A pope can do anything and anything he does is always right. He did elaborate a bit more and declared things like  “That of the pope alone all princes shall kiss the feet”, that he could depose bishops, kings and emperors  and that “the Roman church has never erred; nor will it err to all eternity”.

Gregory VII and after that his successors came  to this conclusion based on Matthew 16:18 and 19. That is the passage in the bible where Jesus said: “And I tell you that you are Peter, and on this rock I will build my church, and the gates of Hades will not overcome it. 19 I will give you the keys of the kingdom of heaven; whatever you bind on earth will be bound in heaven, and whatever you loose on earth will be loosed in heaven.”

From that canon law concluded that Peter was the immediate successor of Christ, his vicar on earth, the holder of the keys to heaven. He had practically the right to bind anyone on earth which must mean he had unlimited power over both spiritual and temporal matters. This power, said Gregory VII was then handed down undiminished along the line of Peter’s successors.

Having absolute power over all Christendom, Gregory concluded in his statement  #19: “That he himself (i.e., the pope) may be judged by no one” and as #16 “That no synod shall be called a general one without his order”.

I am no theologian, but it might have helped Gregory to read on a further three verses in the same chapter where Jesus said to Peter:  “Get behind me, Satan! You are a stumbling block to me; you do not have in mind the concerns of God, but merely human concerns.”  But hey, who wants to read that bit…

Bottom line is that Gregory VII had declared the pope all powerful and the church infallible. And that view was repeated over and over again until it was in actual meaning of the word, gospel. Everybody had forgotten that 30 years before Gregory the emperor Henry III had deposed 3 popes, not for heresy but for simony. or that previous emperors had called and presided over church councils or that church councils had judged popes, like they had done at the famous cadaver synod of 897.

The great imperial popes of the 12th and 13th century filled Gregory VII’s premise of absolute power over Christendom with political reality when they smashed the Hohenstaufen emperors. Even though this external political power may have been significantly weakened by the move to Avignon, the notion that the pope was the absolute ruler of the church, cannot be judged by anyone and was the sole convener of a general council remained canon law.

Arguably during the time in Avignon administrative control of the papacy over the local churches tightened considerably, in particular under the leadership of John XXII and Benedict XII.

So by 1378, everybody agreed, the pope was the absolute lord over the church. He could not be judged for anything, well apart from heresy which would place him outside the community of the faithful. And nobody could convene a church council, but the pope. This approach had served the popes well for 300 years since Gregory first wrote down his 27 statements of fact, but would turn into a never ending nightmare when the schism of 1378 hit.

Le’s just recap how all this came about. In April 1378 the cardinals had elected the archbishop of Bari, Bartolomeo Prignani as pope Urban VI. 4 months later the cardinals changed their minds and the exact self-same voters who had elected Urban VI declared Urban’s election to have happened under duress and was therefore null and void. That done they elected cardinal Robert of Geneva as pope Clement VII.

In the subsequent legal debate scholars argued furiously about whether or not the Roman mob was indeed baying for the cardinals’ blood and whether that had influenced their decision. But that is the wrong question. Because that was not the reason the cardinals started the schism.

The reason was that they were regretting their choice. They did not like how Urban VI treated them, that he shouted at them, demanded they change their lifestyle and threatened them with dismissal or excommunication. And some, if not the majority had genuine concern about the mental state of the new pontiff and the impact this will have on the church as a whole.

If the church had been a parliamentary democracy, the problem would have been easy to resolve. Urban had lost the majority support in the decision making body and that would be the end of him.

Even in a presidential democracy this problem can be resolved through an impeachment or a declaration of mental incapacity under the 25th amendment. Well, at least in principle.

But the church was neither a parliamentary nor a presidential democracy. It was the exact opposite. The pope was an autocratic ruler whose legitimacy came from nobody else than from god. Jesus had said so himself.

Therefore the only way to remove a pope was to claim he was a heretic. But that was not a viable way the cardinals could go, since Urban VI was all sorts of things, but he wasn’t a heretic. Hence they resorted to the last remaining legal construct, the general principle that legal acts performed under duress are null and void, which is what got us this rather pointless debate over the bloodthirstiness of the Romans.

So the real question is, why did the cardinals not create a new legal framework that included a process for dismissal of a pope for mental weakness? Well, that is where the rubber hits the road.

If there could be some sort of court that could rule that Urban VI had lost his marbles, well that would be a judgement that was explicitly ruled out by Gregory VII’s statement #19 that the pope quote “may be judged by no one”.

Ok, so why did they not do away with just statement #19 and declared that uncanonical? That does not work either. Because Gregory VII had formulated these not as theses of opinions or doctrines, but as “statements of fact”. Hence dropping one of the statements means all the other statements could be changed too. And once you change these, the whole concept of the absolute power of the papacy crumbles into dust.

And nobody wanted that, not the cardinals, not the bishops and abbots, not the doctors of the university of Paris. Why, because if the most sacred of monarchs in the Christian world could be made to stand trial like any mere mortal, the medieval world would be turned upside down. The moment the pope was elected and crowned he ceased to be a normal human, but an embodiment of the church. The same was true for kings. Ernst Kantorowitz who you may remember from episode 93 had highlighted that there were two bodies of the king, the earthly, temporal man of flesh and blood and the spiritual embodiment of the kingdom itself.

What is at stake here is not just the question of whether Bartolomeo Prignani or Robert of Geneva,  was the legitimate pope, but what it means to be a pope and what it means to be a king.

Figuring out how to end the schism had never been an intellectually difficult question. This was not an intractable conflict as we have them today between nation states or different kinds of religious or ethnic groups. Everybody agreed that there should only be one pope. And it was also clear that if the popes would not resign simultaneously that the way to move forward was a general church council. The two doctors Langenstein and Gelnhausen had proposed that as early as 1379. That was not the difficult part.

The difficult part was to decide to do it. Because by calling a general church council without a papal endorsement, and then empower the council with the right to judge and depose a pope, you tear apart Gregory VII’s statements of facts, the constitution of the Roman church they had adhered to for 3 centuries. It was a huge leap into the unknown which took 40 years and the exhaustion of all other possible avenues to a resolution before the cardinals were desperate enough to call the community of the faithful to Pisa for 1409.  

What were they afraid of? One was simply that if a church council representing the community of the faithful could decide the fate of a pope, could a parliament or imperial diet representing the community of his subjects depose a king? Would all this result in a complete reassessment of medieval society?  

Did it? Well what we do know is that in 1409 a general council of the roman church was called, not by either of the popes, and we know that this council was very well attended and that it decided to depose Benedict XIII and Gregory XII.

By doing so, the church had removed first statement #16 about the convocation of a council and statement #19 about judging the pope. And by doing so it had put into question not just these provisions, but the entirety of Gregory VII’s statements, the constitution of the papacy as it had existed until then.

So yes, the schism did change the constitutional role of the papacy. Later popes will work hard to roll back the conciliary movement, but the genie is out of the bottle. The successor of St. Peter is no longer the undisputed sole authority that can bind on earth what will remain bound in heaven. That is a big thing and another one of these doors we go through from the Middle Ages to the Early Modern period.

Now let’s go to question #2, did the role of the clergy change in the wake of the schism?

Now I have been going on about lay piety as a huge driver of not just church politics but medieval politics in general. We should never forget that at this time the afterlife was something of crucial, daily significance to everyone. Crucial and daily. These people did not build cathedrals capable to hold double the city’s population just to keep up with the Joneses, but out of a deeply felt desire to get closer to god.

And because the afterlife was of such immediate urgency, laymen placed so much importance on the intermediaries they were told they needed to interact with the powers above. They wanted their monks and nuns to observe the brutally harsh rules of St. Benedict and the other monastic founders. They wanted their priests to be pious, well read, celibate and morally upstanding. Why, because these were their advocates before god who were to make their case that they should have a shortened time in purgatory and be ultimately admitted to Elysium. And who wants to have a mumbling, stumbling advocate who only got the job because his dad had bought it for him?

By 1378 the laity had been demanding all these things for 300 years and instead of things getting better, things had gotten even worse. Chaucer’s Canterbury Tales which date from between 1387 and 1400, right throughout the time of the schism are full of tales of drunk monks, dissolute priests and greedy papal officials. So are the stories in Bocaccio’s Decameron, written a bit earlier and the Cent Nouvelles Nouvelles of Antoine de la Sale that were a little later. 

What to do? Sure one could demand another wave of church reform as had happened in the 10th, the 11th and the 13th century bringing us the Cluniacs, the Cistercians and the Dominican and Franciscan friars. But all of these had become fat and lazy, maybe not all, but many. What guarantees that another attempt would finally yield the desired outcome? So radical alternative notions did gain traction.

The first of these alternative thinkers was abbot Joachim of Fiore (1135-1202). He was one of those preachers of the Apocalypse who predict the end of the world for a specific date. His date was the year 1260 which obviously passed without much incident. But what sets him apart from your run-of-the-mill doom-monger and left a lasting impact was his idea of how the apocalypse would unfold.

Joachim of Fiore predicted that antichrist would first return as an evil pope. And that after his fall an eternal gospel would be revealed that would completely replace the organized church. Humankind would be granted direct knowledge of god and his words and deepest meanings. There would hence no longer be the need to speak to god through a priest.

Despite these rather explosive predictions, the church did not condemn his views wholesale and his writings kept circulating long after his death. His idea that the organized church could be done away with completely was picked up by the next generation of non-conformist thinkers. William of Ockham (1287-1347) and Marsilius of Padua (1275-1342) openly questioned the all-encompassing power of the pope as we have already heard in episode 151.

Marsilius believed that all temporal power came from the “human legislator” who conferred its exercise to the prince through a process of election. In this construct there was no place for temporal power of the pope and his clergy. Their role was confined to the spiritual world. His concept of the powerless church goes so far that no bishop or priest should have any coercive jurisdiction over any clergyman or layperson, even if that person was a heretic.

For Marsilius the schism would have been a piece of cake. He even stated explicitly in his main works the “Defensor Pacis” or Defender of the Peace, that any bishop or prelate could excommunicate a pope who was in breach of divine law and could call a general council that represented the community of the faithful. Gregory VII would be spinning in his grave.

Marsilius’ comrade in arms, William of Ockham summarized the criticism of temporal papal power most succinctly when he said quote: “If Christ had so ordained and disposed matters that the pope possessed a fullness of power of such an order that as to extend under all circumstances, over everything…, the law of Christ would be a law of terrible slavery..” end quote

Though Marsilius and Ockham had both been excommunicated, their writing circulated widely and were incorporated into the academic discussion.

One of those who picked up where they had left off was John Wycliff (1328-1384), a true radical. He believed not only that the church had no temporal power, but that it did not even exercised control over the spiritual activity. According to his teachings, everybody was allowed to preach and everybody was allowed to administer the sacraments, without the need of a church license. The only source of inspired teaching was to be the bible. And, to top it off, he demanded that old chestnut, that the church should live in apostolic poverty. Wycliff was popular with the leading men of England at the time because he gave them license to raid the churchmen’s houses, the abbeys and cathedrals. Wycliff’s thesis were quickly banned by the church, but he did enjoy enough royal patronage that he could end his days in relative comfort.

We will talk a lot more about Wycliff and how his thoughts travelled to Bohemia in a separate episode.

The one strain I wanted to follow here though led to a man whose writings are today almost forgotten but had been the absolute bestseller of the early days of printing. I am talking of course of Thomas à Kempis, a preacher born in Kempen in the Rhineland who was most active in what is today the Netherlands.

Though Thomas and his adherents remained within the official church, his teachings about the importance of the clergy were not far off Wycliff’s. He had been a Brethren of the Common Life, a congregation of men and women who did not take monastic vows, but who committed themselves to living  modest, even perfect lives. They were not necessarily anti-intellectual but they took the view that acts were more important than thoughts.

As Thomas a Kempis wrote: “It is not learned discourse but a life of virtue that brings you close to God. I would rather feel contrition than know how to define it”. His main works, the Imitation of Christ contains dozens and dozens of such straightforward suggestions about how to live a life that pleases god. It goes all out on “love thy neighbor” and “do not think of yourself as better than others, however obviously wicked they may seem”.

His works struck a chord with many lay people who were disappointed with the organized church and sought advice about what really mattered to their spiritual wellbeing.

As you know I am not a very spiritual, let alone an organized church person, but the more I read of Thomas a Kempis, the more I warm to him.  His preferred place was apparently in “hoexkens ende boexkens” meaning in a nook with a book. A man after my heart!

So how does that tie back to the schism? Well it does in as much as the schism was resolved by a church council, a congregation of the faithful. This congregation of the faithful had deposed the highest representative of the clergy in Christendom, the pope. If that was not only possible but also canonical, then the collective of the believers acting as one must rank above the clergy. Which means the individual sinner can gain access to God without the intercession of a priest.

That does not mean that the schism did away with clergy for good, except for heretics like the followers of John Wycliff, but it has definitely opened up routes of interaction with the deity that were previously inconceivable.

Ok, we are nearly done. The next topic to discuss is #3/4: Did the perception of the church change due to the schism?

I must say that I found Joelle Rollo-Koster’s argument that most people did not care that much about the schism itself quite compelling. The fact that there are two popes is only a problem if one is expected to make a choice between the two. But hardly anyone had to make this choice. The choice was made for you by your king who had sided with one or other obedience.

Sure, the antics of these popes were most undignified and damaged the honor of the office. But there is no denying that papal behavior before the schism did not have much to commend itself. The move to Avignon, the submission under the French crown,  the relentless persecution of the chosen emperor Ludwig the Bavarian, the loss of focus on church reform etc., etc., had already undermined the standing of the papacy before the schism had even begun.

But that does not mean the Schism had no impact. This impact did however not come through the propopagande machines, but rather prosaically through fiscal pressures. Yes, it is the money – again.

After the move to Avignon the church finances went through three main iterations.

When the popes first arrived, they had to urgently find a replacement for the revenues they used to draw from the papal states in Italy. These had not been very extensive to start with since the hold of the papal administartion over these places was at best pretty loose. But now, when they were hundreds of miles from Rome, they became non-existent.

The way they, specifically popes John XXII and Benedict XII made up for it was by creating a highly sophisticated administration that collected tithes, annates and all sorts of other church taxes across the christian world.  There is a reason the palais de papes in Avignon grew to 15,000 square metres. That was not to accommodate the cardinals who lived in their splendid mansions in Avignon or across the river in Villeneuve. The space was needed to house the hundreds of scribes, notaries and archivists who kept the great ecclesiastical money extraction machine running.

In particular the papal archives were of huge monetary importance. Having a database of how much each archbishop in the German lands paid in tithes to Avignon helped to figure out who was trying to cheat the system. A set of accounts going back decades helped to determine the expected annate, that first year income a new bishop had to send back to the papal coffres. A well-oiled system of courts that could provide quick and reasonable judgements provided a source of generous court fees. And so on and so on.

In these first decades in Avignon papal finance not only rebounded but became a fountain of coin comparable to any of the great monarchs  of the time.

Things got more challenging when Clement V came to the papal throne. He was a great noble, used to the finer things in life. So expenditure of the papal court went through the just recently rebuilt roof. If you go to Avignon and look at the beautifully frescoed rooms, that is all Clement V. At the same time the famines and ecological disasters of the 14th century deflated church incomes. Things got infinitely worse with the Black Death that wiped out a third of Europe’s population and created an agricultural depression.

Whilst the top line contracted, military expenditure spiraled upwards. On the one hand was the defense of Avignon itself that had become a preferred target of the mercenary companies. As a reward for their thievery the popes hired these same mercenary companies to help reconquering the papal states. War, as our old friend Karl IV kept saying, was by a country mile the most expensive activity one could undertake.

Therefore by the time Gregory XI made his less than triumphal entry into Rome in 1378, papal finances were already on their knees.

The schism, to say it mildly, did not help. The majority of the papal administrators and their archive had stayed behind in Avignon. Hence Clement VII could settle into an existing operational infrastructure. However, since his obedience was less than half of that of his predecessors had overseen and his expenses were roughly the same as before, his deficit snowballed.

But not quite as badly as that of his opponent in Rome. Urban VI and the Boniface IX had to recreate a whole papal administration from scratch without access to the expertise and crucial information left behind in Avignon. If that wasn’t enough, the political situation in Rome was infinitely more fragile than in Avignon. The Roman popes of the schism were involved in a constant military conflict with the kingdom of Naples meaning the papal court and all its administrators had to pack up their papers and desks and leave Rome on several occasions. That was the revenue side. On the cost side, the Roman popes had inherited the cost of controlling the papal states, meaning they had to foot the astronomical bill of the mercenaries.

Bottom line is that both the papacies were constantly broke, as was the third line of popes after the council of Pisa.

All these papal administrations had to squeeze their remaining sources of income ever harder. One was one was to declare a holy year for 1390 that brought almost 200,000 pilgrims to Rome, all spending freely and donating generously. That required a change of tack since Holy years were only supposed to take place every fifty years but by some ingenious calculation that was now 33 years which in an even weirder sort of mathematics gets us to 1390.

Calling a Holy Year outside the calendar is comparatively harmless. Where it got more problematic was when the papal administration demanded ever higher annnates. An Annate is the obligation to pay the first year’s income from a new benefice to the pope. That did not only go down badly with the new officeholder himself, but also with all his dependents who had to wait a year before the full benefit of the church income came to them. If a senior clergy on a collision course with the papacy wasn’t problematic in itself, it also encouraged the prelates to flog their flock hard to cover the shortfall.

And finally, there was the really big problem that really undermined the church, the indulgences. Indulgences were nothing new. They had first been used on a major scale to finance the first crusade in the 1090s. Many of the chivalric orders used indulgences as a means to fund their operations in the Holy Land.

The perceived benefit of indulgences relates to the concept of purgatory. Purgatory is a sort of holding pattern where the soul is being purified before it is admitted to heaven. This waiting period can be very long, thousands, if not millions of years. But help is at hand. You could drastically reduce the time in purgatory if you receive an indulgence, effectively a share of the treasury of merit the church had gathered through the great works of the saints.  These indulgences were initially granted to the faithful who had undertaken good works, for instance had gone on crusade. But very quickly these efforts could be replaced by a simple monetary transaction. The church developed detailed tables where you could see how many years of purgatory relief one would buy for how much money, not in the 16th century but much earlier.

As we go through the 14th century the financial pressures on the church under the schism led to a huge expansion in the sale of indulgences. The church created a dedicated job, the pardoner, a sort of travelling salesman in indulgences.

Though clearly a lot of people bought indulgences and believed they worked, still the whole system became subject to ridicule. In Chaucer’s Canterbury tales the Pardoner, the indulgence salesman, gives an honest account of his business, quote:

 “By this trick have I won, year after year,

An hundred marks since I was pardoner.

I stand like a clerk in my pulpit,

And when the ignorant people are set down,  

I preach as you have heard before

And tell a hundred more false tales.

My hands and my tongue go so quickly

That it is joy to see my business.

Of avarice and of such cursedness

Is all my preaching, to make them generous

To give their pennies, and namely unto me.

For my intention is only to make a profit,

And not at all for correction of sin.” End quote.

There you have it, the fiscal pressures of the schism drove up a massive expansion in the use of indulgences, and we all know where that ended.

There we are, only one last and final topic left: Did the schism change the European political landscape?

One of the most astounding moments in the story of the schism is when the kingdom of France “subtracted” its obedience from Benedict XIII in 1398. This term subtracting basically means that the kingdom of France no longer recognized pope Benedict XIII nor did they recognize any other pope. The official reason they did that was to force the pig-headed Benedict XIII to resign and thereby open the possibility for a reunification of the church.

This was a seminal moment in as much as it left the kingdom of Frace without a pope. Effectively a break with Rome, even if it had always been intended to be only temporary. This break with Rome had many features that we will find in the actual Reformation. For instance during the subtraction the king of France claimed what used to be the papal income for himself. Some churches and monasteries were expropriated to cover the cost of the ongoing 100 Years’ war or to pay for the lavish court.

The subtraction did not stick though. The crown squeezed the peasants and burghers even harder for church taxes and tithes than the papal administration had done. And they did not provide much in exchange. The prelates were still incompetent and corrupt, if not more so, the market squares were awash with indulgences, and, worse of all, the country was in a state of sin having definitely broken with Christ’s Vicar.

The population rebelled against the subtraction, supported by a fraction inside the dysfunctional French court and France returned to obedience under Benedict XIII. They did it again to support the council of Pisa, but that was a much shorter interlude.

But the precedent was set.

And there was something else. The decades of the schism where France had a different pope to its neighbors in England and the Empire created an even deeper sense of unity amongst the French, mainly the Northern French people.  I am still loath to talk about nationalism in the modern sense, but “nations” in a distinctly late medieval sense were becoming a source of identity during and because of the schism. And we see that not just in France but across Europe. Going back to the beginnings of the schism, it is the demand of the Roman people for a roman or at least an Italian pope and the opposition of Florence against a French pope that could be identified as signs of a beginning sense of national belonging.

At the council of Pisa the delegates sorted themselves into Nations similar to the nation concept you find at medieval universities. When we will talk about the council of Constance, the question what role these nations should play in the voting process will become crucial. There is clearly something afoot – which again is another step out of the Middle Ages into the early modern period.

That is it. Four out of four. The great Western Schism had changed the face of the church and the face of europe profoundly. It wasn’t just an affair, a temporary misunderstanding. It was a wild ride that loosened the anchorages of the medieval world. Not that the structure collapsed right away, but it was fatally weakened.

The schism was however not the only major event at this transition point. Once the imperial popes of the 12th and 13th century had crushed the emperors, they had inherited not just their rights, but also their obligations. And one of these obligations was to defend Christendom against foreign, specifically non-Christian invaders. That is what Otto I had done on the Lechfeld when he defeated the Magyars and what had won him the imperial crown.

Now it was the pope’s job to organize the resistance against the new threat from the east, the Ottoman empire. The Ottomans had crossed the Bosphorus in 1352 and had expanded rapidly across the Balkans, and by the time of the schism had surrounded Constantinople. The last Byzantines sent increasingly desperate messages to the west. In 1400 the emperor Manuel II Palaeologus came in person to Europe to ask for military assistance and even offered to bring Constantinople under the obedience of the bishop of Rome.

This Ottoman threat and how the king of Hungary, Sigismund of Luxemburg the son of Karl IV, half-brother of Wenceslaus the Lazy and future convener of the council of Constance deals with it will be the subject of next week’s episode. I hope you will join us again.

Before I go, just a last reminder that the History of the Germans is advertising free thanks to the generosity of all our lovely supporters. If you want to join this band of brothers waving the flag of history, you can do so by going to historyofthegermans.com/support and choose the option that best suits you.

The Decline of the House of Luxemburg

“And since these especially ruinous harms to all of Christendom are not to be tolerated or suffered any longer, so we have completely agreed – with a well-considered disposition, by means of much and various discussion and counsel, which we have earnestly undertaken concerning this among ourselves and with many other princes and lords of the Holy Empire, for the assistance of the Holy Church, the comfort of Christendom and the honour and profit of the Holy Empire – that we want fully and specifically to remove and depose the above-written Lord Wenceslas as a neglectful procrastinator, dismemberer and one unworthy of the Holy Empire from the same Holy Roman Empire and all the dignities pertaining to it with immediate effect.”  End quote

So concluded the Prince Electors of Cologne, Mainz, Trier and the Palatinate on August 20th 1400. King Wenceslaus IV, son of the great emperor Karl IV, king of Bohemia and duke of Luxemburg was to be deposed for his “evil deeds and afflictions [that are] are so clearly manifest and well known throughout the land that they can neither be justified nor concealed” end quote

How could that happen. Last time we looked at the house of Luxemburg, they directly held almost a quarter of the German lands, controlled two of the seven electoral votes, had manoeuvred themselves into pole position to gain the Hungarian and the Polish crown, with even a long-term option on Austria, Styria, Carinthia and Tyrol . But now, a mere 22 years later, the great second Carolingian empire lies in tatters. How is that possible? That is what we will look at today.

TRANSCRIPT

Hello and welcome to the History of the Germans: Episode 165 – Wenceslaus the Lazy and Ruprecht of the Empty Pocket, which is at the same time episode 2 of season 9 “The Reformation before the Reformation”

“And since these especially ruinous harms to all of Christendom are not to be tolerated or suffered any longer, so we have completely agreed – with a well-considered disposition, by means of much and various discussion and counsel, which we have earnestly undertaken concerning this among ourselves and with many other princes and lords of the Holy Empire, for the assistance of the Holy Church, the comfort of Christendom and the honour and profit of the Holy Empire – that we want fully and specifically to remove and depose the above-written Lord Wenceslas as a neglectful procrastinator, dismemberer and one unworthy of the Holy Empire from the same Holy Roman Empire and all the dignities pertaining to it with immediate effect.”  End quote

So concluded the Prince Electors of Cologne, Mainz, Trier and the Palatinate on August 20th 1400. King Wenceslaus IV, son of the great emperor Karl IV, king of Bohemia and duke of Luxemburg was to be deposed for his “evil deeds and afflictions [that are] are so clearly manifest and well known throughout the land that they can neither be justified nor concealed” end quote

How could that happen. Last time we looked at the house of Luxemburg, they directly held almost a quarter of the German lands, controlled two of the seven electoral votes, had manoeuvred themselves into pole position to gain the Hungarian and the Polish crown, with even a long-term option on Austria, Styria, Carinthia and Tyrol . But now, a mere 22 years later, the great second Carolingian empire lies in tatters. How is that possible? That is what we will look at today.

But before we start, I want to thank all of you for your unwavering support throughout these almost 4 years. Without your encouragement and support, this show would have ended up on the pile of discarded podcasts long ago. I am particularly excited about the recognition this humble effort is receiving from the academic community. Specifically I want to thank professor Duncan Hardy who has given me an advanced look at his forthcoming book on Law, Society and Political Culture in Late Medieval and Reformation Germany, which is the source of the quotations at the top of this episodes and which will appear regularly throughout the upcoming episodes. Thank you so much! And at the same time I want to thank my patrons who have been so kind to sign up on patreon.com/historyofthegermans or have made a one-time donation at historyofthegermans.com/support. If you want to join them, you can do so at the price of jus a latté per month. But make sure you sign up from anything but your iPhone, as the evil kneecappers at Apple will charge you an additional 30% if you do so.

Special thanks today go to Chris E. J, Gilles L., John Thompson, Peter McCloskey, Martin Engelmann and Jim-V who have already signed up.

And with that – back to the show

An when I say back, we go all the way back to November 29, 1378. Emperor Karl IV lay on his deathbed, surrounded by his family and in particular his eldest son, Wenceslaus. Though Karl was an old man by the standards of his time, he was 62 years old when he passed, he only had his sons quite late in life. Wenceslaus, the eldest was 17, his half-brothers Sigismund and Johann were 10 and 8 years old. Apart from the three boys there were three sisters, Catherine, much older than the boys and married to Rudolf IV of Austria, plus Anne and Margaret, both still children. There were also some elder members of the House of Luxemburg, Karl’s brother Wenzel, the duke of Luxemburg and Brabant, and Karl’s nephews Jobst and Prokop of Moravia.

If we disregard Wenceslaus age, this was a pretty good setup from a dynastic point of view. Enough spare males to continue the family line should something untoward happen and two unmarried sisters to deploy for diplomatic gain.

Those of you who have listened to the last season will not be surprised to hear that Karl IV thought long and hard about this constellation and set everything up for success.

For one thing, he had given the younger sons enough assets and tasks to keep them from clashing with their older half-brother. Sigismund was engaged to Maria, the daughter and heiress to the kingdoms of Hungary and Poland, two of the largest and most difficult to manage monarchies in the whole of Europe. On top he was given the margraviate of Brandenburg, a land ravaged by decades of civil war that may need a lot of TLC, but came with a most valuable electoral vote. The youngest, Johann was given a modest duchy centred on the city of Görlitz, enough to live comfortably, but not enough to be a challenger to his brothers. His job was to support one of the other two – and being the spare should some unexpected harm befall any of them.

But most importantly, Karl IV had removed all obstacles previous sons of emperors had to deal with. Wenceslaus had been crowned king of Bohemia when he was barely 3 years old. At the age of 15 he was elected and crowned king of the Romans, an exercise that had cost his father literally millions, money he raised by handing over almost all that was left of the already much diminished resources attached to the royal title.

Hence when his father died, Wenceslaus immediately stepped up into the role of ruler of the empire. No tense election, no further bribes and no civil unrest. Just a smooth transition from father to son. The last time that had happened was almost 200 years ago, in 1190 when Henry VI took over from Frederick Barbarossa.

And when Wenceslaus came into the office on the Monday after the funeral, all was ready for him. His father’s advisors, some of whom had been with the house of Luxemburg for decades were happy to serve the young king. The chancellery, the office that kept the records and managed the correspondence was one of the most experienced and efficient in medieval Europe. The territories he ruled directly and that he could rely on for money and military resources were the richest and largest princely territories in the empire.

What could possibly go wrong? Well – everything!

What Karl IV could not protect his son from were the circumstances – and as Herodotus said, “Circumstances rule men; men do not rule circumstances.” You may counter with the great eastern philosopher Bruce Lee who famously said “To hell with circumstances; I create opportunities”. But that was the difference. Karl IV had been a Bruce Lee, Wenceslaus was not.

Much has been said and written about Wenceslaus, most of it less than flattering. But when he was 17, he was one of Europe’s best educated monarchs. He spoke multiple languages, had been tutored by some of the finest minds in the kingdom, including Johann von Jenstein, the bishop of Meissen and later archbishop of Prague, and his father had involved him in imperial politics a very young age.

And now this well trained and well set up young man was confronted with some of the most intractable problems of the already quite challenging 14th century. Two of these Problems were unfinished business left to him by his father and a further two had hit the in-tray more recently.

Let’s take them one by one:

First up is the thorny issue of the General Peace, the Landfrieden. As so often in history and current affairs, everybody wants peace but not everybody wants the same peace.

Karl IV and now Wenceslaus wanted a peace led by imperial institutions, meaning a structure where the imperial court and an imperial enforcement mechanism ensured that the roads and rivers are safe to travel on, feuding stopped and virgins, widows and orphans remain unmolested.

The cities liked the idea of safe roads and all that but were worried that the imperial courts and their police forces would be staffed with knights and princes, rather than their own people. Plus, so far no General peace had materialised despite decades of trying. Instead, the robber barons still stole all that was left of a traders wares after the extortionate princely tolls had been paid. So, the cities preferred to organise their protection themselves by forming leagues, first the Swabian League, then the Rhenish league and finally the Saxon League.

The princes too liked safe roads and rivers and all that, but would very much like to have their judges and their forces providing that peace. That would give them both the court fees and a hold over the cities to better shake them down for cash.

And finally, the knights, squeezed financially by the fallout of the Black Death, diminished socially by changes in military tactics and pushed around by both princes and cities resorted to robbery and feuding to make a living. So, I stand corrected, not everyone wanted peace, particularly not the knights. And to defend their ancient rights to plunder and robbery, or freedoms as they called it, they formed knightly associations like the Joergenschild in Swabia.

The second leftover issue was how to organise the kingdom of Bohemia. As I have been repeating to total exhaustion, being king of the Romans came with almost no resources. Hence to be an effective king of the Romans and later emperor, one needed their own territories in good order. Good order mainly means structured in a way that it produced enough coin to hire mercenaries, bribe electors and pay off competing claims. For Wenceslaus that meant he needed to turn the bundle of feudal rights he inherited into that we would recognise as a state, so not a medieval kingdom that worked through a cascade of personal obligations, but one where everybody below the king was a subject. This is what every monarch in Europe and every prince in the empire was trying to get to.

Karl IV had made a move into this direction in 1355 with his ambitious law code, the Majestas Carolina. But that project had to be almost immediately abandoned in the face of baronial opposition.

Bohemia was a particularly difficult place to introduce such a modern structure – in inverted commas. In Bohemia the great magnates, the barons, held their land free and unencumbered. They weren’t vassals of the king and as such they administered justice in their lands and if taxes were imposed, they kept as much as 60% if the funds raised for themselves. Bohemia was administered by a committee comprising the four great offices of state and the king that met four times a year. And the four great offices were usually staffed by members of the baronial class. Within the committee the king was just a first amongst equals.

The only parts where the king had sovereign authority was over his vassals who controlled a relatively small proportion of the kingdoms territory, his own estates and the Bohemian church.

Karl’s father, the blind king John of Bohemia had clashed hard with the Barons and ended up being forced to submit to their power. Karl too was unable to shift the formal structure, but by using his charm and cunning, and his elaborate concept of the crown of Bohemia as separate entity from the king as a person, he had been able to extract money, soldiers and even occasionally concessions from the barons. Wenceslaus wanted to keep pace with the rival dynasties in the empire, hence he believed he needed to break the power of the barons and streamline Bohemia along French or English lines.

Now we come to issue #3, the papal schism. For once, this was neither Karl’s nor Wenceslaus’ fault. But it was still Wenceslaus problem. As the schism became ever more intractable with Europe being split down the middle between supporters of the Roman and the Avignon Pontiff, the people were looking for an authority that could resolve the issue. And in search of an arbiter, public opinion harked back to the olden days when the emperor had been the shield and protector of the church. That concept may have dropped into the executioner’s basket when young Konradin’s head was forcibly disconnected from his body, but now that the world was in such dire straits, it was time to call the emperors back to their holy duty.

As if that was not enough, there was also #4 the dying of the great kings. It began with the death of Kazimir the Great of Poland in 1370, Waldemar Atterdag of Denmark in 1375, Edward III of England in 1377, obviously emperor Karl IV in 1378, Charles V, the Wise of France in 1380 and Louis the great of Hungary in 1382. Their successors were either young, like Richard II and Wenceslaus, female, like Jadwiga or Poland and Maria of Hungary or, most devastatingly, suffering from serious mental health issues in the case of Charles VI of France.

The succession crises this caused all across Europe created distractions that prevented the main actors from focusing on the great calamity that was the schism. And closer to home neighbours were dragged into protracted wars of succession. In Wenceslaus case that was the succession to the Hungarian and to a lesser degree the Polish throne.

Lots to do for the young hero of this episode.

And things are off to a reasonable start.

Wenceslaus proposed a concept for his general peace at his first diet in 1379. There was not as much resonance as he may have hoped, but it might be the beginning of something. The problem was that the different parties, the cities, the princes and the knights disagreed with each other on everything except for one thing, which was that they did not want what Wenceslaus wanted. In 1384 a peace was concluded between the princes and cities, the Heidelberger Stallung, which Wenceslaus rejected. But 3 years later Wenceslaus chancellor did endorse this solution, though we do not know where the king really stood on this..

Wenceslaus was politically close to the cities, in large part because that is where his parsnip was buttered. Of all the sources of income for a king of the Romans, the city taxes was the only thing left. But the cities did not want him. So, when he was trying to make himself the head of one of the city leagues, the Swabian league specifically, they turned him down.

That upset young Wenceslaus, but he did what he usually did in this situation, nothing.

Despite the Heidelberger Stallung, conflict between princes and cities worsened, leaving only a military solution. That happened on August 23, 1388 at Döffingen where a princely force led by count Eberhard of Würrtemberg routed the forces of the Swabian League. 3 months later the princes defeated the Rhenish League as well. Though they had won, the princes failed to impose their solution on to the country. The war had exhausted their resources.

At which point Wenceslaus could step in and declare his General Peace at Eger/Cheb which sets out that quote : “It has also been agreed, and we desire this before all other things, that when people travel through the Holy Empire or the areas encompassed by this land-peace, all roads, churches, monasteries, parsonages, churchyards, mills and especially all ploughs with horses and that which belongs to them and vineyards and fields and all things agricultural should be safe and be left in peace, and that nobody should attack, injure or damage them. And should anyone contravene this, it should be treated as robbery, and the land-peace should proceed against them as is written above.”

The empire was divided into seven circles each led by a superior officer appointed by the king. This officer would convene courts drawn from the cities and the princes to adjudicate.

That is a great result, one that had eluded his great father. Ok, he got there because the other parties were exhausted, so not exactly all his doing, but then, a success is a success. So congrats Wenceslaus.

Unfortunately that was the only bit of his reign that warrants congratulations.

Let’s move to agenda item #2, the Great Western Schism. What was Wenceslaus contribution there? Well, nothing I am afraid. The problem was that for him to have the authority to resolve the schism, Wenceslaus needed to be either a magnetic personality that everyone was willing to defer to or hold the imperial crown. Wenceslaus had neither. The personality issue is not exactly his fault, the lack of an imperial crown however sort of was. He had made multiple attempts to gather the funds for an imperial Romzug to get crowned by Urban VI and then later Urban’s successor. But all of these efforts came to nought. And the reason lay in part in his lack of drive and the other in his ability to make a right old mess of the other two problems, the general peace and the reorganisation of Bohemia. And whilst these problems remained at the forefront of royal policy, Rome had to wait. And whilst Christendom was waiting for the king of the Romans to get down to the Tiber, the schism became worse and worse. Again and again did the princes demand that Wenceslaus take the lead in resolving this fundamental crisis of Christianity. But he was dithering. He was officially a supporter of the Roman pope, by now Benedict the XIII, but when Benedict called upon him to protect him against Neapolitan incursions sponsored by the French and the Avignon popes, he failed to come help. Why, maybe because he did not want to annoy the French or maybe because he simply did not know what the right course of action was. This lack of decisiveness, the constantly shifting of allegiances without rhyme or reason was first confusing and then deeply irritating his negotiation partners.

So, what did he do all this time, from 1378 to 1400. Well mostly he tried to bring Bohemia to heel. His father had coalesced the Bohemian magnates around the idea of the Bohemian crown as a sacred object representing the kingdom itself. The barons were much more amenable to the idea of serving the kingdom and its patron, Saint Wenceslaus than the person of the emperor.

What Wenceslaus lacked was the ability to maintain ad exploit that elaborate intellectual structure. Instead he took the barons head on.

He watered down the role of the committee of the four great offices of state that ran the country. He created new offices that took over some of the Committee’s responsibilities. Then he staffed the new offices with loyal servants recruited amongst the lower nobility and even foreigners. Another move was that he claimed the right to seize lands of barons who had died without legitimate offspring. That was customary in the case of a vassals, but a terrible infringement of the ancient rights of the free Bohemian barons.

Things got even more heated when Wenceslaus got into a quarrel with the archbishop of Prague, his old tutor and advisor Johann von Jenstadt. This quarrel was as so often over land and privileges. It reached boiling point when Wenceslaus attempted to create a new bishopric separate from Prague staffed by one of his creatures. The archbishop countered this plan by electing someone else for the intended role. Wenceslaus had one of his famous tantrums and had one of the archbishop’s deacons, Johann Nepomuck arrested. Wenceslaus then had Nepomuck tortured, a process he seemingly participated in personally. And finally he had the severely injured prelate tied up and thrown off the Charles Bridge in Prague.

Nepomuck was canonised in 1721 and became the patron of Bohemia and the protector against floods and draughts, which is why you find his statue on so many bridges in catholic Germany.

The murder of Johann Nepomuck was a horrific crime that shocked most of europe, was later cited as one of the key reasons for his deposition, and pushed the Bohemian barons over the line. The question is, why Wenceslaus, who wasn’t a stupid man, did it.

By 1393 the king had badly deteriorated physically and mentally. He had suffered a severe illness in 1388. What made things worse was that his physicians recommended regular intake of alcohol to improve his humours, a prescription that send this already fragile individual down a path to severe alcoholism. In 1393 he narrowly survived a poison attack that further weakened him.

The barons used this weakness to present their grievances and when he refused formed a league of noble lords with the aim to gain control of the main offices of the kingdom, if need be militarily.

Wenceslaus turned to his half-brother Sigismund, the king of Hungary for help and the two signed an agreement to make each other the heirs to their respective kingdoms should one of them die without offspring.

That pushed Wenceslaus cousin, the margrave Jobst of Moravia over the edge, because Jobst had spent some fine gold to become the recognised heir to Wenceslaus. In his anger Jobst joined the league of Bohemian noble Lords and they took Wenceslaus prisoner and sent him to Austria for safekeeping. That was not such a great idea because the duke of Austria was persuaded by imperial princes, led by Ruprecht of the Palatinate, to let Wenceslaus go.

Once Wenceslaus returned to Bohemia, he acted like the proverbial elephant in the China shop, arrested his cousin Jobst of Moravaia, had a number of his enemies executed and even alienated his brother Johann of Goerlitz, pretty much the only member of his family he could trust.  

The whole thing could have resulted in massive civil war, had not been for some fortuitous deaths, including that of his brother Johann from unexplained poisoning. His other brother Sigismund came in as a white knight and negotiated a fragile peace between Wenceslaus, the noble lords and cousin Jobst of Moravia.

And that peace was indeed fragile. In 1397 Jobst had several of Wenceslaus advisors murdered and the lords kept Wenceslaus cut off from the revenues of the kingdom.

And with this we are gradually heading into the fateful year 1400.

But before we get there just a few words about problem #4, the succession to the great kings. We will go through the ins and outs of that in later episodes, but the important point for Wenceslaus was that it incapacitated all the major monarchies in his neighbourhood, France, Poland, Hungary and England. And he needed them to deal with the key challenges, in particular the schism. Moreover, his brother Sigismund was deeply involved with the Hungarian succession which drained Wenceslaus coffers and took up  a lot of headspace. As a consequence his foreign policy became increasingly erratic, swinging back and forth between France and England where the 100 Year’s War had resumed. In one of his worst miscalculations, he made Gian Galeazzo Visconti, the ruler of Milan, a duke. That might have been intended to smooth his way down to Rome, but had the opposite effect. The other Italian states, Venice, Florence in particular were extremely concerned about this improvement to their rival’s status and hence blocked any attempt of Wenceslaus to move south. Equally the imperial princes were appalled that such a parvenue and ruthless dictator was admitted into their exclusive club.

And that is where we are in the year 1397. The last time Wenceslaus had shown his face in the Empire had been in 1387. Since then, 13 years of nothing. Diets had taken place in his absence and had even sometimes been called without his permission. Even if asked to appoint an imperial vicar to deal with the most pressing affairs in his absence, he had either not responded or appointed members of his family who too were extremely busy with other things. The Landfrieden, his great achievement of the 1380s had not been extended and was effectively void. He was embroiled in Bohemian and Hungarian affairs. But the worst accusation was that he had not resolved the schism, not even made an effort to resolve it. The empire, represented by the Prince Electors, concluded that  they had no king.

Wenceslaus made one last ditch attempt. He called a diet in Frankfurt over Christmas of 1397. But that backfired badly. Wenceslaus wanted to join a French plan to depose both popes and elect a new one. The imperial princes told him in no uncertain terms that if he did that, they would depose him. He nevertheless travelled to Reims to negotiate with the French. Another catastrophe. He was stinking drunk most of the time and agreed to all that the French regent demanded. You want to marry your son to the sole heiress of the entirety of the Luxemburg possessions – sure, let’s do that. We should jointly solve the schism by firing both popes, let’s go ahead. And so on and so on.

That is where the prince Electors ran out of patience. This guy was not only useless, but dangerous. So they looked round for a suitable anti king. Their choice was King Richard II of England. But Richard turned them down. Richard had some issues of his own that left him with only 2 more years of on the throne.

After Richard’s refusal the prince electors decided to depose Wenceslaus and elect one of their won. Deposing an elected and anointed king was however no easy task. Negotiations over whether and how to do it had been going on for almost a decade, before the archbishops of Cologne, Trier and Mainz gathered together with the Count Palatinate on the Rhine and took the plunge. In an elaborate and properly legalistic document they list all of Wenceslaus crimes and shortcomings, all “unbecoming his title as Roman king” justifying his removal.

What is interesting about this document is not so much the fact that a king was deposed. That had happened before, most recently with Adolf of Nassau. But it is remarkable in as much as it tried to square this decision with the Golden Bull. Though the Prince Electors are clearly deviating from the Golden Bull, by referencing it, they reaffirming its status as the basic law of the empire. So, if anyone had won in this, it was the Golden Bull.

The one who did not win in all that was the man they elected to be Wenceslaus’ successor, Ruprecht of the Platinate. Ruprecht was an extremely competent, sober man with a solid political instinct. He had been the dominant figure in the empire during Wenceslaus long absence. He had been the one engineering the Heidelberger Stallung and also the one who had freed Wenceslaus from his Austrian jail. Putting together the coalition of Prince Electors that deposed Wenceslaus was very much his work. He, and his father had been behind the few bits of imperial policy in this period that did actually work.

And he had the right idea. He decided to go down to Rome, get crowned emperor and then wanted to organise a new church council to end the schism.

But what he had not counted on was Karl IV’s great legacy, the stripping down of the imperial assets. Ruprecht simply did not have the money to do anything. His attempt to go to Rome was funded by German and Italian bankers, but ran aground when the Visconti held him off at Brescia long enough for his funds to run dry. He had to return north. After that, he was completely broke. In tavern all across the land he was made fun of as Ruprecht mit der leeren Tasche, Rupert of the empty pocket. He spent his remaining years on the throne in petty feuds with the archbishop of Mainz and efforts to solidify his territories in the Palatinate. At least on the latter he was successful and when he died in 1410, he left behind a consolidated territory along the Rhine and the Upper palatinate around Amberg, a land large enough to fund the construction of the castle of Heidelberg. I spent much of my youth in Heidelberg and so may be biased, but even as a ruin it very much deserves its position a some of Germany’s greatest tourist hotspots. If you get there, seek out Ruprecht’s palace the Ruprechtsbau and impress people by knowing who he was and why he failed.

When Ruprecht died in 1410, nobody seriously suggested that Wenceslaus was still king. Another 10 years of fighting with Bohemian barons, murders, drunken debauchery and ever deeper hatred of his brothers and cousins had left the king with barely more than an empty title that nobody recognised any more.

A new king had to be elected. After the debacle of Ruprecht’s kingship, the imperial princes knew better than to waste their wealth and reputation on this hopeless task. The only candidates were two other members of the Luxemburg family, Sigismund, the king of Hungary and Jobst, the Margrave of Moravia, Wenceslaus closest relatives who had contributed as much to his downfall as his enemies. But that is a story for another time. Next time we will dig deeper into the papal schism, that great calamity of the 14th century that contemporaries thought was as terrifying as the plague.

And whilst you wait you may want to brush up on some of the earlier episodes where we discuss the backstory of how the church ended up in Avignon, that is episode 92 “papal epilogue” or you may want to take a look at the state of papal affairs in episodes 144 to 148 when we talk about Henry VII, his rise to power as a papal champion in defiance of the king of France and is then dropped by the papacy when things got to dicey.  

You can listen to all of these on historyofthegermans.com where you can also support the podcast by signing up as a patron or by making a one-time donation.

Emperor Karl IV gets his son Wenceslaus IV crowned king of the Romans

This is the last episode of this season and it is time to say goodbye to Karl IV, Ludwig the Bavarian, Henry VII, Albrecht of Habsburg, Adolf von Nassau and Rudolf of Habsburg. These have been some eventful 138 years.

When Karl IV died in 1378 he left behind an impressive list of achievements but also a number of failures. And he left behind a son, Wenceslaus he had invested with so much hope and so many crowns, it not only broke the bank but even chunks of the political edifice he had so patiently built.

How and why is what we will discuss in this episode.

TRANSCRIPT

Hello and welcome to the History of the Germans: Episode 163 – Succession and Legacy, also episode 26 of Season 8 “From the Interregnum to the Golden Bull”.

This is the last episode of this season and it is time to say goodbye to Karl IV, Ludwig the Bavarian, Henry VII, Albrecht of Habsburg, Adolf von Nassau and Rudolf of Habsburg. These have been some eventful 138 years.

When Karl IV died in 1378 he left behind an impressive list of achievements but also a number of failures. And he left behind a son, Wenceslaus he had invested with so much hope and so many crowns, it not only broke the bank but even chunks of the political edifice he had so patiently built.

How and why is what we will discuss in this episode.

But before we start the usual reminder that all this advertising-free German history fun is funded by the generosity of our patrons who have gone to historyofthegermans.com/support and signed up as Patrons or have made a one time donation. And today I want to thank Jim V., Chris E. J, Gilles, John Thompson, Peter McCloskey and Martin E. who have so lavishly endowed us.

And with that, back to the show

These last three episodes we have looked at Bohemia, the Empire, the expansion of the Luxemburg  possessions and the international successes of Charles IV. Now it is time to talk about his Achilles heel, his obsession with his son and heir, Wenceslaus.

The last time a son had followed his father on the throne of the Holy Roman Empire had been in 1191 when Henry VI took over from Frederick Barbarossa. One could claim that Konrad IV took over from Frederick II in 1250, but Konrad IV was never crowned and his reign in the empire was confined to his duchy of Swabia.

Spoiler alert, Karl IV will be the first emperor who gets his son elected and crowned during his lifetime. But that came at a price.

Before we can get into this we need to take a quick recap of Karl IV’s family history. He had been married a total of four times. His first marriage was to Blanche of Valois, the sister of king Philip VI of France, a marriage arranged whilst he lived in Paris. The couple were married for 18 years, but had only two children, both girls, but no son and heir.

Her death in 1348 came at an extremely opportune moment for Karl, because he was now free to marry Anne of Bavaria, the daughter of the Count Palatinate on the Rhine who brought him a crucial electoral vote as well as strategic positions in the Upper Palatinate. This relationship produced a much desired son, but the child died in infancy. Anne too died soon after.

Wife #3 was Anna of Schweidnitz, daughter and heiress of one of the Silesian dukedoms that Karl wanted to integrate into the Lands of the Crown of Bohemia. Anna was just 14 at the time they got betrothed and lived to age 23. In that time she got crowned Queen of Bohemia, Queen of the Romans and finally in 1355, she was crowned empress in Rome. But most importantly after first giving birth to a daughter, Elizabeth, in 1358, in 1361 she delivered the long awaited heir, a boy called Wenceslaus.

Like so much of Karl’s activities, the birth of Wenceslaus was an elaborately designed spectacle. Karl had his heavily pregnant wife brought to Nürnberg, by now one of the three symbolic cities of the empire, alongside Frankfurt and Aachen. And he had invited the electors, imperial princes and representatives of the great cities  for a diet at the same time.

On previous visits the emperor had stayed in the comfortable mansions of one of the great Nürnberg bankers where he could enjoy all creature comforts. But that would not do for the birth of an imperial child. So the family moved up the hill into the drafty castle once built by the Hohenstaufen emperors.

By ensuring his son was born in the imperial castle above the great imperial city, in the presence of the whole of the empire, Karl projects a clear message. This child, his son, was not just the future king of Bohemia, but he was also destined to be the future emperor.  

My god is he a happy father. This is what he wrote to the Bohemians: quote: “Rejoice in the hearts of all our faithful! rejoice, our dear subjects, let the whole nation hold a great festival of joy. All Bohemia, and all its provinces, rejoice at the great happiness that has befallen you. You rich and poor, you young and old, rejoice, for behold the royal lineage has brought forth a scion! Heaven has finally granted our ardent wishes, and the Empress, our consort, has given birth to our heir to the throne, as promised by God! His appearance was like the rising sun dispelling the fog, for this newborn also dispelled the fickleness, indecision, fear and hope from the hearts of our subjects, and brought back their previous happiness, serene confidence and love.” End quote.

He may be laying it on thick, but then he was already 45 years old and until then without a male heir. This lack of a successor left the entire political structure he had built fragile. And that fragility impacted not just him, but the whole of his empire that could still remember the endless sequence of civil wars that had followed an imperial vacancy. Therefore it is likely that there were indeed celebrations of joy across the empire, welcoming the long awaited heir.

Karl’s excitement culminated in the weeks that followed. He had the baby weighed in gold, which he sent to Aachen in recognition for the miracle he attribute to the intercession of the saints and relics in this other great imperial city. He then called for the imperial regalia to be brought over from Prague to Nürnberg to be exhibited to the public.

For the christening 2 weeks later 5 electors, 18 bishops and numerous princes came to the church of St. Sebaldus in Nürnberg. Having just been to the christening of my niece and nephew, I know that children can sometimes be less than co-operative in religious ceremonies. Reports about young Wenceslaus christening tell of the little boy being more than obstinate. Stories circulate that in his revulsion he had soiled the holy water and even the fouled the altar, a bad omen for what may be coming.

Bad omen or not, these celebrations did not go down well with the Habsburgs and the Wittelsbachs who saw their chances of returning to the imperial throne vanishing. The events may therefore have triggered their attempt to overthrow Karl in alliance with the kings of Poland and Hungary. This conspiracy as we have heard, failed, in part because Anna of Schweidnitz was kind enough to expire in childbirth a year later, making way for Karl’s fourth marriage to Elizabeth of Pomerania. Elizabeth was the granddaughter of king Kasimir the Great of Poland and this union underpinned a new arrangement between Poland and the emperor, which in turn let the Habsburg conspiracy crumble into dust.

The marriage to Elisabeth of Pomerania lasted until Karl’s death and produced 6 children, 4 of which survived. The eldest of the two surviving sons, Sigismund will feature heavily in our next season, so keep him in mind.

But back to Wenceslaus. Karl is unperturbed in his urge to promote his precious little boy. First he creates a new altar for the coronation church in Aachen, dedicated to St. Wenceslaus where a Czech speaking priest is to pray for the now deceased members of the House of Luxemburg, including for Wenceslaus mother.

As soon as little Wenzeslaus could walk, he was crowned king of Bohemia. Karl’s advisers had tried to dissuade him from this, in large part because they feared it would be almost impossible to guide the child once crowned. After all, sending an anointed king on to the naughty step was fraught with complex issues of “lese majeste”. And as you probably know, the naughty step was not introduced until the early 2000s, so we are talking about much more hands-on punishments here.

Then, to paraphrase Jane Austin, it is a truth universally acknowledged that a young man in possession of a crown, must be in want of a wife. The young man in question being unable to even form the words “I do” was no obstacle for him to be promised in marriage to a daughter of the Burggrave of Nürnberg. That engagement ended when a better opportunity arose to get him a Wittelsbach bride, and a little later a Hungarian princess. Finally it is 14-year old Johanna von Wittelsbach who snatches the nine-year old heir.

3 years later Wenceslaus becomes the elector of Brandenburg, making him an imperial prince alongside his royal Bohemian title.

When Wenceslaus turns 15, the emperor gets going on his most ambitious project for his precious son, getting him elected and crowned king of the Romans. And ambitious it was.

Let’s start with the legal obstacles.

All the provisions of the Golden Bull are based on the implicit assumption that the previous emperor had died. There are no rules about electing a king of the Romans whilst the predecessor is still alive.

Plus, the Golden Bull had explicitly set out that an elector was only able to cast his vote when he had become 18 years of age, which suggests an emperor should also at least be 18 years old.

But regulation, schmogulation, if only enough bribes are paid, the Electors ewre all too happy to set aside these judicial niceties.

Ah, enough bribes. That was a bit of a problem. For one the bribes required came to a stunning quarter of a million florin. A princely sum that already but coming just in the wake of the 500,000 florin Karl had promised the Wittelsbachs for the margraviate of Brandenburg. Where to find such a princely sum? The imperial lands, cities, castles, tolls and so forth had already been pawned, sold and otherwise alienated in the run-up to Karl’s own election and coronation. Karl had bought back some of it during the course of the last 20 years, focusing mainly on freeing the imperial cities from the control of the territorial lords.

But these imperial cities were difficult to pawn again. Because in the intervening period Karl had ever so often asked the cities to fund his projects such as the journeys to Rome, his various coronations and acquisitions. And in exchange for payment of these taxes the cities had made Karl promise that he would never again pawn them away or diminish their privileges.

But needs must. So, Karl goes about pawning and selling imperial cities to territorial lords as if there had never been any such agreements. The crassest treatment was suffered by the city of Cologne, still Germany’s largest. To obtain the vote of the archbishop of Cologne, Karl had to revoke a number of privileges for the city. the problem was that he had just recently issued a charter granting Cologne a wide range of privileges and almost complete independence from the archbishop’s control. The only way to solve this conundrum was for the imperial chancellery to blatantly declared that they had never issued such a charter and that whatever paper the good citizens of Cologne held in their hand was not worth the parchment it was written on. When the baffled citizens protested pointing out their long track record of loyalty to the empire, Karl placed the whole city under the imperial ban.

That was the straw that broke the camel’s back. The cities had already been quite upset about the Golden Bull that prevented them from forming city alliances for mutual protection, whilst at the same time not producing a general peace, a Landfrieden, for the whole empire. How were the roads going to be made safe if they could neither do it themselves nor rely on the government. In their eyes the emperor had not only failed them but was now charging excessive taxes, and worse, placing them under the control of territorial lords who wanted to dismantle their freedoms.

18 Swabian cities, led by the city of Ulm formed the Schwäbische Bund, a league of defense against imperial overreach. When Wenceslaus was finally elected and crowned in 1376, the cities refused to acknowledge him as king unless he vouched not to pawn them to anyone, ever.

Wenceslaus responded by declaring an imperial war against the cities and brought an army before the walls of Ulm. But that was as far as he got. His forces were – as so often in this period – unable to overcome the city’s defenses.

The success boosted the citizens of Ulm’s self-confidence and they began work on the Ulmer Muenster, a parish church that was to outshine all other churches in the land, even its cathedrals. Its tower was to rise higher than any other in the land, even in the whole of Christendom. Their architect was none other than the Father of Peter Parler the master builder responsible for St. Vitus cathedral and the Charles bridge in Prague. The great tower was only finished in the 19th century, but at 161 meters became the highest church tower in the world.

The other outcome of the defeat was that Karl and Wenceslaus had to agree a ceasefire that wa supposed to turn into a lasting agreement. Negotiations were protracted. In a rather blatant twisting of the facts, Karl declared that he had never thought of pawning any of his most loyal imperial cities. The cities did not believe a word of that and by 1377 the Schwäbische Bund had grown to 28 members. Even the staunchly loyal city of Rothenburg ob der Tauber joined the alliance. They had even entered into negotiations with Karl’s enemies, the Habsburgs and count Eberhard of Württemberg.

At that point the emperor and his son realized that they were in a bit of a pickle. The cities had been not just an important source of taxes and soldiers funding the imperial tasks, but they had also been a counterweight to the power of the princes and in particular the prince electors. By alienating them, there was a genuine risk that the cities, even the still loyal ones like Nürnberg and Frankfurt could switch sides and leave the Luxemburgs isolated.

This point was likely made most forcefully by the members of Karl’s chancellery, many of whom were members of the educated elites of the cities. The same argument was made by his closest advisers and financiers, the great bankers of Nurnberg, Augsburg and Regensburg.

In 1377, father and son cave and solemnly promise that the imperial cities of the Schwäbische Bund cannot ever be pawned. Having rewarded the rebels, this privilege was then extended to the imperial cities that had remained loyal.

Making the imperial cities unalienable was certainly politically opportune, but it also removed the very last asset an emperor could use to fund any imperial infrastructure. From this time onwards, anyone carrying the crown of the Holy Roman Empire will have to depend predominantly on his own financial and military resources for whatever projects he -and very rarely she – wants to pursue.

Rebuilding his dynasties’ relationship with the cities preoccupied in his last years. In the summer of 1378, after return from his trip to France we discussed last week, he was in Nürnberg to hold a diet and was shocked to find still so many of the Swabian cities not attending. The problem had clearly not gone away despite all the assurances.

One final act was to write his testament. And as much as he wanted to pass all his possessions plus the lands of his half-brother, the duke of Luxemburg to his beloved Wenceslaus, he concluded that this would cause too much friction in the family. Therefore, he split this enormous territory that made up almost a quarter of the empire north of the Alps between his sons. Wenceslaus did get the lion’s share, i.e., the kingdom of Bohemia with Moravia and Silesia. But Brandenburg went to Wenceslaus half-brother Sigismund. A third brother, John was made duke of Görlitz, but as a vassal to his older brother. Apart from his sons, Karl had to also consider his nephews, the children of his brother Johann Heinrich of Moravia. The eldest of them, Jobst, went on to inherit Moravia, technically as a vassal to Wenceslaus, but we will see how that pans out.

On November 29, 1378 Charles IV passed away in his splendid capital, the city of Prague, aged 62, probably from general exhaustion and the severe gout he had suffered from for decades. He had ruled the empire for 30 years, not counting the first 2 years of civil war against the Wittelsbachs.

In this time, he had profoundly changed the empire. The Golden Bull became the bedrock of a newly defined empire, the Holy Roman Empire forever ridiculed by Voltaire. But as we discussed in the Golden Bull episode, there wasn’t much room for Karl to do anything other than recognizing the power of the princes. And, quite frankly, living in a country where a centralized monarchy has sucked all economic, cultural and political activity into a 607 square mile plot of overpriced land, I do see great advantages in the more fragmented structure of Germany where multiple cities host world leading industries, where one can have dozens of internationally recognized museums spread across the country, where towns have literary and theatrical traditions going back centuries and still thriving and where the states elect their own parliaments and governments – for good and for bad.

His other achievement was to bring the relationship between pope and emperor onto a new plane. This was not all his own work, his predecessor Ludwig the Bavarian had already cut a path here, and the weakness of the Avignon papacy was a major factor as well, but the fact remains that after 300 years of conflict literally to the death, from here forward pope and emperor acted in unison. Whether that was a good idea is something we will discuss by my estimate for the next at least 12 months.

And the most recognizable legacy of his reign is no doubt the city of Prague, its famous bridge, its cathedral, the extension that more than doubled its size, the astoundingly large squares, its university and the various monasteries and churches he founded. We have not talked much about his other great project, like his intended capital for Brandenburg in Tangermuende and  the castle of Karl Steijn near Prague. If you ever get to Czech Republic, make sure you go there. Few medieval buildings exist that still breathe the spirit of its creator, as much as this does.

But despite his great achievements, he also failed to deliver in some crucial dimensions. The Golden Bull has always been a stripped-down version of a much larger legislative concept. What he had initially hoped to achieve is usually summarized under the title of general peace or Landfrieden. The Landfrieden is quite a bit more than just the idea of an agreement between princes and cities to keep the piece.

The way Karl thought about it was set it out in the Majestas Carolina, his abandoned project to create a new legal framework for Bohemia kingdom. This concept incorporated a lot of the provisions from the Constitutions of Melfi (episode 80) that Frederick II had implemented in his kingdom of Sicily.

Under a general Landfrieden, there would be an obligation for all parties to refrain from violence and instead bring their disputes before a judge. The judges would base their decision on the provisions in the law code and their decision was final. Anyone who would take up arms against that decision would become and enemy of the state and be persecuted by the state authority.

This would have given the emperor a monopoly of violence, as it was gradually been implemented in France and England. Trial by combat and feuding was to be replaced by written law implemented by institutions, resulting in a dramatic increase security and in consequence of communications and trade. It is a concept we find pretty basic and normal today but for medieval aristocrats it was an unacceptable infringement of their political rights. They had become used to being able to mold the law according to their personal preferences, and to use force in the pursuit of their perceived rights. In particular as it related to people of lower social standing, i.e., peasants and burghers, aristocrats did not believe to be bound by any rules. Only the interaction between aristocrats was to be governed by the chivalric code but again, not by a law made by the monarch.

These reforms failed on the resistance of the barons in Bohemia and Karl was smart enough not to try it in the empire where his position was weaker.

With the general peace being a no-go, the other reforms, such as common standard for coinage also fell by the wayside. It will be Karl’s successors who will spend the next 100 years dragging the elites of the empire kicking and screaming into a system of law and institutions that provides a general peace.

This story and the other big issue, the schism in the church and the recurring demands for church reform will be the subject of our next season. I have not yet decided on the title, so stay tuned. Next week I have lined up an interview with Vaclav Zurek, researcher at the Prague Academy of Sciences who has just written a biography of Karl IV, which is coming out in English translation this autumn. I am sure you will enjoy hearing this story from a Czech perspective.

See you on the other side.

International policies of Emperor Karl IV

For more than a hundred years the Holy Roman Empire was a mess of constant infighting between and within the great princely families. But by the 1360s the consistent policies and elaborate diplomacy of emperor Karl IV had produced a degree of stability not seen by anyone alive.

With the home front calm, the emperor can again assume a role on the European stage, setting in train seminal events that will reverberate across the centuries…

TRANSCRIPT

Hello and welcome to the History of the Germans: Episode 162 – Schisms and Deals, the international policies of Emperor Karl IV, also episode 25 of season 8 “From the Interregnum to the Golden Bull”.

For more than a hundred years the Holy Roman Empire was a mess of constant infighting between and within the great princely families. But by the 1360s the consistent policies and elaborate diplomacy of emperor Karl IV had produced a degree of stability not seen by anyone alive.

With the home front calm, the emperor can again assume a role on the European stage, setting in train seminal events that will reverberate across the centuries…

But before we start it is once more time for me to come before you like an Avignon pope in search of an armed escort to Rome. You know that keeping this show on the road is already a whole lot of work as it is. Now that we move into the early modern period the research effort required is growing exponentially, which is why I am contemplating adding some support to the team. And that will come at a cost, a cost that is borne by our generous patrons who have signed up on my website historyofthegermans.com/support where you can make a one-time contribution or subscribe on Patreon. Please remember that if you own an iPhone, do not sign up on Patreon from the phone since Apple will charge you a whopping 30% for nothing. And thanks a lot to Richard J, Guenter R. fan of the Simplicissimus, Madeleine S., Stefan K., Tom J. and Patrick A. who have already made the plunge.

These last two episodes we have focused on domestic policy, specifically the Golden Bull and how it shifted the political structure of the empire without saying anything fundamentally new. Now it is time to look at Karl IV’s role in a European context.

And the first point to make is that there was a role in a European context at all. For the last 100 years the kings and emperors had been preoccupied holding on to the bucking Bronco that was the Holy roman empire. When they ventured abroad it was to get to Rome to be crowned and ideally coming back without succumbing to disease, excommunication or attempted murder.

Karl’s clever policies and generous offers of marriages and military support, neither of which ever arrived kept his enemies divided and the empire free of major civil wars. And so he was the first ruler since Frederick II to cast his eye beyond the borders of the empire.

And cast afar he does. In 1370 he develops an interest in the Hanse and in Denmark. Yes, all the way north. No emperor had given a thought to these far flung places for centuries. Yes, Frederick Barbarossa had been in Lübeck in 1181 as part of the campaign to topple Henry the Lion. But that was an exception to the rule. Since Henry IV the emperors had stayed well clear of Saxony, unless they were Saxons themselves like Lothair III and Otto IV.

If you have listened to the series about the Hanseatic League, the year 1370 is the year when the Hanse in general and Lübeck in particular reach the absolute pinnacle of political, not economic, reach. They have just defeated king Waldemar Atterdag, the morning dawn who had reconsolidated the Danish kingdom. As a consequence the Hanse had gained a de facto monopoly on Baltic trade, namely the furs and beeswax from Novgorod, the grain from all along the Baltic coast and Poland, the metals from Sweden and most importantly the herring from Denmark, the staple food during the over 200 fast days catholic europe observed at the time.

One indicator how important the imperial court had become was that when Waldemar Atterdag fled Denmark after his defeat, he came to Prague. He lobbied the emperor to punish the Hanse cities for daring to attack an anointed monarch. But Karl had no intention to go after Lübeck. The city and its Hanse associates featured highly in his plans to foster the economy of his lands. One of his many projects was to divert trade from the traditional North south route along the Rhine to a new route from Venice via Vienna, Prague and Brandenburg to the Baltic and the North Sea.

Karl did not only refuse to help king Waldemar of Denmark, he actively supported Lübeck. He appointed the Burgermeisters of Lübeck as his imperial vicars, making them the most senior representatives of the empire in the North. This is the first time such a role was granted to anyone who wasn’t a senior aristocrat. And on the 20th October 1375 he showed up in person. For a full 11 days the city of Lübeck celebrated an imperial visit, a celebration that wrecked the city’s already fragile public finances. In return he formally addressed the members of the council as “Herren”, or lords, which must have felt great.

And then he did the other thing he was so good at, keeping people guessing. Whilst the emperor was wined and dined by the great merchants of the Hanse, king Waldemar Atterdag had finally passed away without a male heir. The result was a war of succession between the duke of Mecklenburg and Waldemar’s daughter. Margaret. The Hanse very much supported Margaret as they did not want to be surrounded on all sides by a ruler of both Denmark and Mecklenburg. Karl let slip that he preferred the Mecklenburg succession. Did he really or was that just another bargaining chip in his constant complex game of give and take? My guess it was the latter.

Whilst Lübeck was the northernmost end of his travels, he also travelled south again. And this time on a pan-European mission.

The reason for this journey lay in Avignon. By 1365 the popes had resided outside of Italy for 60 years already. The reigning pope, Urban V was the sixth pontiff to live in Avignon. They had made themselves comfortable in the splendid papal palace, they had bought the Comtat Venaissin, the county surrounding Avignon from the house of Anjou and Karl had released it from imperial overlordship.

But still the popes chafed under the influence of the French kings. Ever so often the popes had to make decisions in the interest of the house of Valois they would not otherwise have made. And this bias was making the church lose ever more prestige amongst the other monarchs across europe. Feeling the pinch, the successors to St. Peter had been looking for ways to get out of the clutches of the French. There was one obvious way to do that, and that was returning to Italy, and if possible returning to Rome.

The popes had tried to lay some groundwork by sending the energetic cardinal Albarnoz to rebuild papal influence in Rome. By the way Albarnoz was the cardinal who had accompanied Cola di Rienzi and then helped topple him. But despite hiring mercenary armies and fighting his way across what used to be the papal states, Albarnoz’ resources were simply insufficient to secure a safe return for the pope to Rome.

Given that none of the Italian republics and autocracies wanted the pope back, the only power in europe that could secure a return of the pontiff was the emperor. So when Karl came to Avignon in 1365 to discuss various other subjects to do with the plague of unemployed soldiers rampaging across the countryside, pope Urban V steered the conversation forcefully towards a second journey to Rome.

We do not know whether Karl embraced the idea joyfully out of his profound piety or whether he believed it to be a massive waste of time and money. But he could not refuse Urban’s demand. As emperor he was the protector of the church and Christians all across europe longed for the pope to return to Rome. One famous propaganda image of the time shows Saint Bridget of Sweden cowering amongst the ruins of a desolate Rome praying for the return of the pope.

Pope Urban V sets off for Italy in 1367 and miraculously made it to Viterbo. But then he runs out of puff. There is no way he can get into the Holy city by hook or by crook. The pope now demands Karls help most urgently.

Karl had been delayed by another outbreak of the Black death, the reluctance of princes and cities to provide money and soldiers and the usual complexity of Italian politics. Finally in April 1368 did he set off with a sizeable army, mostly comprising mercenaries. He entered Italy from the North East via Friuli and Aquilae and made his way to Milan. Barnabo Visconti, the ruler of Milan is not only a longstanding opponent of the emperor but also reluctant to let the pope get back into the papal states. As usual, there is a bit of moderate fighting before Karl got everybody to sit down around a table and hammered out a deal. The Visconti agreed to let the imperial army pass, provided a 1,000 additional helmets in exchange for being made imperial vicars of Lombardy.

Next stop is Tuscany where Karl gains free passage by approving whichever party had just recently seized power in whichever bloody coup and is now in need of some legitimacy.

In October 1368 Karl IV entered Rome and on the 29th of this month he welcomed pope Urban V at the gates of the city. Honoring an entirely made up ancient tradition Karl dismounts his charger and leads the papal horse with the pope on top to the Lateran palace. This service of the groom had been a point of contention for popes and emperors since forever. Some observers, like for instance the great Nurnberg banker Ulman Stromer described this act as a humiliation for the Reich. Others, like the Italian humanist Coluccio Salutati sees it as an image of hope, the two leaders of Christendom acting in unison, returning the church to its natural home.

It is the latter image that finds more currency across europe. And it is backed up with further displays of unity. Pope and emperor spent the next two months in close proximity, discussing how Italy in general and the papal states in particular could be stabilized.

Tuscany was a particularly complicated part of the conundrum. They tried to instigate a coup in Siena, but that failed. The next focal point was the Lucca. Lucca had fallen under Pisan control, something the Lucchese found unbearable. So in spring 1369 Karl took his army to Lucca and declared it a free and imperial city, thereby cancelling the Pisan overlordship. The Pisan could not do much about that, in part because of Karl’s army and in part because they were caught up in brutal infighting between the elites and the middle classes. Lucca still commemorates this day with a great parade on every Sunday after easter, the day the city threw off the Pisan yoke.

All good stuff, but now summer is approaching and with it the risk of disease goes up stratospherically. Karl took his army and returned across the Alps. So much for ever lasting unity between pope and emperor.

Poor pope Urban V realized quite quickly that there was no way he can hold out in Rome by himself. He packed his bags and returned to Avignon, no doubt cursing the inconsistency of the emperor. Urban V died a few months later, passing the baton on to Gregory XI.

The old pope may be gone, but the fundamental problem has not gone. The popes still needed to go back to Rome. After Urban V’s debacle, his successor Gregory XI did not rely on the emperor to pave the way to Rome. Instead of oaths and loyalty, Gregory XI and his legate, Robert of Geneva, believed in the power of money. The pope hired even more mercenaries including the famous company of John Harwood who forged a way to Rome with fire and sword. It was a hard fight since almost all north Italian cities had joined a league intended to stop the pope from returning. But return he did. He entered Rome on January 17th, 1378. By March 27th of that same year he was dead.

At that point things get a bit out of control. When the cardinals who had come along to Rome met to elect a successor, a mob gathered outside and demanded the election, not just of an Italian, but of a Roman. The cardinals inside were almost to a man, French. So they chose the next best option, Bartolomeo Prignano, the archbishop of Bari and vice-chancellor of the church. He was at least Italian, if not Roman. The new pope took the name Urban VI and was duly presented to people. The mob dispersed believing they had got their wish granted. It took them a little while to figure out that Urban VI was Neapolitan rather than Roman, enough time for the majority of cardinals to skip town and flee back to  the safety of Avignon. Once they had arrived back home, the Avignon cardinals declared the election of Urban VI null and void, due to the threats to life and limb they had experienced. And they then proceeded to elect Robert of Geneva, perpetrator of the massacre of Cesena and other godly deeds as pope Clement VII.

This is the beginning of the western Schism, the almost forty years when two and sometimes three competing popes tore the Christian world apart. One pope would reside in Avignon under French protection, another in Rome, supported by, amongst others, the Holy Roman Emperors, including Karl IV. We will hear a lot more about the schism when we get into the next season, but suffice to say that this split did nothing to rebuild the already severely damaged moral authority of the papacy.

The Western schism is surely one of the seminal moments in the late middle ages with implications that reverberate into modernity. But as far as the role of the empire or more precisely the position of the emperor himself was concerned, another long term trend is taking shape. And that is the beginning of a rivalry between France and the empire/the ruling family of the empire.

Let us just quickly recap where the French monarchy is in the 1370s.

The Hundred-years war had begun in 1337. The first major battle at Crecy took place in 1346, a battle that Karl had actually taken part in and where his father had died in an act of chivalric madness. King Edward III of England had won this battle and used it to acquire the city of Calais. When the Black death hit in 1348, hostilities ceased for a few years. Action resumed in the 1350s but French luck did not improve. The next encounter at Poitiers in 1356 goes horribly wrong. The king John II called le Bon, the Good was captured. In the subsequent treaty of Bretigny the French ceded vast amounts of territory around the west and south west of France to the English on top of a 3 million ecu ransom for the release of the king. In return king Edward III of England renounced his claim to the French crown.

King John II was called “the Good” for reasons I will explain in a minute, but should in fact been called John the apocalyptically useless. He returned from captivity upon payment of the first third of the ransom and the provision of new hostages, including two of his sons. When one of his sons escaped, John II felt honor-bound to return back into captivity. John II died in England in 1364.

Many contemporaries interpreted his return to England as praiseworthy adherence to the chivalric code, which is why they called him the Good. But in practical terms this act was catastrophically ill judged. France was on its knees due to the enormous ransom payments, the loss of large sways of territory and the hordes of unpaid soldiers ransacking the countryside, not to mention the recurring waves of the Plague. What the country needed was an effective ruler trying to put things right. With John II absent, the burden of royalty fell on his eldest son, the future king Charles V. Charles V was nothing like his father, he was a diligent and competent man who attracted exceptional military commanders to his service like Bertrand du Guescelin.

But he was fighting with one hand tied behind his back. For one he had his father still in England which ruled out any action against the English. He also was seriously short of cash, forcing him to call the estates general that squeezed concessions out of him. But one of the most serious long term problems was his father’s generosity. John II had four sons and he left them each vast territories carved out of the royal purse. The youngest who had stayed with his father in captivity was most generously rewarded, Philip was made duke of Burgundy.  Philip would later acquire the county of Flanders by marriage which made him the richest peer in France, rich enough to challenge royal authority, which is the story of Agincourt, Joan of Arc etc.

But we are still a bit before that. Charles V, despite all his handicaps, managed to secure his reign in France and in 1369 resumed hostilities with the English.  And again, patiently, one by one, the French, led by Du Guescelin recovered every single bit of territory they had given up in the treaty of Bretigny. This process was completed in 1378 with the English reduced to Aquitaine and Calais.

What all this means for our emperor Karl is that he could step into a power vacuum left by the French preoccupation with the English. He could assert imperial authority on the western border by holding his splendid diet in Metz, he could even get the future Charles V to accept his lands in the Dauphine and Franche Comte as an imperial fief including the whole kneeling and swearing bit. In 1365 he took a few days off from his negotiations with pope Urban V and nipped down to Arles to get himself crowned king of the Arelat, the ancient kingdom of Burgundy. Again, nobody had done that since the days of Barbarossa. He then used the opportunity to reorganize this kingdom. In particular he moved Savoy out of the Arelat and under direct control of the empire.

The weakness of the French court may also have been one of the reasons why the Popes felt able to attempt a return to Rome.

But this weakness did not last forever. As I said, by 1378 Charles V had returned at least his territorial position back to the status quo ante. The country was still a lot poorer with the plague and decades of war and plundering mercenaries, but overall, the French were back in the saddle.

And being back in fighting force could only mean one thing, the French were looking for some new acquisitions. And there was an opportunity out there that was truly enormous. The house of Anjou, the cadet branch of the French royal house had amassed a whole host of crowns, Sicily, Hungary, Poland and Provence in particular. And they had the decency to die out, at least in part. King Louis the Great of Hungary was blessed with three daughters, but no son.

King Charles V of France moved quickly and managed to get his younger son Louis engaged to King Louis’ eldest daughter and heir presumptive, Catherine. The calculation behind this was obvious. Once cousin Louis of Hungary had snuffed it, the battle hardened French army would go to Hungary with pitstops in Provence and Sicily. And once there, Poland would be the next one on the list.

Our friend Karl IV, though now rapidly approaching his sixties, suffering abysmally from gout and the consequences of the mystery illness he had contracted in the 1350s, realized the deadly danger this plan posed for him and the empire. If the French were to rule the two kingdoms in his back, Hungary and Poland, the empire would be surrounded and would in the long run fall to the Valois as well. There was no room for a great House of Luxemburg and the seven electors in this scenario. Therefore this French plan needed to be scuppered and scuppered at all cost.

So in 1378 he took his son and heir Wenceslaus and set off to the city where he had spent his youth, Paris. No crowned emperor had been to Paris since Otto II’s ill-fated attempt at taking the city in 978. Such a visit caused no end of complexity for the court officials in charge of protocol.

According to roman law, which by now was accepted as the basis of temporal justice across France the emperor was the unconstrained ruler of the known world. Karl was emperor and France was part of the world, so Karl was at least in theory, the absolute monarch in France. But at the same time this could not be. All these last few centuries French lawyers had worked on the basis that the king of France was standing in for the emperor with all the rights that come with it. That worked fine as long as there is a zero percent chance of the actual emperor ever showing up.

Now Karl was far too politically savvy to insist on a legal fiction that would never be implementable. But what he did insist on was that the emperor did formally rank above the King of France. All the sequences of greeting and serving food and so forth were important to him, because most of his power rested on the imperial prestige.

Charles V and his courtiers did an exceptional job of treading the fine line between recognizing the imperial authority whilst not really admitting that the king of France was subordinate to the emperor. The event is recorded in a whole host of illuminated manuscripts and it is quite interesting to see how much care the painters took to depict the relative rank of  the two monarchs.

There was one ceremony however that the French were unwilling to allow to let take place on French soil. And that was the reading of the Christmas story in church. Because Karl had the habit to read the crucial verses “And it came to pass in those days that there went out a decree from the emperor Caesar Augustus that all the world should be taxed” whilst wearing his full imperial regalia, crown, scepter and orb, basically appearing as the emperor Caesar Augustus in church.

To stop that  from happening, the French held Karl back in Cambrai, on imperial territory until after Christmas 1377.

Once all these issues of protocol were sorted out, the two monarchs finally sat down to hash out their differences. No record of the discussions exists. All we know is what happened next.

The emperor appointed the dauphin of France, the future Charles VI as imperial vicar first in the Dauphine and then in the whole of the Arelat. With that the French monarch became the de facto ruler of Provence and the Rhone valley, territories that had once been part of the kingdom of Lothar and hence lands the French kings had always and forever believed were theirs. Though Charles VI was only made imperial vicar for life this appointment is usually seen as the moment when Provence leaves the purview of the Holy Roman Empire. It would still take until 1486 before Provence became formally a part of France.

Meanwhile the marriage between Louis of Valois and Catherine of Hungary did not take place. That was in part due to the fact that Catherine died aged 7 in 1378. But that was not the only reason. King Louis of Hungary still had another daughter, Hedwig, who he could have betrothed to young Louis. But that did not happen. Instead Hedwig remained unmarried at her father’s death, went to Poland, changed her name to Jadwiga and married the grand duke of Lithuania creating the Polish-Lithuanian Commonwealth.

Now I am not one to speculate about what happened here, but my best guess is that Karl and Charles had come to an agreement. The French King gave up his plans on Hungary and in exchange he got Provence. As the Germans say, better the sparrow in your hand than the dove on the roof.

If that was so, then we also see here a clear reorientation of imperial policy. Giving up positions in the west in the interest of expanding and deepening holdings in the east would be a key feature of Luxemburg and later Habsburg policy. It is also the beginning of the rivalry between the kings of France and the Holy Roman Emperors, a rivalry that would be an axis of European politics for 400 years, basically until Frederick the Great and the English mix things up.

As you hopefully see, this period of the 14th century is one of enormous change that lay the foundations for the events that will dominate the subsequent centuries. One last item we still have to tick off the list and that is the whole subject of succession. That is what we will do next week. I hope you will join us again.

And before I go let me just remind you that you can support the podcast by going to historyofthegermans.com/support where you can make a one-time donation or find a link to patreon.com/historyofthegermans.

Karl IV’s Hausmacht

“In the regions of Germany, he worked to establish peace and foster the affairs of the empire. Then, in the same year, during the month of November, he entered the city of Metz, a city both large and exceedingly famous, where, as it was said, no emperor had been walking under the crown for 300 years. He was received with great solemnity by the princes, nobles, and citizens. The citizens of the city went out to meet him three miles away, presenting him with the keys to the city and all its gates, willingly submitting themselves and their possessions to his empire with all benevolence. And there was great joy at the entrance of the lord emperor; all the clergy and the entire populace joyfully met him, warmly welcoming him, and led him to the episcopal residence prepared for his lodging, with relics, hymns, and songs.

Afterwards, the lord emperor stayed there and summoned an imperial court and council with the princes of the empire to be held in the same city during the upcoming feast of the Nativity of Christ. When the feast of the Nativity of the Lord approached, the ambassadors of the lord pope arrived at the imperial court, namely Cardinal Talleyrand and the Abbot of Cluny. Additionally, the two sons of the King of France, the firstborn and the second, the nephews of the lord emperor, also came. Furthermore, the archbishops of Trier, Cologne, and Mainz were present, along with the Duke of Luxembourg, representing the King of Bohemia, who is the arch-cupbearer. The Duke of Saxony, the arch-marshal, and the Margrave of Brandenburg, the arch-chamberlain, also attended, as well as the Count Palatine of the Rhine, the arch-steward, and the Margrave of Meissen, the arch-huntsman, the holders of the great offices of the Holy Empire.

On the feast of the Nativity of the Lord, during Matins, the lord emperor, adorned with imperial insignia, read the Gospel before the aforementioned princes that began with: ‘A decree went out from Caesar Augustus,’ and the lord cardinal sang the first Mass before the emperor, from whose hands the lord emperor humbly and devoutly received the Holy Eucharist. Then the Archbishop of Cologne celebrated the High Mass of that day, and after it was solemnly performed, all the archbishops, bishops, and other prelates, as well as secular princes, led the lord emperor and the lady empress, dressed in imperial robes and insignia, solemnly to the banquet hall prepared in the town square and exquisitely decorated, where many tables and seats were set up for the invited guests.

When the lord emperor was seated at the head of the table, the holders of the great offices of the empire came forward, each performing their respective duties according to custom. First came the aforementioned archbishops the archchancellors of Germany, Italy and Burgundy each carrying their imperial seals. Then the Duke of Saxony, the arch-marshal, came on his charger before the table, carrying oats in a silver vessel for the imperial horses, and he seated each prince at the table in the place designated for them. After him came the Margrave of Brandenburg, the arch-chamberlain, on horseback, carrying a golden basin and beautiful towels, and he offered water to the emperor, who was seated on the throne. Next, the Count Palatine brought food in golden dishes and, after tasting it, placed it before the emperor. After him came Wenceslaus, Duke of Luxembourg and Brabant, the brother of the lord emperor, representing the lord King of Bohemia, who is the arch-cupbearer, carrying wine in golden cups, and after tasting it, he gave it to the emperor to drink. Finally, the Margrave of Meissen, the arch-huntsman, and the Count of Schwarzburg, the under-huntsman, came with hunting dogs and many horns, making a great noise, and they brought a stag and a wild boar to the prince’s table with all due cheerfulness.

A great feast was held on that day, the likes of which no one could recall. After the feast, the lord emperor bestowed various magnificent gifts upon the different princes, and they all departed with joy and happiness to their own lands. In the same year, the emperor laid the foundation or the primary stone for the new Prague Bridge near the monastery of St. Clement. In the year of our Lord 1358, the lord emperor went to Bohemia and constructed many buildings there.” end quote

All is well in the empire. The Golden Bull had been debated, agreed, sealed and then celebrated at the great diet in Metz you just heard about. The first time in decades that all the Prince Electors had come together and performed the ancient duties of their offices. Even the Dauphin of France had come to do homage to Karl IV for the lands he held inside the empire.

But did all the princes join in the joy? No, not really. There are always some who felt left out and they will try to upturn the new order. How they tried to do that and why these efforts laid the foundations for the future Habsburg empire is what we will discuss today…

TRANSCRIPT

Hello and Welcome to the History of the Germans: Episode 161 – A Luxemburg Empire, also episode 24 of Season 8: from the Interregnum to the Golden Bull.

“In the regions of Germany, he worked to establish peace and foster the affairs of the empire. Then, in the same year, during the month of November, he entered the city of Metz, a city both large and exceedingly famous, where, as it was said, no emperor had been walking under the crown for 300 years. He was received with great solemnity by the princes, nobles, and citizens. The citizens of the city went out to meet him three miles away, presenting him with the keys to the city and all its gates, willingly submitting themselves and their possessions to his empire with all benevolence. And there was great joy at the entrance of the lord emperor; all the clergy and the entire populace joyfully met him, warmly welcoming him, and led him to the episcopal residence prepared for his lodging, with relics, hymns, and songs.

Afterwards, the lord emperor stayed there and summoned an imperial court and council with the princes of the empire to be held in the same city during the upcoming feast of the Nativity of Christ. When the feast of the Nativity of the Lord approached, the ambassadors of the lord pope arrived at the imperial court, namely Cardinal Talleyrand and the Abbot of Cluny. Additionally, the two sons of the King of France, the firstborn and the second, the nephews of the lord emperor, also came. Furthermore, the archbishops of Trier, Cologne, and Mainz were present, along with the Duke of Luxembourg, representing the King of Bohemia, who is the arch-cupbearer. The Duke of Saxony, the arch-marshal, and the Margrave of Brandenburg, the arch-chamberlain, also attended, as well as the Count Palatine of the Rhine, the arch-steward, and the Margrave of Meissen, the arch-huntsman, the holders of the great offices of the Holy Empire.

On the feast of the Nativity of the Lord, during Matins, the lord emperor, adorned with imperial insignia, read the Gospel before the aforementioned princes that began with: ‘A decree went out from Caesar Augustus,’ and the lord cardinal sang the first Mass before the emperor, from whose hands the lord emperor humbly and devoutly received the Holy Eucharist. Then the Archbishop of Cologne celebrated the High Mass of that day, and after it was solemnly performed, all the archbishops, bishops, and other prelates, as well as secular princes, led the lord emperor and the lady empress, dressed in imperial robes and insignia, solemnly to the banquet hall prepared in the town square and exquisitely decorated, where many tables and seats were set up for the invited guests.

When the lord emperor was seated at the head of the table, the holders of the great offices of the empire came forward, each performing their respective duties according to custom. First came the aforementioned archbishops the archchancellors of Germany, Italy and Burgundy each carrying their imperial seals. Then the Duke of Saxony, the arch-marshal, came on his charger before the table, carrying oats in a silver vessel for the imperial horses, and he seated each prince at the table in the place designated for them. After him came the Margrave of Brandenburg, the arch-chamberlain, on horseback, carrying a golden basin and beautiful towels, and he offered water to the emperor, who was seated on the throne. Next, the Count Palatine brought food in golden dishes and, after tasting it, placed it before the emperor. After him came Wenceslaus, Duke of Luxembourg and Brabant, the brother of the lord emperor, representing the lord King of Bohemia, who is the arch-cupbearer, carrying wine in golden cups, and after tasting it, he gave it to the emperor to drink. Finally, the Margrave of Meissen, the arch-huntsman, and the Count of Schwarzburg, the under-huntsman, came with hunting dogs and many horns, making a great noise, and they brought a stag and a wild boar to the prince’s table with all due cheerfulness.

A great feast was held on that day, the likes of which no one could recall. After the feast, the lord emperor bestowed various magnificent gifts upon the different princes, and they all departed with joy and happiness to their own lands. In the same year, the emperor laid the foundation or the primary stone for the new Prague Bridge near the monastery of St. Clement. In the year of our Lord 1358, the lord emperor went to Bohemia and constructed many buildings there.” end quote

All is well in the empire. The Golden Bull had been debated, agreed, sealed and then celebrated at the great diet in Metz you just heard about. The first time in decades that all the Prince Electors had come together and performed the ancient duties of their offices. Even the Dauphin of France had come to do homage to Karl IV for the lands he held inside the empire.

But did all the princes join in the joy? No, not really. There are always some who felt left out and they will try to upturn the new order. How they tried to do that and why these efforts laid the foundations for the future Habsburg empire is what we will discuss today…

But, before we start just the usual reminder that the history of the Germans is advertising free thanks to the generosity of our patrons. And you can become a patron too by going to my website historyofthegermans.com and look for support the show. There you can ether join Patreon or make a one-time donation. And thanks a lot to Brigham T., Vincent C., Christopher B., Charisse P for a second time, Owen O. and Julian T. who have already signed up.

Last week we discussed the Golden Bull of 1356, its content and significance. And despite the fact that there wasn’t much fundamentally new in the provisions, by writing down the detailed process for the election of a King of the Romans, it fixed in place who the seven electors were and – by omission rather than explicitly – that the pope had no say in the choice of ruler.

We discussed why the popes had to accept this resolution to the 300 year conflict between Rome and the empire, a conflict that had dominated our narrative for the last 160 episodes. So, if you have not listened to it, do it now.

But the pope wasn’t the only loser from the Golden Bull. There were also the Bavarian Wittelsbachs and the Habsburgs.

The house of Wittelsbach had two electoral votes in 1357, one as Counts Palatinate on the Rhine and one as margraves of Brandenburg.

As I mentioned before, the fundamental difference between the Habsburgs and the Wittelsbachs was that the Habsburgs almost always stuck together in the interest of the dynasty, whilst the Wittelsbachs literally always fought amongst each other. In a way Karl owed his ascendance to the throne to one of these family squabbles which led to the defection of the Wittelsbach count palatinate to his side in 1348. The different branches would constantly fight each other, then divide territory between them in complex treaties and succession arrangements. This propensity to quarrel with their brothers and cousins is at least partial reason why the capital of Germany is now Berlin rather than Munich.

One of these complex treaties amongst members of the House of Wittelsbach was an arrangement between the Palatinate line and their cousins, the sons of Ludwig the Bavarian whereby the two sides of the family would take turns in exercising the electoral vote.

The Golden Bull prohibited this arrangement as it sets out that only the count Palatinate could cast a vote. That froze the dukes of Bavaria, specifically Ludwig the elder out of this vote.

But he still had another one, that of Brandenburg. Brandenburg as you may remember had initially been acquired by emperor Ludwig the Bavarian for his son Ludwig the Elder and had become the key battleground of Karl’s war over the imperial crown. Karl had supported a usurper called the false Waldemar who had thrown Ludwig the Elder out of the Margraviate. In 1350 Karl had settled with the Wittelsbachs, dropped the false Waldemar and enfeoffed Ludwig the elder as margrave again.

But for Ludwig the Elder Brandenburg was a bit second best. The county’s soil was famously sandy, gaining it the nickname the Reichsstreusandbuechse. So it wasn’t particularly fertile. Moreover, the Wittelsbachs never managed to get a proper grip of the margraviate. Local lords and the cities, in particular the largest, Berlin, kept feuding with each other and with Ludwig the Elder. The war of the false Waldemar had further devastated the land, so that net, net there was not much profit to be made of that territory. And, it was a long way from Munich.

As one would expect, Ludwig the Elder was very disappointed with the outcome of the Golden Bull. Hence he started a feud against Karl and tried to bring together a coalition of opponents to Karl’s reign which we will talk about in a minute in more detail. Amongst the members of this coalition should have been his 5 brothers, each holding a bit of  the vast territory their father had gathered together in 30 years on the throne.

But Ludwig the Elder stumbled over the perennial Achilles heel of his house, the endless bickering. Karl managed to pull three of the five brothers over to his side with the promise of one of his daughters in marriage and ever-lasting support, that -as we know – never materialises.

In the end Ludwig the Elder caved in. He even passed the margraviate of Brandenburg to his two brothers, Ludwig the Roman and Otto the Lazy, two, as you may gather, not very dynamic stewards of the lands that would rise to dominance in centuries to come.

Mismanagement, lack of interest and rather complex arrangements over inheritance meant that in 1373 the Wittelsbachs were willing to sell the margraviate to Karl IV for the astronomic sum of 500,000 gold florin. Raising these funds brought him to the edge of what he could extract from Bohemia, the empire and all his other assorted positions.

Despite the truly enormous price, the deal was a bad one for the Bavarian Wittelsbachs. By selling Brandenburg they were kept out of the exclusive circle of the electors until 1623. Not being electors, the family did not move to primogenitor and so the duchy of Bavaria remained split into four different branches, Munich, Ingolstadt, Landshut and Straubing, each too small to play a significant role in German, let alone European politics. It took until 1505 before the four branches were reunited and Bavaria mattered again.

For Karl, the acquisition of Brandenburg, even in its sorry state was a major deal. It did fit into his broader strategy and vision.

As we are talking about people who were disappointed with the Golden Bull, one very vocal group were 19th century historians. They blamed Karl for selling the empire down the river. By giving the Prince electors king-like status inside their lands, he had made the creation of a powerful state as they were emerging in France and England, impossible. And many claimed he did it deliberately, as he was king of Bohemia first and emperor second.

This assessment is a fundamental misunderstanding of both the situation of the empire in the 14th century and the process how the French monarchy had become so dominant.

First up, there was no way Karl or anyone else was able to force the imperial princes, let alone the prince Electors into a system of centralised monarchy. The privileges and rights that granted them independence from imperial control were already hundreds of years old when Karl took over. The emperors who had made serious attempts, Henry IV, Lothar III and Barbarossa had found themselves in hot water very quickly. There was no imperial administration or infrastructure except for the chancery and a rudimentary court system. No capital, no army and hardly any resources to fund the state.

But the even more important point is that the Capetion kings did not come to dominate France by enforcing the ancient royal rights. No, they rose to hegemony by acquiring one county and duchy after the other as their own private possession. These private possessions were then comingled with the crown. In other words, the great princes of France weren’t defeated but disinherited.

If you look at Karl’s approach to the empire, he was doing exactly the same thing. He was patiently acquiring one county or duchy after another, growing his personal fiefdom in the hope  that – at some point – his dynasty would own every single duchy, margraviate, county and city in the empire. Exactly the way the French kings had done since the 11th century.

And in this way Karl acquired not just Brandenburg, but vast holdings in an area called the upper palatinate, which is roughly between the Czech border and Nurnberg. He built a system of connecting castles and estates, all the way from Nurnberg to Frankfurt as the nucleus for further expansion. He bought lower Lusatia and then upper Lusatia. His brother Wenzel had also built a major position in the West around Luxemburg and Brabant. As emperor he controlled the imperial cities mostly in Swabia. Through family ties he controlled parts of Bavaria. Through a complex marriage strategy Karl created options on other territories, should the incumbent die without male heirs, all driven by this concept of Hausmacht. And he bought Brandenburg. At its height, the Luxemburgs controlled a quarter of the empire directly.

And this quarter wasn’t just in the south. Karl becomes the first emperor to go to north for centuries, he is the first to visit Luebeck since Barbarossa. The great rift between the old duchy of Saxony and the rest of the empire is being bridged.

Therefore, even for a 19th century historian, who judged every action on whether it was helpful or unhelpful for the creation of a centralised nation state, Karl’s approach should have been applauded. The attempts to subdue the princes never worked, so time to try a new strategy. Buy what you can, what you can’t marry and only what resists to the end, conquer.

Still we aren’t done with the critics of the Golden Bull. It’s fiercest opponent is Rudolf IV, duke of Austria, head of the House of Habsburg. For the Habsburg the Golden Bull was a slap in the face. Other than the Wittelsbachs, they had not been given any electoral seat, nada, silch. And they had been the house that had placed two kings on the throne and been one of the three great families that had dominated imperial politics in the first half of the 14th century.

What really irritated them was that the Prince Electors had been given an elevated social status above the other imperial princes. The prince electors had special rights in their territories few other lords enjoyed. They were the inner circle that was meant to advise the emperor in annual conventions. Whenever there was an official imperial dinner, the Electors sat at a high table, whilst the other imperial princes were relegated to the lower tables in the second rank.

And Rudolf did not want to sit at the cat’s table. He was after all a descendant of Rudolf von Habsburg and duke of Austria, Styria, Carinthia and Carniola, count of Tyrol and Landgrave in Alsace. These were the actual titles, but since taking over the duchy of Austria, the Habsburgs had engaged in some serious mythmaking. The first thing was to co-opt the Babenberg family that had held Austria from the 10th century onwards and can trace back even further to the Carolingian times. The Babenberg’s were not just ancient but also most venerable. They had produced a string of dukes with epithets like “the Devout”, “the Illustrious”, “the Glorious” and “the Holy”. The latter, Leopold became a particular focus thanks to the miracles that were attributed to him. As the Habsburgs now claimed they had received Austria as an inheritance from the Babenberg’s, instead of by legalised theft, they also began using Babenberg names, in particular Leopold.

This notion of ancient, if not holy ancestry sat even more awkward with the relegation to second division in the Golden Bull.

Rudolf needed to reassert the standing of his family and therefore instructed his chancery to generate five documents to p[ove the eminence of the house of Austria. Three of those were copies of existing privileges, but two were something different. The first was a charter from emperor Henry IV from 1056 confirming the existence of 2 letters in the possession the Babenberger duke Ernst of Austria. The first letter was from none other than Julius Caesar addressed to the people of Noricum, the Roman province roughly equivalent to Austria. In this letter Caesar asked them to accept his uncle as their ruler, who had been given absolute rights over them as their feudal lord. The second letter is from emperor Nero, saying that Noricum/Austria is by far the most splendid of the Roman provinces and that henceforth it should be released from all taxes and duties to the empire. Caesar’s uncle was – as you can guess – the ancestor of the Babenbergs and hence the Habsburgs.

Then there is a second document, the privilegium maius, or greater privilege. That was based on something that actually did exist, the privilegium minus, or lesser privilege by which Barbarossa had elevated the Babenbergers to dukes of Austria (see episode 50). That privilege had already granted wide reaching rights to the dukes of Austria, but Rudolf needed more. He instructed his chancery to include provisions such as the right to wear a special crown that included the fillet or headband normally reserved for actual kings. And with this crown came a new title, “palatine archduke”. There we go, the Habsburgs invented the title of archduke. The title came with a lot of honours, including sitting to the right of the emperor at public events, leading processions and been given equal rank to the electors.

These documents, in particular the letters from Caesar and Nero were received with unreserved hilarity by contemporaries. Asked of his opinion, the poet and great Latinist Petrarch called the obvious anachronisms “not just risible but stomach churning”.

Still Rudolf insisted, all this was true and, since the Habsburgs did win in the end, the Greater privilege including the letters were considered genuine until the 19th century.

But Rudolf did not just fight with the quill. He did put together a coalition with the Wittelsbachs and the kings of Hungary and Poland against Karl IV.

Why the Wittelsbachs joined is quite obvious. As for the kings of Poland and Hungary, they had grown concerned about the rise of Karl’s power. His interest in Brandenburg and further north made the Poles uncomfortable. Then there was Karl’s long time association with the Teutonic Knights who had been clashing with the Poles over Pomeralia and Lithuania. As for Hungary, its ruler was the king of Poland’s named successor and as such had a strong interest in the wellbeing of his future kingdom.

Even though Karl was by now in a vastly more powerful position than either the Habsburgs or the Wittelsbachs, a war against their combined forces and those of Poland of Hungary would be hard, if not impossible to win.

As always, Karl resolved the issue, not with weapons, but with diplomacy. He went to meet king Kasimir the great of Poland in person and reassured him of his good intentions towards his kingdom. And to underpin that, he dropped his support for the Teutonic Knights in the conflict over Pomeralia (see episode 134). And to seal it all off, in 1363 he married Kazimir’s granddaughter, Elizabeth of Pomerania.

With Poland out of  the coalition, the king of Hungary had no reason to support a Habsburg-led insurrection. This king of Hungary was Louis I, called the Great. He was from the French house of Anjou that also ruled the kingdom of Naples. Louis was an eminently capable ruler who vastly extended Hungary and – like Karl – provided the country with a foundational document, this one remained in force even longer, until the end of the first world war. Not only that, he finally inherited Poland from Kasimir who had no male heir in 1370.

The two monarchs grew closer over time and in 1373 Louis promised his second daughter Mary in marriage to Karl’s second son, Sigismund. This would become very significant in the future, as Louis died without male heir. His three daughters, Catherine, Mary and Hedwig would inherit Hungary and Poland. When Louis died in 1382, Catherine was married to the dauphin of France, Mary was betrothed to Sigismund and Hedwig was not yet promised. Those of you who have listened to the series about the Teutonic Knights may remember Hedwig. The nobles of Poland called her to rule the kingdom, changed her name to Jadwiga and married her to Jogaila, the grand prince of Lithuania. These two than created the Polish Lithuanian Commonwealth that stretched from the Baltic to almost the Black Sea.

His coalition broken, Rudolf’s plan to defeat Karl and potentially even become emperor himself had fallen apart. But again, Karl reacts as a diplomat, not as an autocrat. He could have probably sought a military resolution, but that was, as he kept saying, far too expensive and unpredictable.

Instead he sat down with the angry archduke and soothed his pains. He accepted some of the provisions of the greater Privilege despite knowing them to be fake. He confirmed the Habsburg acquisition of Tyrol and he agreed a family compact. This compact set forth that should either family die out in the male line, the other should inherit all their possessions.

Wow, what a long list of great options Karl had accumulated. By marrying Elizabeth of Pomerania, he had gained an option on the duchy of Pomerania and, through her grandfather Kasimir, an option on Poland. Then he had got his second son Sigismund an option on Hungary, and again possibly on Poland. And thanks to the family compound with the Habsburgs, an option on Austria.

And that last option looked pretty good for Karl. He had by now three sons, Wenceslaus, Sigismund and Henry plus a brother, Johann Heinrich of Moravia with his son Jobst. A lot of dudes, whilst Rudolf IV himself had no children and died already in 1364, leaving his lands to two brothers, Albrecht III and Leopold III, who, unusual for the Habsburgs, squabbled and divided their lands.

But then option probabilities change over time and in particular long dated ones can pay out in the most unexpected ways. But that is a story for an entire new season, far too much for a single episode.

Next week we will discuss what I initially thought I could fit in here, which is Karl’s policy in the west of the empire, in particular his relationship with France and the events in Brabant. We will also talk about Karl’s succession plans and how he gets those implemented. I hope you will join us again.

Before I go – I am afraid- you will hear the inevitable bit about the History of the Germans being advertising free thanks to the generosity of our patrons. And you can become a patron too. All you have to do is to go historyofthegermans.com/support and sign up for the cost of a latte per month. And if you sign up after November, make sure not to subscribe through the Patreon app, only through the Patreon website.

The Basic Law of the Holy Roman Empire

“Every realm that is divided internally will go to ruin, for its princes have become the comrades of thieves. The Lord has poured out the spirit of deceit among them, so that they grope about at midday as though in darkness, and He has withdrawn the light from their dwellings, so that they are blind and leaders of the blind. And those who wander in the dark run into things, and those who are blind of spirit bring about evil deeds, which occur in disunity. [..]

You, Jealousy, have soiled the Christian Empire, which was reinforced by God with the virtues of faith hope and love, just like the indivisible Trinity, and whose foundations stand firmly on the kingdom of Christ; you have soiled it with your ancient poison that you have spewed forth like an evil snake on the Empire and its members. And to shatter the pillars and to bring the whole structure to collapse, you have incited disunity among the seven electors, who should illuminate the Empire like the light of the seven lamps of the mind.

But in the name of the office which we hold as Emperor we are obliged to act against disunity and struggle among the electors [..] for two reasons: because of our Imperial office, and because of our rights as an elector.

In order to increase the unity among them, and to bring about unanimity during elections and to avoid disgraceful divisions and to close the door to the multiple dangers that arise from them, we have issued the laws written down here at our festive Imperial Diet in Nuremberg, in the presence of all the spiritual and worldly electors, and before a large crowd of other princes, counts, free lords, lords, nobles and urban delegates. From our Imperial throne, decorated with the imperial insignias and treasures, wearing the imperial crown, after ripe deliberation, we issued them on the basis of our unrestricted imperial powers, in the year of our Lord 1356, on the 10th of January, in the tenth year of our royal power and the first of our Imperial power.”

So begins one of the most important constitutional documents of the Holy Roman Empire, the Golden Bull of 1356. But what did it actually say, and even more important, what did it not say and how does it fit into the context of the history of the Holy Roman Empire. That is what we are going to discuss in this episode.

TRANSCRIPT

Hello and welcome to the History of the Germans: Episode 160 – The Golden Bull of 1356, also Episode 23 of Season 8: From the Interregnum to the Golden Bull.

“Every realm that is divided internally will go to ruin, for its princes have become the comrades of thieves. The Lord has poured out the spirit of deceit among them, so that they grope about at midday as though in darkness, and He has withdrawn the light from their dwellings, so that they are blind and leaders of the blind. And those who wander in the dark run into things, and those who are blind of spirit bring about evil deeds, which occur in disunity. [..]

You, Jealousy, have soiled the Christian Empire, which was reinforced by God with the virtues of faith hope and love, just like the indivisible Trinity, and whose foundations stand firmly on the kingdom of Christ; you have soiled it with your ancient poison that you have spewed forth like an evil snake on the Empire and its members. And to shatter the pillars and to bring the whole structure to collapse, you have incited disunity among the seven electors, who should illuminate the Empire like the light of the seven lamps of the mind.

But in the name of the office which we hold as Emperor we are obliged to act against disunity and struggle among the electors [..] for two reasons: because of our Imperial office, and because of our rights as an elector.

In order to increase the unity among them, and to bring about unanimity during elections and to avoid disgraceful divisions and to close the door to the multiple dangers that arise from them, we have issued the laws written down here at our festive Imperial Diet in Nuremberg, in the presence of all the spiritual and worldly electors, and before a large crowd of other princes, counts, free lords, lords, nobles and urban delegates. From our Imperial throne, decorated with the imperial insignias and treasures, wearing the imperial crown, after ripe deliberation, we issued them on the basis of our unrestricted imperial powers, in the year of our Lord 1356, on the 10th of January, in the tenth year of our royal power and the first of our Imperial power.”

So begins one of the most important constitutional documents of the Holy Roman Empire, the Golden Bull of 1356. But what did it actually say, and even more important, what did it not say and how does it fit into the context of the history of the Holy Roman Empire. That is what we are going to discuss in this episode.

Before I start there is an important piece of information. Apple has decided that it will take 30% of any new pledge you make via the Patreon App from November onwards. Android users and existing pledges are unaffected, so you do not need to do anything.

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And with that, back to the show

Even if you grow up in Germany, there is not an awful lot of political history of the 14th century you are likely to be taught. But two events you will hear about, one is the Interregnum and the other the Golden Bull. Why, because the Golden Bull remained on the statute books of the Holy Roman empire until 1806, and it governed its main political event, the election of a new emperor, throughout that time. It was never amended or changed. Creating a system to select a ruler that lasts unchanged for 450 years is no mean feat, and some have called it the constitution or the Basic Law of the Holy Roman empire.

That alone would be reason enough to dedicate a whole episode to it, but the significance of the document goes well beyond providing a procedure for the choice of a ruler.

When Karl IV returned from his imperial coronation in Rome in the summer of 1355 he was riding high. He had been crowned emperor with the blessing of the pope, he had made peace with the other powerful imperial families, the Wittelsbachs and the Habsburgs and he had asserted his and the empire’s power on the western frontier against the acquisitive French.

Having reached a degree of recognition few of his predecessors could have dreamt of, he wanted to use his power to put his two realms, that of Bohemia and the Empire onto a more stable footing. We have already heard that his plan to pass a fundamental law, almost a constitution for Bohemia had floundered on the resistance of the Bohemian barons.

But that did not discourage him from trying the same in the empire. He called an imperial diet to Nuernberg for January 1356 to discuss his proposal for a decree that would be later called the Golden Bull. By the way, the Golden Bull is not the only golden bull. The term means that the document had been sealed with a golden seal, marking it out as particularly important. But there have bee dozens if not hundreds of golden bulls. Some or famous, like the golden bull of Rimini that granted the Teutonic Knights ownership of Prussia and if you ask a Czech about the Golden bull, they would think of the one that turned Bohemia into an inheritable kingdom in 1212.

But in a German context The Golden Bull is the one issued in 1356/57 by Karl IV. Before we talk about why it is so important, let’s first look at what it actually says.

The Golden Bull is an imperial decree comprising 23 chapters first issued at the imperial diet in Nuernberg on January 10, 1356 and then amended by a further 8 chapters at a subsequent diet in Metz almost exactly one year later.

The majority of the document deals with the process of the imperial election and the role of the prince electors.

When I went to school, we were told that the Golden Bull established the system of election by the seven electors, but anyone who has listened to this series knows, that this is not so. Election by seven electors, namely the three archbishops of Mainz, Trier and Cologne, the king of Bohemia, the duke of Saxony, the Count Palatinate on the Rhine and the Margrave of Brandenburg had been standard practice since at least the election of Rudolf von Habsburg, way back in 1273.

But what the Golden Bull does is making sure that from now on there should no longer be any more contested elections. And that is achieved by resolving certain open questions once and for all, and by closing down some loopholes.

The first thing was to make sure there is not going to be any confusion who these seven electors were. In the past this had been a problem since for instance the two branches of the ducal house of Saxony, the Sachsen-Wittenbergs and Sachsen-Lauenburgs each had claimed the right to elect. Equally the Wittelsbachs had set up a system of rotation between the Bavarian and the Palatinate line about who would be allowed to cast the vote. And, as we have seen in the election of Ludwig the Bavarian, ambitious candidates sometimes pulled prince-electors out of their hats, nobody had expected.

The Golden Bull made sure that there could only ever be seven men who could be the Prince lectors.

First it states that the vote for Saxony rested with the Sachsen -Wittenberg and that the Palatinate vote could only ever be exercised by whoever is the count Palatinate on the Rhine. The Sachsen Lauenburgs and the Bavarian Wittelsbachs were told that they were just imperial princes, like everyone else, something the latter in particular will resent for centuries to come.

Then a system of strict male primogenitur is introduced for the Prince-Electors. Only the eldest son of the elector should become elector and should also inherit all the lands associated with the electorate. Lands belonging to an electorate could not be divided up, sold, pawned or otherwise given away. Should an elector die without issue, his brother or his brother’s eldest son should take over. Is the elector younger than 18, his most senior male uncle was to cast the vote. And finally, if there is no male heir left, the electorate falls back to the emperor who can enfeoff it to any other suitable candidate.

The Golden Bull contains further provisions for the Prince electors that grant them pretty much all the imperial rights within their territories. They were now almost kings in their own lands. They could establish cities, build castles, set taxes, mint coins at will. Their judicial system was almost completely insulated from the imperial power, etc., etc.

Then there are very detailed procedural rules. The election has to take place in Frankfurt. The election is to be called by the archbishop of Mainz within a month of the death of the previous emperor. If he does not, the electors have to come to Frankfurt on their own accord. Electors who fail to show on the date, lose their vote. Each elector shall bring no more than 200 retainers, only 50 of whom are allowed to bear arms. The city council of Frankfurt is tasked with keeping the peace between the different groups.

Upon arrival the electors are to hear mass at the church of St. Bartholomeu, the church nowadays called the Kaiserdom. There they would also vote on the new ruler, each giving their vote in turn with the archbishop of Mainz voting last. Prince Electors could vote for themselves. If after three months they have failed to select a candidate, the electors are to be reduced to just bread and water. Whoever is elected by the majority has to be unanimously recognised as the emperor.

The coronation should take place in Aachen and the king should hold his first diet in Nuernberg

And then there are even more detailed rules and regulations, including detailed provisions about who sits where at dinner, who leads which procession and so forth.

All these rules were designed to make sure that the elections could take place peacefully and could only ever produce one legitimate King of the Romans. And in that respect, the Golden Bull was a huge success. Whenever there was an election, only one candidate was elected. That however did not mean we are completely out of the woods as regards competing kings. How that happened we will find out when we get there.

Apart from the provisions about the election and the prince electors, there are a few more, somewhat random chapters. On bans any form of associations, confederations or unions between cities or between individual lords, effectively outlawing city leagues, like for instance the Hanseatic League. But it also banned the associations that the Reichsritter, the knights had formed to protect their interests against the encroaching territorial princes. Karl also banned the practice of cities to admit local nobles as citizens, thereby removing them from the feudal context of their overlord. And finally there is an even more watered down version of the ban on feuding that Frederick II had included in the Mainzer Landfrieden more than 100 years earlier.

So, if we look at the heart of the Golden Bull, there is not an awful lot of new stuff. What it does, is sorting out the open questions and designing a procedure that reduces if not eliminates double elections and some provisions that limits the city’s and knight’s ability to fend off the encroaching territorial princes. All the rest, the idea of seven electors, the privileges to do as they like in their lands etc., had been standard practice for a long time, or go back to the Mainzer Landfrieden of Frederick II.

So, nice, but not earth shattering. So, why did contemporaries see it as something of huge importance? Why did they produce no less than 173 copies, some of which like the copy produced for king Wenceslaus IV, the son of Karl IV, includes delightful images of pretty washing girls, wild men and pretty birds .

As is sometimes the case, the real significance of the Golden Bull isn’t what was in it, but what wasn’t. And what wasn’t in the Golden Bull at all was any mention of the Pope. If anyone had listened to these last 159 episodes you have most likely retained at least one thing, that the pope was a seriously big deal for the empire. But now he does not even get ignored in this foundation document that set out the election process in enough detail that we know who walked in front of who when entering the city of Frankfurt on election day.

Was it an omission – no way. This was deliberate. A deliberate exclusion of the pope from the election of future emperors thereby removing the successor of St. Peter from the fabric of the empire that he had dominated since the days of Henry IV. And as much by luck as by design it worked.

How did the Golden Bull became the formal end point in a 300 year conflict between the popes and the emperors?

If we look back at what happened and what drove this sometimes brutal clash between Rome and the Kaiser, it boils down to three broad drivers, what we called the three roads to Canossa in episode 30.  And these three were the rise in lay piety, the reform papacy and the internal conflicts in the empire that first erupted in the Saxon rebellions of the mid-11th century.

Let’s start with Lay Piety. What happened in a nutshell was that as medieval society enjoyed centuries of economic expansion, even people outside the church hierarchy found the breathing space to care about their spiritual wellbeing. They demanded competent priests who could guide them in living a life that pleased God and would make sure they will be counted amongst the righteous at the last judgement. This pushed for a reform of the church that was initially led by the emperor and many of his magnates.

The popes only got involved in this movement when it was already well under way. Pope Leo IX, (1002-1054) was the first pope who took charge of the task to clean up what was sometimes called the Pornocracy. His successors turned out to be equally capable and over the next 200 years the church cut down on simony and corruption, consolidated the theological underpinnings of the faith, improved the quality of the clergy, supported strict religious orders and through all that wrestled control of the reform process from the emperors.

This rise of the papacy to ever greater moral authority led them to claim temporal power over kings and emperors. The two swords were no longer equal, Innocent III declared that, like the moon, the monarchs received their lustre only as a reflection of the papal sun. And on a more tangible level, the two powers clashed over the question of investiture, i.e., who selects the bishops and archbishops, over power in Northern Italy and then even more intensely over who controlled the kingdom of Sicily

The first bust-up was during the reign of Henry IV that included the famous scene of the emperor kneeling in the snow begging the pope for forgiveness. But pretty much every one of the emperors that followed, found himself in some sort of dispute with the pope, even those that had set out as papal champions. Henry IV, Henry V,  Frederick Barbarossa, Otto IV, Frederick II, Ludwig the Bavarian were excommunicated, whilst Lothar III, Henry VI, and Henry VII came close.

What tilted the balance in favour of the papacy was that this conflict wasn’t the only one the emperors had to deal with. The other frontline was the resistance of the aristocrats against a centralising, tax raising monarchy. This conflict broke out in the open again under Henry IV but it continued all throughout the Middle Ages, often somewhat inaccurately labelled as a fight between the Welf and the Hohenstaufen.

The Golden Bull is issued just at the time when all of these trends either petered out or changed direction.

Lets start at the back, the civil wars between princes and emperors. These ended more or less with the reign of emperor Karl IV.

Issuing the Golden Bull reconfirmed and strengthened the rights of the electors to act like kings in their own territories. The emperor had formally accepted the freedoms of the princes that Otto von Nordheim had so vehemently demanded in 1077.

Then he had sold or pawned almost the entirety of the resources that supported an imperial administration, which made the throne an exceedingly unattractive proposition. Only the largest of territorial princes could afford to be emperor, and with some small deviations, that is how the empire will work from here on out. Only the Luxemburgs and later the Habsburgs had enough Hausmacht to meet the imperial expenses.

And last but not least, the 30 years under papal interdict had fostered a sense of unity amongst not just the imperial princes, but the population as a whole. At the Kurverein zu Rhense in 1338 the prince electors, three of them veritable archbishops, had unanimously declared quote “that it is according to the law and ancient custom of the empire, approved that once someone has been elected as King of the Romans by the prince-electors of the empire or by the majority of the same princes, even if in discord, he does not need the nomination, approval, confirmation, assent, or authority of the Apostolic See to assume the administration of the goods and rights of the empire or the royal title.” This notion was then signed by a vast number of lesser lords and cities. No longer could the pope hope to use disunity in the empire to push his interests.

Which gets us to the second key driver of the conflict between papacy and empire, the rise of the reform papacy. We have talked about that yesterday and so we do not need to go into that much detail. But the main point is that the moral authority of the church had begun to erode after its total victory over Frederick II and his descendants. And once they had moved to Avignon that trend became an avalanche. John XXII condemnation of the poverty of the Franciscans, the shocking display of wealth by the cardinals and the papal court, the political dependency on the French king, the greed, the sale of ecclesiastical positions, all that and more put people off.

And with that erosion of moral authority, the church was no longer the institution people looked to as their guide to heaven. We already heard about the Flagellants who emerged during the years of the plague. But the writings of early reformers, of William of Ockham, Marsilius of Padua and so forth circulated amongst the educated classes, as did Petrarch scathing critique of the Avignon papacy and the visions of St. Bridget of Sweden. John Wycliff blamed the unworthy clergy for the plague in one of his earliest works. As literacy levels had improved significantly in particular amongst the merchant class in the cities, some of these ideas circulated more and more broadly.

By the time the Golden Bull was issued, the papacy had lost the ability to effectively fight the emperor. They had lost the spiritual leadership amongst the faithful, were politically boxed in and could no longer piggyback on the internal divisions of the empire.

And they also had a lot less reason to fight the emperors. Not since the catastrophic defeat of Karl’s grandfather Henry VII had an emperor attempted to exert effective power in Northern Italy. They were happy to declare a Visconti or Este an imperial vicar or elevate a Gonzaga to a margrave, all in exchange for cash, but apart from safe passage to Rome, they had demanded very little. And when Karl left the eternal city on the day of his coronation, he sent a clear signal to Innocent VI that he would not interfere with the papal states.

The conflict between the popes and the emperors was over. And because it was over, Karl could issue the definitive guide to an imperial election without mentioning the pope, and everybody, the pope included understood that a papal approbation would no longer be required. The elected king of the Romans was in charge of the empire from the moment he was elected and would remain so to his death.

The Golden Bull stated what should have been obvious to everybody at the time, but by stating it, made it real. That is why princes and cities all over the empire demanded copies of the document. And that is also why it was such a watershed moment.

Now that the destructive conflict with the papacy was formally over and the princes and emperor had found a permanent settlement, the empire could begin a new phase in its development. In this new phase the empire can finally establish its own institutions, the Reichstag as the political coordination mechanism between the imperial estates and the Allgemeine Landfrieden, Reichshofgericht and Kreise as a tools to provide policing and justice across the empire. The Golden Bull may not have broken new ground intellectually, but it was the kick-off document that launched the second phase of the Holy Roman empire that would last until 1806 surviving even Europe’s most devastating religious war.

Now that is my interpretation of what the Golden Bull was and what it meant. As you can imagine for such a totemic document there are many other views. So if you want to get really deep into it and can find a way to feed it into deepl or any other translation engine of your choice, there is a pretty comprehensive compendium published in 2006 called “Die Goldene Bulle Politik, Wahrnehmung Rezeption”. In it the crème de la crème of German medieval scholars investigate every nook and cranny of the document in over more than a 1000 pages.

I am afraid I could not follow up on all of these in the 25-30 minute format of this podcast. But we will touch upon some next week when we talk about the reception of the Golden Bull, in particular in Vienna where Karl’s son in law Richard IV of Austria, called the Founder is arch-irritated about some of his peers being formally elevated to a status above him. And in his anger he does what everybody else would do – he went down the archive and unearth some letters from Julius Caesar and Nero to his great, great, great, great, great, great, great, great grandfather.  And then there is the relationship between the empire and France, the various other constitutions that are created during that period and lots more. I hope you will join us again.

Before I go – I am afraid- you will hear the inevitable bit about the History of the Germans being advertising free thanks to the generosity of our patrons. And you can become a patron too. All you have to do is to go historyofthegermans.com/support and sign up for the cost of a latte per month. And if you sign up after November, make sure not to subscribe through the Patreon app, only through the Patreon website

Karl IV’s journey to Rome

This season has now gone on for 22 episodes. We started with the interregnum of largely absent rulers and after a brief renaissance under Rudolf von Habsburg the empire became a sort of oligarchy where 3 families, the Luxemburgs, the Wittelsbachs and the Habsburgs took turns on the throne. Succession usually involved some form of armed conflict between the contenders and a struggle with the pope over who had precedence. Whoever emerged victorious then used the ever-dwindling imperial powers to enrich his family at the expense of the others.

When in 1349 Karl/Karel/Charles IV emerged triumphant from the latest of these conflicts, chances were that the same game would start anew, civil war between the three families, excommunication and murder. But it did not. Why it did not is what we will talk about in this episode…

TRANSCRIPT

Hello and welcome to the History of the Germans: Episode 159 – The rise to Imperial Power, Charles IV journey to Rome, also episode 22 of season 8 From the Interregnum to the Golden Bull.

This season has now gone on for 22 episodes. We started with the interregnum of largely absent rulers and after a brief renaissance under Rudolf von Habsburg the empire became a sort of oligarchy where 3 families, the Luxemburgs, the Wittelsbachs and the Habsburgs took turns on the throne. Succession usually involved some form of armed conflict between the contenders and a struggle with the pope over who had precedence. Whoever emerged victorious then used the ever-dwindling imperial powers to enrich his family at the expense of the others.

When in 1349 Karl/Karel/Charles IV emerged triumphant from the latest of these conflicts, chances were that the same game would start anew, civil war between the three families, excommunication and murder. But it did not. Why it did not is what we will talk about in this episode…

But before we can all breathe a great sigh of relief, the gods have made it so that I have to hold the beggars bowl up to you again, my graceful listeners. This show is, as you know, free of advertising, apart of this my grovelling. And if you want to keep yourself safe from me droning on about my varied mental health issues, holiday rental preferences or sleeping problems, there is only one thing to do. Go to historyofthegermans.com/support and give generously. And thanks so much to Michael W., Admiral Geekington, Timo B., Admiral von Schneider, Barry M. and Greg B. who have already signed up.  

Next thing, I have to admit to an error, or more precisely to a serious lack of knowledge. I did say last week that the cathedral of St. Vitus in Prague was unique in as much that it sat on the top of a hill, half an hour’s walk from the centre of the city and within the precinct of the royal castle. All that is correct, apart from the bit about it being unique. As some of you pointed out, the cathedrals of Meissen and Krakow are similarly inside the compound of the territorial ruler, away from the city centre. I then looked at the locations of several other cathedrals founded east of the Elbe River and it becomes clear that the concept of the cathedral inside the royal or ducal compound is the norm rather than the exception. Esztergom, Naumburg, Brno to name just a few have a similar setup. However, west of the Elbe, in particular in the lands that had once been part of the Roman empire, cathedral churches tend to be in the centre of town. And that makes sort of sense.

The citizens of the Roman empire had largely converted to Christianity by the 4th century and hence when the bishops built their cathedrals and palaces, they did it amongst the faithful, largely independent from the secular ruler. Meanwhile the pagan Slavs who lived east of the Elbe had been converted by fire and sword in the 10th, 11th and 12thcentury, which meant the bishop’s churches had to be located within the castles of the rulers for protection against a hostile population. And that is where they remained, often to this day.

The fact that I could not remember a place where the cathedral was located in the royal castle reveals the experience of someone who had grown up in West Germany and has not travelled anywhere as extensively in central Europe as I should have. And I have been reading books by predominantly West German authors who also seem to suffer from the same bias. That is history for you, so often as much about the author than it is about the subject. Will try to do better next time.

And with that, back to the show.

Last week we discussed Karl IV’s political and architectural projects in Bohemia. This was however only one of the crowns he had by now acquired. As we discussed 3 episodes ago, Karl had managed to overcome the opposition and had been unanimously elected by all seven electors and then crowned king of the Romans in Aachen in 1349.

In 1350 he had reconciled with his last remaining serious adversary, Ludwig the elder, the son of the emperor Ludwig the Bavarian and margrave of Brandenburg. This reconciliation involved on the one hand that Ludwig would be returned to his margraviate and the current usurper, now dubbed “the false Waldemar” be dropped. And in return Ludwig handed over the imperial regalia, including the Holy Lance, the purse of St. Stephen, various coats and socks and the imperial crown.

Beyond this exchange, Karl also promised to use his influence at the papal court in Avignon to finally lift the excommunication pope John XXII had put on Ludwig’s father and then ultimately over the whole Wittelsbach family 30 years earlier.

And shortly after that all political activity at the royal court ceased. That was in part down to the plague which had by now reached Bohemia. But there was also a mysterious illness. For about a year the king of the Roamn was afflicted by some sort of paralysis none of his doctors could identify. It wasn’t the Plague, otherwise he would have either died or recovered much more quickly. Nor was it the gout he would suffer from for the rest of his life. This sudden loss of ability to act, move and even speak remains a mystery, not least because none of the sources from the court mention it at all. We only know of it through sources from the empire who noticed the absence of their ruler.

He finally rose from his sickbed in 1352, but he never fully recovered. His spine remained impaired, giving him a somewhat hunched appearance. His days as a shiny knight at tournaments were now comprehensively over. He had never enjoyed them much and only taken part when it was absolutely unavoidable. He was so not his father’s son.

The other way in which he differed from the knightly blind king was in his preference for diplomacy over war. War was expensive and unpredictable, whilst playing the different sides against each other cheap, intellectually thrilling and something he was just very, very good at.

Having made peace with the Wittelsbachs, one of the great imperial families of the 14th century, he now needed to settle things with the other one, the house of Habsburg. The Habsburgs had done alright under the emperor Ludwig the Bavarian. They had gained the duchy of Carinthia and the county of Tyrol. The latter turned out to be a genuine lottery win as silver mining in the region was gaining pace. Ove the next 300 years more and more mines opened in Tirol, the largest in Schwaz which would at some point employ 10,000 miners who dug up 85% of all silver found in Europe.

Whilst this is all good news for the dukes of Austria, not everything was going according to plan. For one, the usually so fertile family had experienced one of its occasional bouts of reproductive decline and was reduced to just Albrecht II, the lame and his son Rudolf IV, the Founder. But the biggest issue were some renegade peasants back home in their original homeland. The three cantons, Uri, Schwyz and Nidwalden that had defeated duke Leopold at Morgarten in 1315 have continued to undermine Habsburg control of the Aargau and the roads leading to the Gotthard pass. In 1332 the city of Lucerne, until then part of the Habsburg zone of influence had joined the three Waldstaetten and they had formed the “eternal Swiss Confederation”.  In 1351 Zurich, then and now the largest city in Switzerland joined the confederation. In 1353 Bern, Zug and Glarus came in as well.

This had now become more than an irritation for the Habsburgs and Karl was happy to exploit the situation. He offered the Habsburgs to rein in on these obstinate commoners, if Albrecht and Rudolf kept the peace and let him pass down to Italy should he want to go to Rome. To further firm up the alliance Rudolf became engaged and later married Catherine, the daughter of Karl and – in the absence of a son – his heiress.

Karl never made good on his promise to go after the Swiss. He joined the Habsburgs and their army attacking Zurich but after a few skirmishes forced the parties on to the negotiation table. The subsequent peace included recognition of the Swiss confederation, very much to the chagrin of the Habsburgs. But by then it was too late and there was little they could do about it.

It is with these promises of help that rarely materialised in actual military support and the generous handout of titles and imperial vicariates that Karl solidified his reign in the empire.

In 1354 he moved his focus to the western side of the empire. One reason was that his great uncle, the legendary archbishop of Trier, Balduin had finally passed away at the grand old age of 69. Having become archbishop aged 22 he had lifted two members of his family on to the imperial throne, his brother Henry VII and now Karl. In the meantime he had fostered the power of the electors at the Kurverein zu Rhens and at the same time strengthened the territorial power of his archbishopric. Karl may have never liked him, and vice versa, but they had supported each other in the interest of the dynasty.

So when Karl rushed to Trier as soon as news had reached him of his relative’s demise, it wasn’t to mourn his long lost mentor. No, what he was after was a legendary hoard of gold and silver everyone believed the wily bishop had gathered during his 47 years on the episcopal throne. When Karl arrived the treasure, if it had ever existed, was gone. Still he coerced the new archbishop to hand back the lands his great uncle had forced him to hand over as an electoral bribe in 1344. And in the absence of precious metal, he raided the spiritual wealth of this, the oldest cathedral in the German lands. The staff of St. Peter, a third of the veil of the virgin Mary, a piece of the finger of St. Matthew and the obligatory piece of the holy cross were packed up and sent to Prague.

Then he went to Luxemburg where his half-brother Wenceslaus had now turned 18. Wenceslaus was supposed to inherit Luxemburg but Karl had seized it upon their father’s death. Now it was time to honour the bling king John’s wishes and Wenceslaus received Luxemburg, which Karl elevated to a duchy and imperial principality at the same time. Young Wenceslaus then married Joanna, the eldest daughter and heiress of the duchies of Brabant and Limburg, which was followed by the happy event of duke John of Brabant dying in 1356. Wenceslaus and his wife gained control of this exceedingly wealthy part of the world after granting the citizens of Brabant a large number of rights in a document called the Joyeuse Entrée which we will look at next week. For the moment the important point is that the Luxemburgs got hold of Brabant, at least tripling their position in the west and all that against opposition from the count of Flanders and behind him, the king of France.

The empire was on the up. And to make it absolutely clear that there was a new broom in the house, willing to protect the western border of the empire against constant French incursions, Karl held an imperial diet in the city of Metz, right on the border to France. No emperor had been to Metz since the days of the Hohenstaufen. This event in March 1354 was meant to rebuild the sense of belonging to the empire that had been waning. Ever more often had the local powers taken their disputes to the courts and Parlamants of France, believing that there was no justice to be obtained from the weak imperial power. Karl imposed an imperial peace on Lothringia whereby they should resolve their conflicts peaceably in courts of their own peers, rather than by the French.

Such local peace agreements had been a tool of imperial policy for a long time, but the last decades had seen them running out and/or being ignored. Karl used them extensively in all the areas he travelled through. And he could back them up with the sheer strength of his personal wealth and prestige. In the east the house of Luxemburg controlled Bohemia, which had almost doubled in size since the days of Ottokar II and in the West they  ruled the combined duchies of Luxemburg and Brabant. And Karl could rely on the support of the great imperial cities, in particular the richest and most powerful of them, Nürnberg.

Many citizens of the empire experienced imperial administration for the very first time. By 1355 Karl had become the most effective guardian of the empire in generations.

With the empire under his control, we move on to – yes I can hear you groan – the inevitable journey to Rome. Should that not be over by now? Didn’t the Electors declare that the elected king was automatically the ruler of the empire, even without coronation of approbation by the pope? Did Karl not remember the catastrophic outcome of his grandfather’s attempt to pacify Italy, let alone his own experience as a young man trying to chart a path through the endless squabbles between the various communes, republics and autocracies?

Sure, he did, but even though an imperial Romzug was no longer an absolute must, it still added to the cachet of an emperor, in particular an emperor like Karl who derived more of his power from symbols and the letter of the law than from the yielding of swords.

So a trip to Rome was on the agenda, but such a trip was not as urgent as it had been for his grandfather or for Ludwig the Bavarian. Karl had time to plan how he could thread his course through the convoluted Italian and papal politics.

Papal politics should have been easy. As we have discussed before, Karl owed the beginnings of his career to his mentor, the pope Clement VI. But by the 1350s that relationship had soured.

When Karl reconciled with the excommunicated Wittelsbachs, first by marrying the daughter of the Count Palatinate on the Rhine and then by making deals with the sons of Ludwig the Bavarian, the pope was incensed. The whole point of supporting Karl as the new king of the Romans had been to squash the Wittelsbach and their nest of heretics that was Munich. And once the excommunicated usurpers were gone, the popes would regain control of the imperial church.

Well, none of that happened. Karl had no intention to become a papal lapdog. Instead of taking orders from Avignon, he strengthened imperial oversight of the church to the point that he invested more bishops during his reign than any emperor had done since Barbarossa.

What also did not help was that Karl let slip that he found Clement VI’ propensity for bling and hard partying unsuitable for his office, comments that made their way back to Avignon.

With Clement VI refusing to send cardinals to crown him, Karl had two options. One was to boost his diplomatic efforts in Avignon in the hope of changing Clement’s mind. The other was to do as his predecessor had done and go to Rome to accept the crown from the Senate and People of Rome as the ancient Roman emperors from Augustus to Romulus Augustulus have done.

This latter option materialised in 1350 in the form of a visit to Prague by Cola di Rienzi, the Tribune of the People of Rome. Cola di Rienzi is one of those characters that warrant a whole podcast by themselves and I may produce one for the Patreon feed. But since he is very much a figure of Italian history, rather than German history, here are just the bare bones of his story.

Cola di Rienzi, actual name Nicola Gabrini was the son of a wine merchant. Being clever and talented, he received a thorough education and rose to become a notary and diplomat for the city of Rome. In 1347 he led a public revolt that catapulted him to the leadership of the city, where he promised to resurrect the ancient Roman republic with him as the Tribune of the people.

How come a wine merchant’s son can rise to be the ruler of the eternal city? The answer lies in the truly dissolute state of Rome and the papal states in the middle of the 14th century. It is now more than a generation since the popes had left Rome to settle in Avignon. Without the papal court the income streams that had sustained the city had dried up. Not just the lavish expenditure of the popes and cardinals but also the bribes paid for ecclesiastical judgements, the approval of episcopal appointments, the income from absolutions etc., etc., all that was now spent in Provence.

Rome, unlike the other great Italian cities did not have much commercial or industrial activity. Barely 20,000 souls lived in a city once built for millions. To generate some cash the popes had declared holy years in 1300 and in 1350 that brought in thousands of pilgrims. The tradition exists to this day by the way and the next holy year is 2025.

But these Jubilees took place only every 50 years. In the intervening years, the impoverished Romans had fallen into the hands of warring aristocratic factions, the Colonna and the Orsini. Most Romans huddled within the bend of the Tiber marked by the triangle of the Mausoleum of Augustus at the north, Castel Sant’Angelo to the west and the Tiber Island to the south, the area called the abitato. The Vatican Borgo, stretching from St. Peter’s to the river, retained its boundaries set by the walls of Leo IV. The remaining 215 hectares (almost 4.7 square miles) within the ancient Aurelian Wall lay nearly empty. This disabitato remained a dangerous waste of forest, vineyard, and garden, interrupted only by the irregular masses of Rome’s fortified monasteries and the fortress-towers of its barons, by hamlets scattered around the major churches and the militarized hulks of Rome’s vast ruins. Meanwhile in Florence, Siena, Milan and Venice churches and palaces rose up that could rival the splendour that had once been Rome’s

Cola di Rienzi tapped into the discontent of the Roman masses, promising them an end to the current mismanagement and a return to the glory of ancient Rome. By all accounts he was an engaging orator who could whip up the crowds. He was also a populist and fantasist who promised the world but was unable to maintain a functioning administration, let alone deliver on these pledges.

His first run as Tribune of the Roman People lasted a mere seven months, at the end of which he slunk out of town in the middle of the night. From 1347 onwards he hid for 2 years in a community of Franciscan who adhered to the rule of strict poverty promoted by Michael of Cesena and William of Ockham. In 1349 he embarked on a journey across plague ridden europe in search of allies who would help restore the glory of Rome.

That is why he showed up at the court of Karl IV in Prague in 1350. And the emperor was listening. After all Cola di Rienzi still had supporters in Rome and all across Italy including the celebrated poet Petrarch.

Though he may have been tempted by the proposal to get his coronation swiftly and with the support of the Roman populace, there were a number of issues with that though.

One was that his predecessor who had accepted the crown from the people and not from the pope had always faced issues of legitimacy. Karl himself had never recognised Ludwig’s imperial title.

Moreover, it would have also been a truly unforgivable affront to the pope that would turn the simmering disappointment into open conflict. A conflict that judging by the example of Ludwig, could go on for decades and hamper his efforts to stabilise the empire under his reign.

So Karl had Cola di Rienzi arrested and sent to Avignon. By all accounts that should have been a death sentence. But by the time he had arrived, pope Clement VI had died and his successor Innocent VI saw an opportunity in the plebeian rabble rouser. In 1354 he sent Cola di Rienzi together with a cardinal to Rome to oust the regime of the aristocrats and bring order to the place, make it ready for a return of the pope.

Cola’s second attempt to restore ancient Rome lasted not much longer than the first. Rienzi made some stirring speeches and put the Colonna and Orsini on trial. He managed to have a few of them beheaded before the two archenemies joined hands and also the cardinal realised that Rienzi may not be entirely on board with the idea of the return of the Holy Father.  A crowd gathered outside the Palazzo Senatorio on the Capitoline hill demanding his head. He tried to make one last speech to defend himself and his track record but could not get through. The mob set the palace alight. Cola di Rienzi fled the building in disguise but was recognised and then horrifically maimed and killed.

As I said, a fascinating and dramatic story that Richard Wagner made into his first and worst opera and that allegedly inspired Adolf Hitler. As I said, well worth a whole podcast.

But why does this story matter beyond the fact that Karl had rejected the offer to be crowned by the people of Rome?

What it illustrates is how far the power of the Avignon church had declined. If a pope has to resort to a populist firebrand in his attempt to exert control over his capital, the situation must be quite dire.

And it was. These 40 years in Avignon had had a devastating effect on the standing of the church. We have not gone quite all the way back to the days of the Pornocracy in the 9th and 10th century, but a lot of the political capital the reform popes since Leo X have patiently built into the imperial papacy of an Innocent III has been washed away in an excess of corruption and ostentatious display of wealth. Then there was the political dependency on the French kings who could force the pope to sanction the raid of the Templars.

Few people in the cities and villages ever saw the extravagant luxury of the papal palace but they did see what happened to the Franciscans and Dominicans. These mendicant orders enjoyed a lot of respect for their good works and adherence to the vows of poverty. When John XXII forced them into accepting gifts and property, the brothers and even more, the papacy lost the moral high ground. And it was the moral high ground that papal power was based on.

More and more voices criticised the pope and demanded a change in his behaviour and a return to Rome. One of them was Petrarch and another was St. Bridget of Sweden. She was a high aristocrat who had come to Rome during the holy year of 1350. Shocked by the state of the city she threw herself into charitable works and as things got traction, founded her own order of nuns. What made her famous across europe were her religious visions. And in one of those visions God told her to tell Pope Clement quote “ it shall not be forgotten how greed and ambition flourished and increased in the church during your time, or that you could have reformed and set many things right but that you, lover of the flesh, were unwilling. Get up, therefore, before your fast approaching final hour arrives, and extinguish the negligence of your past by being zealous in your nearly final hour! End quote.

Once Clement’s final hour arrived in 1352 as predicted, the church tried to improve. They replaced the worldly pope Clement VI with Innocent VI, an altogether more sober head of the church. But the pope’s room for manoeuvre was  very limited. Reforming the church back to a semblance of moral authority ran into the opposition of entrenched interests, his attempt to regain Rome through Cola di Rienzi had failed and left him marooned in Avignon under the watchful eye of the French.

And it was exactly this weakness of the pope that Karl had bet on. One of the few options Innocent VI had to counterweigh French influence was through the empire. Karl may not have lived up to papal expectations, but he was still less overbearing that the king of France. And he had enormous prestige and still some influence in Italy.

And that is why Karl was confident that once he were to set off for Rome the new pope would fall into line and send him a cardinal for the coronation.

Karl set off for Italy in September 1355 with just 300 men. The reason he did not bring an army as his grandfather had done was simple, he had no interest in conquering Italy. All he wanted was to travel down to Rome, get crowned and go home again. He had made that very explicit in a letter he had written to Petrarch. The great poet had begged him to bring peace to his war-ridden Italy. To that Karl responded quote “The times have changed my most venerated poet laureate. Freedom has been crushed, the bride of the empire, together with all the other Latins, have been wedded into servitude; justice has become the whore of avarice, peace has been driven out of the people’s minds and the virtues of men have vanished so that the world is descending into the abyss” end quote.

No, Karl had been to Italy before and got the T-shirt. No way was he going to take sides in this never ending game of Whack-a-mole. All he wanted was free passage. To achieve that he joined an alliance led by Venice against Milan. Once he had crossed the lands of his allies, he headed for Milan, signed a deal with the city’s rulers, the Visconti, who handed him 150,000 gold florin and the iron crown of Lombardy. Next stop is Florence where he promised help against Milan in exchange for 100,000 florin and recognition of imperial overlordship, the first time in centuries the city on the Arno river had bent the knee. Then he goes to Siena who make Karl their podesta in exchange for protection against Florence, and so forth and so forth, I guess you get my drift.

Somehow this has turned into a veritable walk in the park. Part of his success is clearly his diplomatic skill that allowed him to double cross all his interlocutors with impunity. But he is also genuinely popular. He is one of the very few emperors who speak Italian. Wherever he goes, he chats with the people, he gets down from his horse to shake hands. They even forgive him his now obsessive raids of churches and monasteries for relics. He remains calm in all circumstances, both when the citizens of Siena parade him through the city on their shoulders in triumph as well as when a rebellion in Pisa puts him and his now third wife in mortal danger.

On April 2nd does he arrive before Rome . And for the next three days he visits all the great basilicas and monasteries of the eternal city, disguised as a pilgrim. Most probably many a saint was missing a few bones once the mysterious pilgrim had left.

The coronation date was set for the 5th of April.

Which now leaves the question, is there a cardinal available to perform the ceremony? Oh you bet. Though Karl had not even bothered to inform the pope of his departure for Rome, seven month earlier, as soon as he was under way Innocent VI caved in. The cardinal bishop of Ostia, the #2 in the papal hierarchy was dispatched to Rome to do the deed. The only condition was that Karl should not spend more than a day in the eternal city.

And so, for the first time in now 150 years did Rome see a peaceful imperial coronation. Both St. Peters and the Lateran welcomed the emperor and he and his wife were crowned following the ancient coronation ordo. No wading through blood, no arrows shot into the dining hall, just a really nice party.

And, as promised, Karl IV left Rome at sundown and returned to his lands north of the Alps as the universally recognised Holy Roman Emperor. And he was truly universally recognised, the pope accepted him, the Italian cities as far as they ever would, recognised him as their king and emperor, the Wittelsbachs and the Habsburgs had made their peace with him, his family possessions, the much enlarged kingdom of Bohemia and the duchies of Luxemburg and Brabant made him the by far richest and most powerful imperial prince.

Not since the early years of Frederick Barbarossa had an emperor gained such a position of power. And it was this power he would now use to create what many called the constitution of the Holy Roman empire, the Golden Bull of 1356. And that is what we are going to look at next week. I hope you will join us again.

And if you feel swept away by all that goodwill and splendour in the History of the Germans remember that the show is advertising free thanks to the generosity of our patrons. And you can become a patron too. All you have to do is to go historyofthegermans.com/support and sign up for the cost of a latte per month.

Karl IV’s great plans for his capital city

Karl, by the grace of God, King of the Romans, ever august, and King of Bohemia [  ]

We have turned over in careful contemplation, and have been diligently pondering how our hereditary kingdom of Bohemia may flourish in all its beauty, thrive in peace, and not fear the loss of its riches to its enemies, and how the general good and benefit of the said kingdom may prosper, how its’ governance may grow from good to better, and how it could plant a new seed for the faith in god.

To soundly provide for these things, neither sparing our labors nor expenses, we have decided to extend, expand, and newly delineate the city of Prague, recently elevated to metropolitan status at our insistance and request, situated in the midst of the kingdom and in a most fertile place, frequented by peoples from various regions and parts of the world, whose houses and buildings, inhabitants, and the multitude of people surrounding it, as well as the influx of people to it, which no one can count, especially because of the general study that we have decided to establish in the said city, cannot conveniently accommodate.”

So begins the charter that founded one of the Middle Ages most ambitious infrastructure projects, the creation of Prague’s New Town, the third city to be created near the ancient castles of the kings of Bohemia, making the combined city larger in surface area than Cologne, only surpassed by Constantinople and the eternal city. A new Rome was to rise on the shores of the Vitava River, a place adorned with churches and monasteries evoking the holiest places of Christianity and squares on such a monumental scale that reminds one more of the 19th century than the 14th. Prague still today attracts “people to it which no one can count”

This is what we will talk about today. Not just what he built, but why and how….

But before we start let me thank Dana J., Charisse P., James M., Eddie, Henrik R., Thomas H. and Margaret P. who keep this show advertising free by signing up as patrons on patreon.com/historyofthegermans or on historyofthegermans.com/support. If you want to join this gang of generous givers, go there and before you know it, you will find your name read out here too, on top of basking in the soft glow of your fellow listeners gratitude.

Video

TRANSCRIPT

Hello and welcome to the History of the Germans: Episode 158 – Prague – The New Rome? Karl IV’s great plans for his capital city, also episode 21 of Season 8 From the Interregnum to the Golden Bull.

Karl, by the grace of God, King of the Romans, ever august, and King of Bohemia [  ]

We have turned over in careful contemplation, and have been diligently pondering how our hereditary kingdom of Bohemia may flourish in all its beauty, thrive in peace, and not fear the loss of its riches to its enemies, and how the general good and benefit of the said kingdom may prosper, how its’ governance may grow from good to better, and how it could plant a new seed for the faith in god.

To soundly provide for these things, neither sparing our labors nor expenses, we have decided to extend, expand, and newly delineate the city of Prague, recently elevated to metropolitan status at our insistance and request, situated in the midst of the kingdom and in a most fertile place, frequented by peoples from various regions and parts of the world, whose houses and buildings, inhabitants, and the multitude of people surrounding it, as well as the influx of people to it, which no one can count, especially because of the general study that we have decided to establish in the said city, cannot conveniently accommodate.”

So begins the charter that founded one of the Middle Ages most ambitious infrastructure projects, the creation of Prague’s New Town, the third city to be created near the ancient castles of the kings of Bohemia, making the combined city larger in surface area than Cologne, only surpassed by Constantinople and the eternal city. A new Rome was to rise on the shores of the Vitava River, a place adorned with churches and monasteries evoking the holiest places of Christianity and squares on such a monumental scale that reminds one more of the 19th century than the 14th. Prague still today attracts “people to it which no one can count”

This is what we will talk about today. Not just what he built, but why and how….

But before we start let me thank Dana J., Charisse P., James M., Eddie, Henrik R., Thomas H. and Margaret P. who keep this show advertising free by signing up as patrons on patreon.com/historyofthegermans or on historyofthegermans.com/support. If you want to join this gang of generous givers, go there and before you know it, you will find your name read out here too, on top of basking in the soft glow of your fellow listeners gratitude.

And with that – back to the show

Last week was a bit tough, but then the 14th century was a tough time to be alive. But despite all the horrors there were some delightful things happening at the same time. And one of these was the architecture created in that period. It is in the 14th century that the Hanseatic cities reached the peak of their political power, when the spires of churches and city monasteries in Lübeck, Hamburg, Wismar, Riga and Tallin rose to the sky. New cloth halls adorned Ypres, Krakow, Ghent and Brunswick. The celebrated city halls of Stralsund, Bremen and Muenster date back to this period as do the innumerable half-timbered houses you find all across the German lands that shape the idea of the romantic Germany for hundreds of thousands of tourists every year.

But the largest, the most ambitious construction project of the 14th century happened on the eastern edge of the empire. A project on a scale unprecedented since the days of ancient Rome. Prague was to rise from an important city to the largest city in the empire in the span of 2 years. Yes, 2 years or less was the timescale that Karl IV set for the city to be built in his own words so properly constructed that the houses may be conveniently inhabited and lived in”.

Ah, and then there is the date. The foundation document for Prager Neustadt dates to March 8, 1347, just as the first grain shipments from Caffa enter the port of Messina in Sicily, bringing rats, flees and Yarsinia Pestis, leaving barely 2 years before the disease reaches Prague.

Now before we survey the greatest of Karl’s projects, we need to take a step back to see the broader strategy behind it.

The actual starting gun for the Make Prague Great project had sounded 3 years earlier, in 1344. It was then that Karl, at the time still only the crown prince convinced his friend, the pope Clement VI to raise the status of the bishopric of Prague to an archbishopric.

This does not sound much to modern ears. Has anyone noticed that pope Francis recently raised Las Vegas to an archbishopric? No, me neither. But in the Middle Ages, this was a seminal moment. The church was still by far the superior organisational structure in europe, much more complex and coherent than any state administration. And the boundaries of dioceses had a significant effect on the temporal political structure within it.

Long term listeners may remember episode 14 when we talked about Otto III’s trip to Gniesno in Poland. At that point, in the year 1000, Otto III raised Gniesno to become an archbishopric. From that point forward the Polish church was no longer subject to oversight by the archbishop of Mainz, which meant Poland’s rulers found it somewhat easier to withdraw from the imperial orbit. The same happened in Hungary where Esztergom was founded as an archbishopric in 1001.

Of the three monarchies on the eastern side of the empire only one, Bohemia, remained subject to the archbishopric of Mainz, and was the only one that remained within the political structure that became the Holy Roman Empire. Coincidence, me thinks not.

The creation of a Bohemian archbishopric may have been delayed unduly, but it was a key puzzle piece in the Karl’s creation of what he called “the Crown of Bohemia”, the constitutional construct that he hoped would cement his and his family’s rule of these lands for eternity.

More about that later. First we need a cathedral for the freshly minted archbishop, who also happened to be one of Karl’s closest advisors and confidants, Arnost of Pardubice. On November 21, 1344 work began on St. Vitus cathedral. This cathedral is unique in so many ways, the first of which is its location. I cannot think of any other cathedral that towers over a city, a solid half hour walk uphill from the main square. And that speaks to the role the archbishop of Prague was to assume in the political system of Bohemia.

The Bohemian church had been created by St. Wenceslaus way back in the 10th century. At the time the majority of Bohemians were pagans and it was the ruler’s efforts to convert the population that led to the Christianisation of the country. Hence the bishops were always extremely close to the dukes and later the kings of Bohemia. Their residence and their cathedral was within the precincts of the royal castle, not down in the town with the people. A very different setup to the way bishops operated in the empire, or even France and England. At some point Karl jokingly referred to the archbishop as his personal chaplain.

St. Vitus was hence as much royal chantry as it was the archepiscopal cathedral. To build it, Karl wanted the latest and greatest in cathedral fashion. Hence he appointed Matthias of Arras, a Frenchman who may have been working on some of the great cathedrals of Northern France, in Amiens or Beauvais and had most recently been involved in the construction of the papal palace in Avignon. Matthias was a competent man who designed a layout of the church along classic French lines putting emphasis of proportions and clear, mathematical composition of the whole. Matthias died in 1352 having finished only the easternmost part of the choir. His successors continued with his plan until the arrival of Peter Parler in 1356. Peter Parler was just 23 when he was given the commission to complete St. Vitus cathedral. Having been apprenticed to his father since his youth, he had worked at the church of the Holy Cross in his hometown of Schwäbisch Gmund. Aged 19 he sets off as a journeyman travelling to many of the great construction sites of Europe at the time, the cathedrals of Cologne, Paris, Strasburg and potentially even England. Upon his return he rejoins his father who had been given a huge project, the building of the Frauenkirche in Nurnberg that was to be erected over the ruins of the old synagogue, the destruction of which had triggered the massacres of the Jews in the city as we heard last week. Karl had been closely involved with the Frauenkirche he intended specifically to be used for key imperial ceremonies and events. And that is where he noticed Peter and called him to Prague.

Peter Parler brought a new style to not just St. Vitus cathedral but to many of Karl’s great projects. Peter Parler was both a sculptor and an architect. Once he gets involved in St. Vitus, the cathedral shifts away from the strict lines of Matthias of Arras to a new innovative style that gives it the almost organic qualities that would spread across europe as the late gothic style. This is best exemplified by the new type of vaults he created for the choir of St. Vitus. In a classic gothic church, the groin vaults have single diagonal rips from one pillar to the other. Parler doubled their number creating a set of crossing rips that not only improve structural integrity but also created a sort of net-like pattern. This and the balustrade that he added to the naves as a way to make the upper floors of the cathedral feel as if they were floating above the congregation as a vison of the heavenly Jerusalem were two key elements of the Parler Style. The Parler Style was rapidly adopted first across the empire in Landshut, Nurnberg, Vienna and then throughout the Hanseatic league from where it spread all over Poland, the Low countries and even as far as the cathedral of Seville that features both net vaults and a Parler balustrade.

Peter Parler and his sons and workshop would be leading many of Karl’s projects both in Bohemia as well as across the empire. They have shaped the way Prague looks today and also built St. Stephens in Vienna. They are a big deal.

Within St. Vitus cathedral there is a chapel that was to become the heart of Karl’s concept of the Bohemian crown, the chapel of St. Wenceslaus. This chapel features no just one of the most intricate of Parler Vaults but is also decorated with 1300 semi-precious stones and frescoes depicting the passion of Christ and the life of St. Wenceslaus.

It once held two immensely valuable objects, one of which is still there. The first was a reliquary of St. Wenceslaus in the form of a bust and the second, the crown of St. Wenceslaus. Now I cannot say whether the bones inside the reliquary were indeed those of St. Wenceslaus, but what we know for a fact is that the crown placed there had never been worn by the good king Wenceslaus. Not because he wasn’t a king, but because this crown had been made on Karl’s orders in 1344, the year of Prague’s elevation to an archbishopric.

During Karl’s reign this crown was kept in St. Wenceslaus chapel on the bust of its namesake for most of the year. That was a huge deviation from the normal procedure. Medieval crowns were often kept with the other regalia in a treasury, often a heavily fortified castle. They were the property of the ruler who could take them along for trips and use them as a means of representation whenever he wanted to. The crown of St. Wenceslaus only left the chapel on special occasions and for coronations. It wasn’t the crown of the king, but the crown of a saint the king would occasionally be allowed to borrow. That is actually still the case today. The crown is kept in a chamber next to the chapel locked by seven locks, the keys to which are held by seven dignitaries including the president and the archbishop of Prague and the original is only shown to the public on special occasions.

What was the point of commissioning an extremely expensive crown and then pretend it had been St. Wenceslaus crown all along so that it had to remain with the saints remains?

That brings us back to Karl’s idea on how to solidify his regime in Bohemia. As we talked about in the episode about Karl’s youth, the hold of the Luxemburgs on Bohemia was extremely fragile. Karl’s father spent most of his time outside the kingdom where he was extremely unpopular and had lost the power struggle with the barons. In his autobiography Karl makes a big song and dance about how much the Bohemians loved him, his ability to speak the language, his descent from the ancient Premyslid dynasty etc., etc., But even in the middle ages a spot of linguistics and an eminent mother  cannot have been enough, in particular not in a kingdom whose barons and patricians held the reins of power and at least believed they could elect and depose their kings at will.

The more I read about Karl the more I get to admire his political instincts and pragmatism. Because rather than fighting the barons and patricians as his father had done, he tied them into his political structure. He created the crown of St. Wenceslaus as a symbol of the Bohemian Kingdom outside his own person. The crown of Bohemia became more than a physical object, but a symbol that personified the Bohemian lands, its customs and rights and privileges. And Karl poured everything into this concept. In his role as king of the romans he declared the lands of Silesia and some territories west of the Bohemian forest to be not just his personal fiefs, but inseparable parts of the crown of Bohemia. He declared that all the barons and lords were integral to the “universitas regni Bohemia”, of the commonwealth of the crown of Bohemia. And to further elevate the crown as a physical object, he enclosed in it a thorn from the Crown of Thorns. The pope declared the crown a sacred object that conveyed salvation to those who prayed before it.

By creating this object that held all the power in the kingdom, all he then had to do was to make sure that nobody else could take hold of it. And that was via the coronation ceremony. A ceremony he conveniently had designed himself. This involved the usual anointing, seating on the throne and lifting of the crown, but now by a Czech archbishop rather than a German one. But what made it special was that not all the songs were in Latin, nor were they in German, but in Czech. Few things could reassure the Czech-speaking population under pressure from the influx of German speakers since the early 13th century than their king singing the Kyrie Elision in their language.

The crown of Bohemia now had a great resting place in the St. Vitus cathedral that was rising up. But that wasn’t enough splendour for Karl. If he wanted to elevate Bohemia to a kingdom on par with the great monarchies of France and England, he needed a capital. And since he was not just the king of Bohemia but also the elected king of the Romans and hence future emperor, this capital needed to be suitable for such an august monarch.

Hence we find ourselves in March 1347 in a field outside the walls of Prague’s Old Town watching Karl IV laying the first stone in the greatest plan for a city extension of the entire middle Ages. When Charles first arrived in Prague in the 1330s the city comprised about 2.5 square kilometres of build-up space and had roughly 15,000 inhabitants. The city was actually two cities and two royal castles. There was the Mala Strana, the Little Side or Lesser Town in English which had risen up below Prague castle. On the opposite side of the Vitava sat the Old Town. And downriver on the Vitava sat the Vhysegrad, the residence of the early medieval Bohemian rulers.

As we have seen in many other places, most extremely in Gdansk, each of these entities were independent cities with their own councils, markets and city walls.

The New Town that Karl ordered to be built was hence given its own city rights and privileges. In the foundation charter he was generous in his awards, granting the new place the same rights the Old Town had received. The new Town was to get its own city council, its aldermen and city defences. However, as the Old town had lost a lot of its privileges during the reign of King John the Blind, these rights were less extensive than they would be for an imperial or a free city in the empire. He made up for the lack of civil rights by providing generous tax incentives, more than enough to fill the place.

And what a place it was. The Prague New Town comprised 7.5 square kilometres, three times the Old Town and Little Side combined. This new settlement surrounded the Old Town on all three sides, stretching from the old castle of Vhysegrad to the Vitava upriver from the old town. The wall built to protect the settlement was 3.5 km long, 6 to 10 meters high and took less than two years to build. Karl had already bought a lot of plots inside this wall before construction began and now sold these under the condition that the purchaser would begin construction within one month and completes the work within 18 months. With the New Town the population of Prague rose to 40,000 making it the largest city in the German lands alongside Cologne. In terms of surface area it became the third largest after Rome and Constantinople.

But what took peoples breath away both then and today was the monumentality of its market squares. The area today called St. Wenceslaus square that today looks like a classic 19th century avenue built to represent the glory of the nation was then called the Horse market. And it was already 60 metres wide and 750m long, far larger than anything anyone had seen before. Well except for Charles Square which at 80,550 square metres is still one of the largest city squares in the world and definitely the largest medieval square in Europe.

This square-driven megalomania had a clear message. At a time when space inside walled cities was at huge premium and city streets were narrow and bridges built up with houses, a city square large enough to hold 12 simultaneous football matches screamed look at how large a defensive wall I can build. Or more precisely how large a defensive wall the crown of Bohemia can build.

Talking about open spaces, in 1357 construction began on the one bit of Carolinian infrastructure ever visitor to Prague had been on, the Charles Bridge. Despite the tourists and intrusive sellers of pointless titbits and drunk teenagers, this remains my favourite bridge in the world. Two gates at each end, a beautiful view of both sides of the city and its elegant construction tells again of the great skill of Peter Parler and his workshop. And the fact that this bridge had no houses on it when London and Paris only had bridges that looked like the Ponte Vecchio in Florence is just another sign of the immensity of Karl’s project.

The Neustadt filled up rapidly in part with overspill from the Old Town and the Little Side where space had been at a premium. There had also already been some suburbs in what would later become the New Town. But mostly these were new arrivals.

Many were Jewish.  As Charles said in his foundation document quote “Considering the weakness of the Jewish people, we take under our special protection all and each Jew, both male and female, sons and daughters, and all their goods, who will come to inhabit the said New City, [  ] commanding all and each justice of the kingdom, especially of our city of Prague, modern and future, to protect and defend the Jews from all disturbance, molestation, and injury.” That is a bit rich given Karl’s involvement in the persecution of the Jews that led to them fleeing east in the first place.

He also invited settlers from the West and East to come to Prague and many did. That is in itself a tremendous achievement given the Plague had just wiped out roughly a third of Europe’s population leaving lots of opportunities for ambitious and mobile men and women to make their fortunes nearer to home.

Another major draw of Prague was that it gradually became a bit of a holy place. Karl had a habit of collecting relics. Maybe not a habit, more of an obsession. He became famous for demanding to cut of bits and pieces of saints whenever he came to visit a monastery or pilgrimage church. Sometimes he paid for the privilege, sometimes he just took the bones. In St. Gall he had the head of one of its saintly abbots sawn off as the holy body refused to separate from its uppermost section. Foreign dignitaries quickly realised that the way to the king of Bohemia’s heart was through dusty bones and holy pieces of cloth. One of those claimed to be the tablecloth used at the Last Supper.

But whilst this all sounds a bit weird, it had a certain logic to it. Relics did provide relief from time spent in purgatory if the sinner prayed next to them. The church provided elaborate tables laying out how many years one gets off for how many Ave Marias in front of which saint’s remains. So bringing a large number of relics to Prague was quite the same as ambitious mayors courting art collectors to place their works into museums they promise to build for them.

Whilst Karl kept many of the relics for himself, he donated even more to various churches on his demesne, in particular in the New Town of Prague. Pilgrims would come to pray in these churches boosting the business of inns and traders of all kinds. Others would decide to live in Prague to be closer to these most effective items of salvation. Charles even obtained a papal charter that gave particular absolution for pilgrims who came to see the great relics contained in the Bohemian crown, the Holy Lance and other holy objects that were paraded through the streets of Prague on certain holy days.

And finally there is another draw, the very first University founded east of the Rhine river. This was again one of Karl’s very first decisions after becoming King of Bohemia, to found a university he named after himself in his typical modesty. As so often in his early years it was his good relationship with Pope Clement VI that made that possible. Clement granted a bull establishing a place of general studies in January 1347. Later historians with an anti-papal bent would insist that the university was founded through a Bohemian royal golden bull in 1348.

In any event, the university began operating around that time, modelled on the University of Paris offering all four faculties, including theology. Students came from the empire and from Bohemia, Moravia, Poland, Hungary and even Scandinavia. But it differed in some significant way from the universities as they existed to date. The university of Prague was founded and maintained by the king of Bohemia. Previous universities had been created by the scholars and teachers who were paid directly by the students. Lecturers in Prague were housed in colleges as had been the case in Oxford and Cambridge, but in Prague the lecturers were paid by the university and hence by the state, a system that would take hold across most of central Europe.

Whilst most of the things we discussed today relate to Karl’s role as king of Bohemia, the University was something different. This foundation was quite explicitly meant to be an institution open to everyone in northern europe, not just Czech speakers. In fact in the early days of the university less than a quarter of students were Czech speaking. That the university was hugely attractive to non-Czechs should not be surprising since for anyone in the empire as well as in Poland and Hungary, Prague was a whole lot closer than Paris, Bologna or Oxford. This issue of language and who the university was for will become an important topic further down the line, so just keep that in mind. But for now what we have is a truly international institution which raised the profile of Prague, the crown of Bohemia and its bearer even further.

When we put it all together, the whole thing begins to make sense. What Karl is attempting here is a redefinition of the Kingdom of Bohemia. A kingdom increasingly detached from the empire, its most senior bishop no longer reporting to a archbishop over in the German lands, a capital massively enlarged with squares on a scale that takes people’s breath away, a centre for pilgrims who find it a new Jerusalem or at least a new Rome and throning above all the cathedral of St. Vitus and within it the crown of St. Wenceslaus the manifestation of this commonwealth.

By 1355 it is clear to see for everyone that Bohemia is flourishing under its new ruler and that it had come together as a kingdom, ruler, nobles, patricians, scholars and artisans all united in one purpose.

And that is when Karl decides that it was time to harvest what he had sowed. This new entity, the crown of Bohemia needed a constitution. Surely he did not use the word constitution in the way we would use it today but he meant something quite similar, a written document that set out explicitly who was to decide what, which rights one had against the state and what the state could to those who failed to obey.

This document he called the Majestas Carolina, I am not sure I can translate that. It opened up with several sections on what to do with heretics, which implies the anti-clerical trends had been boosted by the recent plague. The next section is about preserving the resources of the crown, effectively prohibiting the sale and mortgaging of certain royal estates and cities – so far so uncontroversial by 14th century standards.

What raised eyebrows were the rules about the Landfrieden, the common peace. Bringing peace and protecting travellers had been demanded of rulers since time immemorial but had still failed to materialise. Emperors, kings, dukes, counts and cities across medieval Europe tried and tried to rein in on banditry and feuds, sometime by force, sometime through voluntary agreement, but usually with limited success.

The Majestas Carolina took a straightforward approach. Karl simply banned mot just feuds and banditry it any form of harm done Toni’s subjects.   An administrative structure comprised of bureaucrats and lawyers was to enforce this peace and adjudicate the conflicts underlying the feuds. As for the nobility, they were to be co-opted into the royal apparatus, serving the crown of Bohemia by providing advice in the council and military support in war. All power was therefore concentrated in the crown of Bohemia, any rival structure such as voluntary agreements or alliances amongst the barons and/or cities were explicitly prohibited.

That all sounds eminently sensible. Almost word for word exactly as sensible as the Constitutions of Melfi issued more than a hundred years earlier by Frederick II for his kingdom of Sicily. And like the Constitutions of Melfi, it ran into opposition from the barons. For them the Majestas Carolina would have brought an unacceptable loss of power. No longer were they the sole judges in their land. And even worse, once the law was written down, they could no longer make it up as they went along. And let’s not forget, feuds and banditry had become a major source of income for the knights whose revenues from agricultural activity had dried up, now that they had to pay their few remaining peasants more money.

The Majestas Carolina, as sensible a lawbook it was, got shot down by the barons. When Karl called a general assembly in 1355 to pass this shiny capstone of the Bohemian reforms, he faced a hostile crowd. Pragmatic as he was, instead of trying to push and causing a civil war, he just came back to the barons one morning and said that a terrible accident had befallen his project. The one and only copy that some barons had already signed had accidentally fallen into the fire and had burned down. Without the book I am afraid, nobody can sign it. I am sorry to disappoint you all who wanted to commit to the project. It must have been a sign of god that this was not the way forward. So all stays as was. Thanks everyone for coming. See you next year.

And that is what I will say now too, see you next week when we look at Karl’s policy beyond Bohemia, namely his approach to the empire, which may include his second, more successful attempt at passing a constitution. I hope you will tune in again.

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